We are live on ! Find out more
HK

Horizon Kinetics Portfolio holdings

AUM $3.06B
1-Year Est. Return 5.37%
This Fund
S&P 500
This Quarter Est. Return
+11.53%
1 Year Est. Return
+5.37%
3 Year Est. Return
+65.64%
5 Year Est. Return
+75.06%
10 Year Est. Return
–
AUM
$7.3B
AUM Growth
+$469M
Cap. Flow
-$327M
Cap. Flow %
-4.48%
Top 10 Hldgs %
48.05%
Holding
574
New
118
Increased
114
Reduced
223
Closed
34

Top Buys

Rank Stock Value
1
QVCGA
QVC Group Inc Series A
QVCGA
+$14.9M
2
SHLD
Sears Holding Corporation
SHLD
+$14M
3
OAK
OAKTREE CAPITAL GROUP, LLC
OAK
+$10.4M
4
VIAB
Viacom Inc. Class B
VIAB
+$9.77M
5
DSL
DoubleLine Income Solutions Fund
DSL
+$7.65M

Top Sells

Rank Stock Value
1
ELS icon
Equity Lifestyle Properties
ELS
+$87M
2
CBOE icon
Cboe Global Markets
CBOE
+$34.7M
3
JCP
J.C. Penney Company, Inc.
JCP
+$15.5M
4
HHH icon
Howard Hughes
HHH
+$14.9M
5
RSE
ROUSE PPTYS INC COM (DE)
RSE
+$14.8M

Sector Composition

Rank Sector Weight
1 Communication Services 28.73%
2 Consumer Discretionary 20.62%
3 Financials 13.99%
4 Real Estate 13.82%
5 Energy 8.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TROW icon
476
T. Rowe Price
TROW
$22.2B
$216K ﹤0.01%
3,000
– –
CMRE icon
477
Costamare
CMRE
$1.83B
$213K ﹤0.01%
+12,099
New +$213K
NIM icon
478
PUT
Nuveen Select Maturities Municipal Fund
NIM
$112M
$209K ﹤0.01%
+21,500
New +$208K
ATNY
479
DELISTED
API TECHNOLOGIES CORP. COMMON STOCK
ATNY
$202K ﹤0.01%
69,033
– –
SMMU icon
480
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.18B
$200K ﹤0.01%
4,000
– –
TMQ
481
Trilogy Metals
TMQ
$551M
$186K ﹤0.01%
98,421
-184
-0.2% -$356
MHI
482
DELISTED
Pioneer Municipal High Income Fund
MHI
$184K ﹤0.01%
13,000
-131
-1% -$1.83K
EIM
483
Eaton Vance Municipal Bond Fund
EIM
$464M
$181K ﹤0.01%
15,668
– –
SLA
484
DELISTED
AMERICAN SELECT PTFL INC
SLA
$180K ﹤0.01%
18,737
-60,465
-76% -$585K
NZH
485
DELISTED
Nuveen Calif Div
NZH
$176K ﹤0.01%
15,119
– –
JRS icon
486
Nuveen Real Estate Income Fund
JRS
$225M
$175K ﹤0.01%
16,582
– –
CCA
487
DELISTED
MFS California Municipal Fund
CCA
$175K ﹤0.01%
17,122
– –
SAN icon
488
Banco Santander
SAN
$213B
$174K ﹤0.01%
23,385
+11,587
+98% +$76.9K
MUS
489
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$172K ﹤0.01%
13,887
-130
-0.9% -$1.55K
MHY
490
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$167K ﹤0.01%
29,400
– –
AFB
491
AllianceBernstein National Municipal Income Fund
AFB
$291M
$165K ﹤0.01%
12,776
-3,205
-20% -$40.3K
PYN
492
DELISTED
PIMCO New York Municipal Income Fund III
PYN
$158K ﹤0.01%
17,000
-122
-0.7% -$1.12K
MYI icon
493
BlackRock MuniYield Quality Fund III
MYI
$669M
$157K ﹤0.01%
12,025
-18,415
-60% -$237K
DSU icon
494
BlackRock Debt Strategies Fund
DSU
$589M
$150K ﹤0.01%
12,435
-770
-6% -$9.27K
DSM
495
BNY Mellon Strategic Municipal Bond Fund
DSM
$269M
$147K ﹤0.01%
19,074
– –
MUI
496
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$147K ﹤0.01%
10,308
– –
MFM
497
Aberdeen Municipal Income Fund
MFM
$210M
$140K ﹤0.01%
21,811
– –
AOD
498
abrdn Total Dynamic Dividend Fund
AOD
$1.09B
$137K ﹤0.01%
17,030
– –
JPS
499
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$135K ﹤0.01%
16,492
+2,400
+17% +$19.8K
AWP
500
abrdn Global Premier Properties Fund
AWP
$337M
$133K ﹤0.01%
6,137
-1,108
-15% -$24.1K
18 19
20
21 22

Similar funds

SA
SPO Advisory San Anselmo, California $2.11B AUM 14.87% 1-Year Est. Return
AC
Ashler Capital Chicago, Illinois $1.34B AUM 12.59% 1-Year Est. Return
OA
Omega Advisors New York $1.02B AUM 7% 1-Year Est. Return
TGA
Trilogy Global Advisors Winter Park, Florida $712M AUM 8.54% 1-Year Est. Return
PWM
Patriot Wealth Management Houston, Texas $683M AUM 5.39% 1-Year Est. Return
APFBOT
Amica Pension Fund Board of Trustees Providence, Rhode Island $644M AUM 4.55% 1-Year Est. Return
RCM
Roystone Capital Management New York $590M AUM 11.49% 1-Year Est. Return
CFIC
City Financial Investment Company London, United Kingdom $562M AUM 5.93% 1-Year Est. Return

Horizon Kinetics's Q3 2013 Portfolio in Review

As of Q3 2013, Horizon Kinetics held 574 positions worth $7.3B, up 6.9% from $6.83B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Horizon Kinetics withdrew a net $327M in Q3 2013, closing 34 positions and reducing 223 holdings. Its most notable exit was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $3.36M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 29% of assets, up from 27% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Horizon Kinetics opened a new position in HEICO Corp Class A worth $6.53M.

  • Horizon Kinetics's largest Q3 2013 buy was HEICO Corp Class A: 496,933 shares worth $6.53M.
  • Horizon Kinetics added most to QVC Group Inc Series A in Q3 2013, an estimated $14.9M increase.
  • Horizon Kinetics's biggest Q3 2013 reduction was Equity Lifestyle Properties, cutting an estimated $87M.
  • Horizon Kinetics fully exited State Street SPDR Bloomberg High Yield Bond ETF in Q3 2013, selling an estimated $3.36M.
  • Horizon Kinetics's ten largest holdings make up 48% of its $7.3B portfolio in Q3 2013.
  • Horizon Kinetics opened 118 new positions and closed 34 in Q3 2013.
  • Horizon Kinetics's portfolio value rose 6.9% quarter-over-quarter to $7.3B.

Based on Horizon Kinetics's 13F filing for Q3 2013, filed 14 Nov 2013.