HF
FFC

HRT Financial’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

HRT Financial’s Portfolio FFC Stock Details FFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q3 		– Sell
-13,003
Closed -$211K – 3090
2025
Q2 		$211K Buy
+13,003
New +$202K ﹤0.01% 2044
2023
Q2 		– Sell
-13,144
Closed -$181K – 2709
2023
Q1 		$181K Buy
+13,144
New +$209K ﹤0.01% 1944

Other funds holding FFC

Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
BA
Bard Associates Chicago, Illinois $451M AUM 66.6% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $326M AUM 0.12% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.15B AUM 12.28% 1-Year Est. Return

HRT Financial's FFC Position: Q3 2025 in Review

HRT Financial sold out of Flaherty & Crumrine Preferred and Income Securities Fund (FFC) in Q3 2025, closing a stake of 13,003 shares — an estimated $211K sold.

HRT Financial first reported a position in FFC in Q1 2023 and held it in 2 quarters. The position peaked at $211K in Q2 2025. 115 funds tracked by Wall St. Rank hold FFC as of Q3 2025.

  • HRT Financial reported no remaining Flaherty & Crumrine Preferred and Income Securities Fund position as of Q3 2025 after selling out during the quarter.
  • HRT Financial sold 13,003 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q3 2025, an estimated $211K.
  • HRT Financial first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q1 2023 and held it in 2 quarters.
  • HRT Financial's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $211K in Q2 2025.
  • 115 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q3 2025.

Based on HRT Financial's 13F filing for Q3 2025, filed 14 Nov 2025.