ICM

Indaba Capital Management Portfolio holdings

AUM $135M
This Quarter Return
+19.51%
1 Year Return
-10.02%
3 Year Return
+23.41%
5 Year Return
+36.42%
10 Year Return
+42.79%
AUM
$315M
AUM Growth
+$315M
Cap. Flow
+$24.2M
Cap. Flow %
7.7%
Top 10 Hldgs %
81.65%
Holding
22
New
4
Increased
3
Reduced
1
Closed
7

Top Buys

1
DGNR.U
Dragoneer Growth Opportunities Corp. Units, each consisting of one Class A ordinary share, and one-f
DGNR.U
$36.8M
2
OBDC icon
Blue Owl Capital
OBDC
$18.8M
3
BNFT
Benefitfocus, Inc.
BNFT
$18.1M
4
HOME
At Home Group Inc.
HOME
$16.2M
5
CSOD
Cornerstone OnDemand, Inc.
CSOD
$6.03M

Top Sells

1
NLSN
Nielsen Holdings plc
NLSN
$26.7M
2
HLF icon
Herbalife
HLF
$19.5M
3
MIME
Mimecast Limited
MIME
$14M
4
EB icon
Eventbrite
EB
$4.29M
5
BCSF icon
Bain Capital Specialty
BCSF
$3.46M

Sector Composition

1 Consumer Discretionary 16.12%
2 Communication Services 15.53%
3 Healthcare 9.36%
4 Real Estate 8.63%
5 Financials 5.96%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DGNR.U
1
DELISTED
Dragoneer Growth Opportunities Corp. Units, each consisting of one Class A ordinary share, and one-f
DGNR.U
$36.8M 11.68% +3,000,000 New +$36.8M
CSOD
2
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$32.2M 10.23% 884,746 +165,800 +23% +$6.03M
LAB icon
3
Standard BioTools
LAB
$481M
$29.5M 9.36% 3,963,752 – –
SATS icon
4
EchoStar
SATS
$17.8B
$27.8M 8.83% 1,116,264 +44,065 +4% +$1.1M
EVRI
5
DELISTED
Everi Holdings
EVRI
$21.4M 6.82% 2,599,578 -267,165 -9% -$2.2M
OBDC icon
6
Blue Owl Capital
OBDC
$7.33B
$18.8M 5.96% +1,555,218 New +$18.8M
BNFT
7
DELISTED
Benefitfocus, Inc.
BNFT
$18.1M 5.74% +1,613,085 New +$18.1M
RVI
8
DELISTED
Retail Value Inc. Common Shares
RVI
$16.6M 5.28% 1,321,010 +78,119 +6% +$982K
HOME
9
DELISTED
At Home Group Inc.
HOME
$16.2M 5.16% +1,093,000 New +$16.2M
STGW icon
10
Stagwell
STGW
$1.46B
$15.1M 4.8% 9,377,399 – –
GDEN icon
11
Golden Entertainment
GDEN
$651M
$13M 4.14% 942,099 – –
CLPR
12
Clipper Realty
CLPR
$72.3M
$10.5M 3.35% 1,742,092 – –
WOW icon
13
WideOpenWest
WOW
$437M
$5.97M 1.9% 1,150,861 – –
BCSF icon
14
Bain Capital Specialty
BCSF
$1.03B
– – -311,844 Closed -$3.46M
EB icon
15
Eventbrite
EB
$256M
– – -500,000 Closed -$4.29M
HLF icon
16
Herbalife
HLF
$1.01B
– – -433,548 Closed -$19.5M
MIME
17
DELISTED
Mimecast Limited
MIME
– – -336,531 Closed -$14M
VVNT.WS
18
DELISTED
Vivint Smart Home, Inc. Warrants, each exercisable for one Class A Common Stock at an exercise price
VVNT.WS
– – -416,667 Closed -$2.38M
ACEL.WS
19
DELISTED
Accel Entertainment, Inc. Warrant, to purchase one Class A-1 Common Stock at an exercise price of $1
ACEL.WS
– – -500,000 Closed -$1.17M
NLSN
20
DELISTED
Nielsen Holdings plc
NLSN
– – -1,796,334 Closed -$26.7M