Horizon Kinetics’s Nuveen Preferred & Income Securities Fund JPS Stock Holding History

Horizon Kinetics’s Portfolio JPS Stock Details JPS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	$259K	Sell	31,312 -15,289	-33%	-$127K	0.01%	412
2018 Q3	$410K	Sell	46,601 -2,582	-5%	-$22.8K	0.01%	332
2018 Q2	$433K	Sell	49,183 -2,421	-5%	-$22.7K	0.01%	292
2018 Q1	$505K	Sell	51,604 -4,483	-8%	-$43K	0.01%	268
2017 Q4	$572K	Sell	56,087 -7,401	-12%	-$76.3K	0.02%	252
2017 Q3	$661K	Sell	63,488 -10,317	-14%	-$106K	0.02%	241
2017 Q2	$755K	Sell	73,805 -1,593	-2%	-$15.9K	0.02%	229
2017 Q1	$719K	Sell	75,398 -344	-0.5%	-$3.27K	0.02%	234
2016 Q4	$705K	Sell	75,742 -64,485	-46%	-$584K	0.02%	233
2016 Q3	$1.34M	Sell	140,227 -16,807	-11%	-$160K	0.04%	169
2016 Q2	$1.45M	Buy	+157,034	New	+$1.43M	0.04%	162
2015 Q3	–	Sell	-10,105	Closed	-$86K	–	525
2015 Q2	$86K	Sell	10,105 -258	-2%	-$2.31K	﹤0.01%	506
2015 Q1	$95K	Sell	10,363 -2,370	-19%	-$21.9K	﹤0.01%	510
2014 Q4	$113K	Sell	12,733 -1,200	-9%	-$10.8K	﹤0.01%	505
2014 Q3	$121K	Hold	13,933	–	–	﹤0.01%	502
2014 Q2	$126K	Sell	13,933 -2,400	-15%	-$21.4K	﹤0.01%	513
2014 Q1	$142K	Sell	16,333 -1,158	-7%	-$9.81K	﹤0.01%	512
2013 Q4	$142K	Buy	17,491 +999	+6%	+$8.07K	﹤0.01%	522
2013 Q3	$135K	Buy	16,492 +2,400	+17%	+$19.8K	﹤0.01%	518
2013 Q2	$123K	Buy	+14,092	New	+$131K	﹤0.01%	436

Other funds holding JPS

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.66B AUM 59.71% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Horizon Kinetics's JPS Position: Q4 2018 in Review

Horizon Kinetics reduced its Nuveen Preferred & Income Securities Fund (JPS) stake by 33% in Q4 2018, selling an estimated $127K and leaving 31,312 shares worth $259K. The position accounts for 0.01% of the portfolio, ranked #412.

Horizon Kinetics first reported a position in JPS in Q2 2013 and has held it in 20 quarters since. The position peaked at $1.45M in Q2 2016. 180 funds tracked by Wall St. Rank hold JPS as of Q4 2018.

Horizon Kinetics held 31,312 shares of Nuveen Preferred & Income Securities Fund worth $259K as of Q4 2018.
Horizon Kinetics sold 15,289 Nuveen Preferred & Income Securities Fund shares in Q4 2018, an estimated $127K.
Nuveen Preferred & Income Securities Fund made up 0.01% of Horizon Kinetics's portfolio in Q4 2018, its #412 holding.
Horizon Kinetics first reported a position in Nuveen Preferred & Income Securities Fund in Q2 2013 and has held it in 20 quarters since.
Horizon Kinetics's Nuveen Preferred & Income Securities Fund position peaked at $1.45M in Q2 2016.
180 funds tracked by Wall St. Rank held Nuveen Preferred & Income Securities Fund as of Q4 2018.

Based on Horizon Kinetics's 13F filing for Q4 2018, filed 14 Feb 2019.