Janney Montgomery Scott’s IndexIQ ETF Trust IQ U.S. Small Cap ETF CSML Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-92,073	Closed	-$2.6M	–	2084
2018 Q3	$2.6M	Buy	92,073 +21,870	+31%	+$618K	0.02%	614
2018 Q2	$2.01M	Buy	70,203 +11,066	+19%	+$317K	0.02%	672
2018 Q1	$1.61M	Buy	59,137 +1,948	+3%	+$53.1K	0.02%	758
2017 Q4	$1.6M	Buy	+57,189	New	+$1.6M	0.02%	740