Iconiq Capital’s iShares Preferred and Income Securities ETF PFF Stock Holding History

Iconiq Capital’s Portfolio PFF Stock Details PFF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-247,830	Closed	-$9.89M	–	50
2016 Q2	$9.89M	Sell	247,830 -631	-0.3%	-$24.7K	2.09%	9
2016 Q1	$9.7M	Buy	248,461 +2,635	+1%	+$101K	1.8%	9
2015 Q4	$9.55M	Buy	245,826 +3,225	+1%	+$126K	1.79%	9
2015 Q3	$9.36M	Sell	242,601 -11,160	-4%	-$436K	1.85%	9
2015 Q2	$9.94M	Hold	253,761	–	–	1.77%	8
2015 Q1	$10.2M	Hold	253,761	–	–	1.94%	8
2014 Q4	$10M	Hold	253,761	–	–	1.93%	8
2014 Q3	$10M	Sell	253,761 -2,335	-0.9%	-$92.5K	2.25%	6
2014 Q2	$10.2M	Sell	256,096 -8,045	-3%	-$317K	3.75%	5
2014 Q1	$10.3M	Sell	264,141 -20,150	-7%	-$769K	4.52%	5
2013 Q4	$10.5M	Sell	284,291 -7,230	-2%	-$273K	5.36%	4
2013 Q3	$11.1M	Buy	+291,521	New	+$11.1M	8.02%	4

Other funds holding PFF

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

Aozora Bank Tokyo, Japan $43.6M AUM 1.15% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Iconiq Capital's PFF Position: Q3 2016 in Review

Iconiq Capital sold out of iShares Preferred and Income Securities ETF (PFF) in Q3 2016, closing a stake of 247,830 shares — an estimated $9.89M sold.

Iconiq Capital first reported a position in PFF in Q3 2013 and held it in 12 quarters. The position peaked at $11.1M in Q3 2013. 567 funds tracked by Wall St. Rank hold PFF as of Q3 2016.

Iconiq Capital reported no remaining iShares Preferred and Income Securities ETF position as of Q3 2016 after selling out during the quarter.
Iconiq Capital sold 247,830 iShares Preferred and Income Securities ETF shares in Q3 2016, an estimated $9.89M.
Iconiq Capital first reported a position in iShares Preferred and Income Securities ETF in Q3 2013 and held it in 12 quarters.
Iconiq Capital's iShares Preferred and Income Securities ETF position peaked at $11.1M in Q3 2013.
567 funds tracked by Wall St. Rank held iShares Preferred and Income Securities ETF as of Q3 2016.

Based on Iconiq Capital's 13F filing for Q3 2016, filed 14 Nov 2016.