ICM

Indaba Capital Management Portfolio holdings

AUM $135M
1-Year Est. Return 10.02%
This Quarter Est. Return
1 Year Est. Return
-10.02%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$268M
AUM Growth
-$28.7M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
21
New
Increased
Reduced
Closed

Top Buys

1
+$25.2M
2
+$19.4M
3
+$16.7M
4
EMC
EMC CORPORATION
EMC
+$11.2M
5
NYRT
New York REIT, Inc.
NYRT
+$8.78M

Top Sells

1
+$27.9M
2
+$21.5M
3
+$19.8M
4
HCBK
HUDSON CITY BANCORP INC
HCBK
+$14M
5
OVTI
OMNIVISION TECHNOLOGIES INC
OVTI
+$13.8M

Sector Composition

1 Energy 28.73%
2 Real Estate 25.43%
3 Technology 13.58%
4 Communication Services 11.77%
5 Utilities 7.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$77M 28.73%
2,314,900
2
$25.2M 9.42%
+428,477
3
$22.9M 8.56%
418,458
-40,442
4
$22.1M 8.25%
1,008,517
5
$20.6M 7.67%
3,022,204
-2,911,472
6
$19.4M 7.24%
+670,477
7
$16.7M 6.23%
+1,711,653
8
$11.2M 4.17%
+435,000
9
$8.78M 3.28%
+76,333
10
$8.61M 3.21%
+270,000
11
$2.33M 0.87%
612,125
12
– –
-297,661
13
– –
-2,117,476
14
– –
-523,749
15
– –
-34,498
16
– –
-734,868
17
– –
-1,379,406
18
– –
-2,303,714
19
– –
-155,350