Independent Portfolio Consultants’s Highland/iBoxx Senior Loan ETF SNLN Stock Holding History

Independent Portfolio Consultants’s Portfolio SNLN Stock Details SNLN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-78,540	Closed	-$1.51M	–	882
2015 Q2	$1.51M	Buy	78,540 +10,360	+15%	+$201K	0.3%	111
2015 Q1	$1.32M	Buy	68,180 +5,850	+9%	+$113K	0.27%	131
2014 Q4	$1.2M	Sell	62,330 -850	-1%	-$16.5K	0.24%	144
2014 Q3	$1.23M	Buy	63,180 +5,350	+9%	+$106K	0.33%	71
2014 Q2	$1.15M	Buy	57,830 +1,520	+3%	+$30.2K	0.32%	72
2014 Q1	$1.12M	Buy	+56,310	New	+$1.12M	0.36%	72

Other funds holding SNLN

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

HCMT

Highland Capital Management (Texas) Dallas, Texas $39M AUM

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

VFS

VSR Financial Services Overland Park, Kansas $607M AUM 0.85% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Independent Portfolio Consultants's SNLN Position: Q3 2015 in Review

Independent Portfolio Consultants sold out of Highland/iBoxx Senior Loan ETF (SNLN) in Q3 2015, closing a stake of 78,540 shares — an estimated $1.51M sold.

Independent Portfolio Consultants first reported a position in SNLN in Q1 2014 and held it in 6 quarters. The position peaked at $1.51M in Q2 2015. 27 funds tracked by Wall St. Rank hold SNLN as of Q3 2015.

Independent Portfolio Consultants reported no remaining Highland/iBoxx Senior Loan ETF position as of Q3 2015 after selling out during the quarter.
Independent Portfolio Consultants sold 78,540 Highland/iBoxx Senior Loan ETF shares in Q3 2015, an estimated $1.51M.
Independent Portfolio Consultants first reported a position in Highland/iBoxx Senior Loan ETF in Q1 2014 and held it in 6 quarters.
Independent Portfolio Consultants's Highland/iBoxx Senior Loan ETF position peaked at $1.51M in Q2 2015.
27 funds tracked by Wall St. Rank held Highland/iBoxx Senior Loan ETF as of Q3 2015.

Based on Independent Portfolio Consultants's 13F filing for Q3 2015, filed 19 Oct 2015.