Independent Portfolio Consultants’s HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) HSBC.PRA Stock Holding History

Independent Portfolio Consultants’s Portfolio HSBC.PRA Stock Details HSBC.PRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-4,435	Closed	-$115K	–	764
2016 Q2	$115K	Buy	4,435 +570	+15%	+$14.6K	0.04%	426
2016 Q1	$99K	Buy	3,865 +1,670	+76%	+$42.2K	0.03%	473
2015 Q4	$56K	Sell	2,195 -680	-24%	-$17.4K	0.02%	563
2015 Q3	$73K	Sell	2,875 -36,645	-93%	-$927K	0.02%	521
2015 Q2	$997K	Buy	39,520 +4,070	+11%	+$103K	0.2%	164
2015 Q1	$909K	Buy	35,450 +1,170	+3%	+$30.2K	0.19%	162
2014 Q4	$881K	Buy	34,280 +31,360	+1,074%	+$797K	0.18%	171
2014 Q3	$73K	Buy	2,920 +1,265	+76%	+$32.1K	0.02%	587
2014 Q2	$42K	Buy	+1,655	New	+$42K	0.01%	668

Other funds holding HSBC.PRA

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Conning Inc Hartford, Connecticut $3.01B AUM 16.23% 1-Year Est. Return

PineBridge Investments New York $11.9B AUM 23.42% 1-Year Est. Return

Independent Portfolio Consultants's HSBC.PRA Position: Q3 2016 in Review

Independent Portfolio Consultants sold out of HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) (HSBC.PRA) in Q3 2016, closing a stake of 4,435 shares — an estimated $115K sold.

Independent Portfolio Consultants first reported a position in HSBC.PRA in Q2 2014 and held it in 9 quarters. The position peaked at $997K in Q2 2015. 102 funds tracked by Wall St. Rank hold HSBC.PRA as of Q3 2016.

Independent Portfolio Consultants reported no remaining HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position as of Q3 2016 after selling out during the quarter.
Independent Portfolio Consultants sold 4,435 HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) shares in Q3 2016, an estimated $115K.
Independent Portfolio Consultants first reported a position in HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) in Q2 2014 and held it in 9 quarters.
Independent Portfolio Consultants's HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position peaked at $997K in Q2 2015.
102 funds tracked by Wall St. Rank held HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) as of Q3 2016.

Based on Independent Portfolio Consultants's 13F filing for Q3 2016, filed 5 Oct 2016.