Independent Wealth Network’s Hartford Multifactor Small Cap ETF ROSC Stock Holding History

Independent Wealth Network’s Portfolio ROSC Stock Details ROSC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-8,460	Closed	-$305K	–	221
2023 Q3	$305K	Sell	8,460 -155	-2%	-$5.79K	0.19%	133
2023 Q2	$319K	Sell	8,615 -756	-8%	-$26.7K	0.19%	138
2023 Q1	$336K	Sell	9,371 -80	-0.8%	-$2.98K	0.21%	117
2022 Q4	$337K	Buy	9,451 +1	+0%	+$36	0.23%	111
2022 Q3	$306K	Sell	9,450 -1,055	-10%	-$37.8K	0.24%	117
2022 Q2	$356K	Sell	10,505 -3,520	-25%	-$127K	0.26%	105
2022 Q1	$539K	Sell	14,025 -2,100	-13%	-$80.9K	0.34%	81
2021 Q4	$654K	Sell	16,125 -1,944	-11%	-$78.3K	0.4%	62
2021 Q3	$750K	Buy	+18,069	New	+$701K	0.49%	54

Other funds holding ROSC

AWS

Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return

WWMSC

Wagner Wealth Management (South Carolina) Greenville, South Carolina $495M AUM 8.72% 1-Year Est. Return

SWM

Solano Wealth Management Fairfield, California $183M AUM 14.53% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

NWM

Northwest Wealth Management Spencer, Iowa $758M AUM 25.71% 1-Year Est. Return

KSWA

Kathleen S. Wright Associates Pittsburgh, Pennsylvania $270M AUM 12.59% 1-Year Est. Return

Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Independent Wealth Network's ROSC Position: Q4 2023 in Review

Independent Wealth Network sold out of Hartford Multifactor Small Cap ETF (ROSC) in Q4 2023, closing a stake of 8,460 shares — an estimated $305K sold.

Independent Wealth Network first reported a position in ROSC in Q3 2021 and held it in 9 quarters. The position peaked at $750K in Q3 2021. 17 funds tracked by Wall St. Rank hold ROSC as of Q4 2023.

Independent Wealth Network reported no remaining Hartford Multifactor Small Cap ETF position as of Q4 2023 after selling out during the quarter.
Independent Wealth Network sold 8,460 Hartford Multifactor Small Cap ETF shares in Q4 2023, an estimated $305K.
Independent Wealth Network first reported a position in Hartford Multifactor Small Cap ETF in Q3 2021 and held it in 9 quarters.
Independent Wealth Network's Hartford Multifactor Small Cap ETF position peaked at $750K in Q3 2021.
17 funds tracked by Wall St. Rank held Hartford Multifactor Small Cap ETF as of Q4 2023.

Based on Independent Wealth Network's 13F filing for Q4 2023, filed 12 Jan 2024.