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JPS

Nuveen Preferred & Income Securities Fund

Delisted

JPS was delisted on the 3rd of November, 2023.

132 hedge funds and large institutions have $227M invested in Nuveen Preferred & Income Securities Fund in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 51 increasing their positions, 36 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 36

1% less capital invested

Capital invested by funds: $230M → $227M (-$2.74M)

5% less funds holding

Funds holding: 139132 (-7)

33% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 15

Holders
132
Holders Change
-7
Holders Change %
-5.04%
% of All Funds
3.52%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
51
Reduced
36
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$34.5M +$708K +74,165 +2%
Morgan Stanley
2
Morgan Stanley
New York
$33.8M -$5.09M -533,124 -13%
Wells Fargo
3
Wells Fargo
California
$21.1M +$824K +86,340 +4%
Invesco
4
Invesco
Georgia
$14.7M -$1.17M -122,740 -7%
Bessemer Group
5
Bessemer Group
New Jersey
$13.2M -$501K -52,515 -4%
LPL Financial
6
LPL Financial
California
$11.4M +$285K +29,879 +3%
Bank of America
7
Bank of America
North Carolina
$11.3M -$594K -62,261 -5%
CFP
8
Cornerstone Financial Partners
North Carolina
$5.72M +$453K +47,510 +9%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$5.24M +$590K +61,783 +13%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$5.08M +$1.05M +110,128 +26%
CTC
11
Central Trust Company
Missouri
$4.66M -$72K -7,550 -2%
SIA
12
Sit Investment Associates
Minnesota
$3.21M -$1.34M -140,017 -29%
GIP
13
Greatmark Investment Partners
Georgia
$3.06M +$64.2K +6,730 +2%
FFA
14
First Foundation Advisors
California
$2.99M +$547K +57,283 +23%
UCFA
15
United Capital Financial Advisors
Texas
$2.88M +$634K +66,455 +28%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$2.79M -$282K -29,523 -9%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$2.69M +$488K +51,154 +22%
KA
18
Kovack Advisors
Florida
$2.67M +$2.28M +238,722 +601%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$2.62M +$416K +43,568 +19%
GWM
20
Geneos Wealth Management
Colorado
$2.06M +$107K +11,165 +5%
OA
21
Oxbow Advisors
Texas
$2.06M -$133K -13,926 -6%
CIA
22
Capital Investment Advisors
Georgia
$2.04M +$58.1K +6,093 +3%
IH
23
IFC Holdings
Florida
$1.9M +$973 +102 +0.1%
ICOA
24
Investment Centers of America
North Dakota
$1.79M -$336K -35,224 -16%
AWA
25
Arete Wealth Advisors
Illinois
$1.69M +$71.6K +7,506 +4%

JPS Hedge Fund Activity: Q3 2016 in Review

132 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Nuveen Preferred & Income Securities Fund (JPS) for Q3 2016, worth a combined $227M — down 1.2% from $230M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of JPS and 10 opened new positions — a net loss of 5 holders — while 36 trimmed existing stakes and 51 added.

The largest buyer was Kovack Advisors, adding an estimated $2.28M. The largest seller was McGowan Group Asset Management, exiting entirely with an estimated $5.64M sold.

  • 132 institutional investors held Nuveen Preferred & Income Securities Fund (JPS) as of Q3 2016, down from 139 in Q2 2016.
  • Funds reported $227M of Nuveen Preferred & Income Securities Fund stock for Q3 2016, down 1.2% quarter-over-quarter.
  • 10 funds opened new Nuveen Preferred & Income Securities Fund positions in Q3 2016 and 15 closed out, a net change of -5 holders.
  • The largest Nuveen Preferred & Income Securities Fund buyer in Q3 2016 was Kovack Advisors, an estimated $2.28M added.
  • The largest Nuveen Preferred & Income Securities Fund seller in Q3 2016 was McGowan Group Asset Management, an estimated $5.64M sold.

Based on aggregated 13F filings for Q3 2016.