ICM

Indaba Capital Management Portfolio holdings

AUM $135M
This Quarter Return
-2.63%
1 Year Return
-10.02%
3 Year Return
+23.41%
5 Year Return
+36.42%
10 Year Return
+42.79%
AUM
$506M
AUM Growth
+$506M
Cap. Flow
-$76.1M
Cap. Flow %
-15.04%
Top 10 Hldgs %
90.23%
Holding
27
New
4
Increased
4
Reduced
4
Closed
7

Top Buys

1
RLJ.PRA icon
RLJ Lodging Trust $1.95 Series A Cumulative Convertible Preferred Shares
RLJ.PRA
$34.4M
2
ACTA
Actua Corporation
ACTA
$19.1M
3
VVNT
Vivint Smart Home, Inc. Class A Common Stock
VVNT
$12.1M
4
NYRT
New York REIT, Inc.
NYRT
$7.83M
5
WOW icon
WideOpenWest
WOW
$2.48M

Top Sells

1
HRG
HRG Group, Inc.
HRG
$30.1M
2
DEL
Deltic Timber
DEL
$23.4M
3
CSOD
Cornerstone OnDemand, Inc.
CSOD
$21M
4
GIMO
Gigamon Inc.
GIMO
$20.8M
5
HAIN icon
Hain Celestial
HAIN
$18.2M

Sector Composition

1 Technology 32.29%
2 Real Estate 12.87%
3 Industrials 11.98%
4 Communication Services 4.53%
5 Utilities 4.33%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AABA
1
DELISTED
Altaba Inc. Common Stock
AABA
$140M 27.74% 2,009,387 – –
HRG
2
DELISTED
HRG Group, Inc.
HRG
$46.2M 9.14% 2,727,659 -1,775,508 -39% -$30.1M
NYRT
3
DELISTED
New York REIT, Inc.
NYRT
$35M 6.92% 8,901,627 +1,993,148 +29% +$7.83M
RLJ.PRA icon
4
RLJ Lodging Trust $1.95 Series A Cumulative Convertible Preferred Shares
RLJ.PRA
$313M
$34.4M 6.79% +1,272,297 New +$34.4M
ACTA
5
DELISTED
Actua Corporation
ACTA
$23M 4.54% 1,473,327 +1,227,269 +499% +$19.1M
WOW icon
6
WideOpenWest
WOW
$437M
$22.9M 4.53% 2,167,969 +234,767 +12% +$2.48M
AY
7
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$21.9M 4.33% 1,031,702 -249,291 -19% -$5.29M
CLPR
8
Clipper Realty
CLPR
$72.3M
$17.4M 3.44% 1,740,111 +26,560 +2% +$265K
ACEL icon
9
Accel Entertainment
ACEL
$977M
$14.6M 2.89% 1,500,000 – –
TRTX
10
TPG RE Finance Trust
TRTX
$735M
$12.7M 2.51% 667,555 -57,445 -8% -$1.09M
VVNT
11
DELISTED
Vivint Smart Home, Inc. Class A Common Stock
VVNT
$12.1M 2.4% +1,250,001 New +$12.1M
EVRI
12
DELISTED
Everi Holdings
EVRI
$6.46M 1.28% 856,721 -624,513 -42% -$4.71M
TNC icon
13
Tennant Co
TNC
$1.52B
$2.23M 0.44% +30,662 New +$2.23M
TPGH.WS
14
DELISTED
TPG Pace Holdings Corp. Warrants, each exercisable for one Class A Ordinary Share at an exercise pri
TPGH.WS
$775K 0.15% 500,000 – –
MOSC.WS
15
DELISTED
Mosaic Acquisition Corp. Warrants, each exercisable for one Class A Common Stock at an exercise pric
MOSC.WS
$542K 0.11% +416,667 New +$542K
HAIN icon
16
Hain Celestial
HAIN
$162M
– – -443,400 Closed -$18.2M
PRKS icon
17
United Parks & Resorts
PRKS
$2.89B
– – -760,000 Closed -$9.87M
CSOD
18
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– – -517,407 Closed -$21M
IMPV
19
DELISTED
Imperva, Inc.
IMPV
– – -94,572 Closed -$4.1M
ILG
20
DELISTED
ILG, Inc Common Stock
ILG
– – -612,822 Closed -$16.4M
DEL
21
DELISTED
Deltic Timber
DEL
– – -264,906 Closed -$23.4M
GIMO
22
DELISTED
Gigamon Inc.
GIMO
– – -494,211 Closed -$20.8M
ABCO
23
DELISTED
Advisory Board Co/The
ABCO
– – 0 – –