Integrated Wealth Management (Palm Desert)’s HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) HSBC.PRA Stock Holding History

Integrated Wealth Management (Palm Desert)’s Portfolio HSBC.PRA Stock Details HSBC.PRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	$200K	Buy	+7,720	New	+$198K	0.07%	255
2016 Q2	–	Sell	-7,720	Closed	-$198K	–	1404
2016 Q1	$198K	Hold	7,720	–	–	0.08%	189
2015 Q4	$197K	Hold	7,720	–	–	0.08%	186
2015 Q3	$195K	Hold	7,720	–	–	0.09%	187
2015 Q2	$195K	Buy	7,720 +450	+6%	+$11.4K	0.08%	197
2015 Q1	$186K	Buy	+7,270	New	+$187K	0.08%	194

Other funds holding HSBC.PRA

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $69.6M AUM 1.92% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

PineBridge Investments New York $12.1B AUM 33.46% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Integrated Wealth Management (Palm Desert)'s HSBC.PRA Position: Q1 2017 in Review

Integrated Wealth Management (Palm Desert) opened a new position in HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) (HSBC.PRA) in Q1 2017: 7,720 shares worth $200K. The stake represents 0.07% of the portfolio and ranks #255 among its holdings. This is a return to the name: Integrated Wealth Management (Palm Desert) previously reported a position in HSBC.PRA as recently as Q1 2016.

Integrated Wealth Management (Palm Desert) first reported a position in HSBC.PRA in Q1 2015 and has held it in 6 quarters since. 103 funds tracked by Wall St. Rank hold HSBC.PRA as of Q1 2017.

Integrated Wealth Management (Palm Desert) held 7,720 shares of HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) worth $200K as of Q1 2017.
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) was a new Integrated Wealth Management (Palm Desert) position in Q1 2017.
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) made up 0.07% of Integrated Wealth Management (Palm Desert)'s portfolio in Q1 2017, its #255 holding.
Integrated Wealth Management (Palm Desert) first reported a position in HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) in Q1 2015 and has held it in 6 quarters since.
103 funds tracked by Wall St. Rank held HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) as of Q1 2017.

Based on Integrated Wealth Management (Palm Desert)'s 13F filing for Q1 2017, filed 14 Apr 2017.