IPC
SNLN

Independent Portfolio Consultants’s Highland/iBoxx Senior Loan ETF SNLN Stock Holding History

Independent Portfolio Consultants’s Portfolio SNLN Stock Details SNLN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q3 		– Sell
-78,540
Closed -$1.51M – 882
2015
Q2 		$1.51M Buy
78,540
+10,360
+15% +$201K 0.3% 111
2015
Q1 		$1.32M Buy
68,180
+5,850
+9% +$113K 0.27% 131
2014
Q4 		$1.2M Sell
62,330
-850
-1% -$16.5K 0.24% 144
2014
Q3 		$1.23M Buy
63,180
+5,350
+9% +$106K 0.33% 71
2014
Q2 		$1.15M Buy
57,830
+1,520
+3% +$30.2K 0.32% 72
2014
Q1 		$1.12M Buy
+56,310
New +$1.12M 0.36% 72

Other funds holding SNLN

CSIA
Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return
HCMT
Highland Capital Management (Texas) Dallas, Texas $39M AUM
GC
Guggenheim Capital Chicago, Illinois $12.6B AUM 27.3% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
VFS
VSR Financial Services Overland Park, Kansas $607M AUM 0.85% 1-Year Est. Return
Jane Street
Jane Street New York $93.1B AUM 61.18% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $376B AUM 19.32% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $431B AUM 30.22% 1-Year Est. Return