Iconiq Capital’s OAKTREE CAPITAL GROUP, LLC OAK Stock Holding History

Iconiq Capital’s Portfolio OAK Stock Details OAK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-20,452	Closed	-$831K	–	53
2018 Q2	$831K	Sell	20,452 -10,023	-33%	-$406K	0.1%	38
2018 Q1	$1.21M	Sell	30,475 -2,515	-8%	-$108K	0.14%	31
2017 Q4	$1.39M	Hold	32,990	–	–	0.14%	30
2017 Q3	$1.55M	Hold	32,990	–	–	0.15%	25
2017 Q2	$1.54M	Hold	32,990	–	–	0.15%	23
2017 Q1	$1.49M	Hold	32,990	–	–	0.17%	23
2016 Q4	$1.24M	Buy	32,990 +22,890	+227%	+$918K	0.15%	23
2016 Q3	$428K	Hold	10,100	–	–	0.09%	29
2016 Q2	$452K	Hold	10,100	–	–	0.1%	28
2016 Q1	$498K	Buy	+10,100	New	+$459K	0.09%	27

Other funds holding OAK

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Ariel Investments Chicago, Illinois $8.93B AUM 29.58% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

BAMCO Inc New York $33.1B AUM 11.16% 1-Year Est. Return

Mackenzie Financial Toronto Ontario, Ontario, Canada $83.3B AUM 31.19% 1-Year Est. Return

EIG

EdgePoint Investment Group Toronto, Ontario, Canada $12.5B AUM 31.7% 1-Year Est. Return

Artisan Partners Milwaukee, Wisconsin $62.3B AUM 26.25% 1-Year Est. Return

WRF

Waddell & Reed Financial Overland Park, Kansas $48.6B AUM 84.78% 1-Year Est. Return

Iconiq Capital's OAK Position: Q3 2018 in Review

Iconiq Capital sold out of OAKTREE CAPITAL GROUP, LLC (OAK) in Q3 2018, closing a stake of 20,452 shares — an estimated $831K sold.

Iconiq Capital first reported a position in OAK in Q1 2016 and held it in 10 quarters. The position peaked at $1.55M in Q3 2017. 198 funds tracked by Wall St. Rank hold OAK as of Q3 2018.

Iconiq Capital reported no remaining OAKTREE CAPITAL GROUP, LLC position as of Q3 2018 after selling out during the quarter.
Iconiq Capital sold 20,452 OAKTREE CAPITAL GROUP, LLC shares in Q3 2018, an estimated $831K.
Iconiq Capital first reported a position in OAKTREE CAPITAL GROUP, LLC in Q1 2016 and held it in 10 quarters.
Iconiq Capital's OAKTREE CAPITAL GROUP, LLC position peaked at $1.55M in Q3 2017.
198 funds tracked by Wall St. Rank held OAKTREE CAPITAL GROUP, LLC as of Q3 2018.

Based on Iconiq Capital's 13F filing for Q3 2018, filed 14 Nov 2018.