Ionic Capital Management’s Rio Tinto RIO Stock Holding History

Ionic Capital Management’s Portfolio RIO Stock Details RIO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-140,000	Closed	-$7.6M	–	254
2014 Q2	$7.6M	Hold	140,000	–	–	0.24%	90
2014 Q1	$7.82M	Sell	140,000 -40,000	-22%	-$2.18M	0.28%	83
2013 Q4	$10.2M	Hold	180,000	–	–	0.29%	86
2013 Q3	$8.78M	Sell	180,000 -20,000	-10%	-$933K	0.3%	96
2013 Q2	$8.22M	Buy	+200,000	New	+$8.92M	0.25%	105

Other funds holding RIO

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

WHV Investments San Francisco, California $187M AUM 14.29% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

MAA

Managed Account Advisors Jersey City, New Jersey $121B AUM 7.32% 1-Year Est. Return

Ionic Capital Management's RIO Position: Q4 2013 in Review

Ionic Capital Management sold out of Rio Tinto (RIO) in Q4 2013, closing a stake of 23,400 shares — an estimated $1.22M sold.

Ionic Capital Management first reported a position in RIO in Q2 2013 and held it in 2 quarters. The position peaked at $3.73M in Q2 2013. 306 funds tracked by Wall St. Rank hold RIO as of Q4 2013.

Ionic Capital Management reported no remaining Rio Tinto position as of Q4 2013 after selling out during the quarter.
Ionic Capital Management sold 23,400 Rio Tinto shares in Q4 2013, an estimated $1.22M.
Ionic Capital Management first reported a position in Rio Tinto in Q2 2013 and held it in 2 quarters.
Ionic Capital Management's Rio Tinto position peaked at $3.73M in Q2 2013.
306 funds tracked by Wall St. Rank held Rio Tinto as of Q4 2013.

Based on Ionic Capital Management's 13F filing for Q4 2013, filed 14 Feb 2014.