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Horizon Kinetics Portfolio holdings

AUM $3.06B
1-Year Est. Return 5.37%
This Fund
S&P 500
This Quarter Est. Return
+9.31%
1 Year Est. Return
+5.37%
3 Year Est. Return
+65.64%
5 Year Est. Return
+75.06%
10 Year Est. Return
–
AUM
$3.57B
AUM Growth
-$403M
Cap. Flow
-$692M
Cap. Flow %
-19.38%
Top 10 Hldgs %
51.47%
Holding
532
New
11
Increased
75
Reduced
332
Closed
23

Top Buys

Rank Stock Value
1
AMCX icon
AMC Global Media
AMCX
+$11.6M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$7.8M
3
TPL icon
Texas Pacific Land
TPL
+$5.18M
4
FHI icon
Federated Hermes
FHI
+$4.69M
5
NVGS icon
Navigator Holdings
NVGS
+$3.49M

Top Sells

Rank Stock Value
1
DWA
DREAMWORKS ANIMATION SKG INC CL-A
DWA
+$198M
2
NWL icon
Newell Brands
NWL
+$34.2M
3
RSE
ROUSE PPTYS INC COM (DE)
RSE
+$24.7M
4
HHH icon
Howard Hughes
HHH
+$17.3M
5
BBWI icon
Bath & Body Works
BBWI
+$9.58M

Sector Composition

Rank Sector Weight
1 Communication Services 17.69%
2 Energy 17.27%
3 Consumer Discretionary 14.23%
4 Real Estate 12.22%
5 Financials 9.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WNR
426
DELISTED
Western Refining Inc
WNR
$385K 0.01%
14,541
-7,977
-35% -$189K
JPM icon
427
JPMorgan Chase
JPM
$916B
$381K 0.01%
5,725
+208
+4% +$13.6K
CHK
428
DELISTED
Chesapeake Energy Corporation
CHK
$381K 0.01%
304
-164
-35% -$189K
KEY.PRG
429
DELISTED
KeyCorp Pfd
KEY.PRG
$380K 0.01%
+2,780
New +$379K
DKS icon
430
Dick's Sporting Goods
DKS
$18.4B
$379K 0.01%
6,692
-3,902
-37% -$215K
CVI icon
431
CVR Energy
CVI
$3.48B
$378K 0.01%
27,421
+2,509
+10% +$36K
DSE
432
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
$378K 0.01%
4,891
-46
-0.9% -$3.55K
ACAS
433
DELISTED
American Capital Ltd
ACAS
$378K 0.01%
22,364
-1,532
-6% -$25.4K
ARE.PRD
434
DELISTED
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
$364K 0.01%
10,317
-659
-6% -$23.1K
PFD
435
Flaherty & Crumrine Preferred and Income Fund
PFD
$145M
$348K 0.01%
22,964
-3,970
-15% -$62.2K
NTC
436
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
$339K 0.01%
24,544
– –
WIA
437
Western Asset Inflation-Linked Income Fund
WIA
$185M
$334K 0.01%
29,217
+779
+3% +$8.98K
MMM icon
438
3M
MMM
$91.8B
$332K 0.01%
2,251
+43
+2% +$6.42K
PHD
439
DELISTED
Pioneer Floating Rate Fund
PHD
$327K 0.01%
27,748
-20,700
-43% -$237K
NVO
440
Novo Nordisk
NVO
$228B
$324K 0.01%
15,574
+94
+0.6% +$2.33K
CL icon
441
Colgate-Palmolive
CL
$74.8B
$322K 0.01%
4,339
– –
BX icon
442
Blackstone
BX
$104B
$321K 0.01%
12,576
-17,850
-59% -$471K
BBF
443
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$316K 0.01%
20,535
– –
EFR
444
Eaton Vance Senior Floating-Rate Fund
EFR
$314M
$313K 0.01%
22,129
-49,661
-69% -$673K
ENX
445
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$310K 0.01%
21,647
-100
-0.5% -$1.43K
PCN
446
PIMCO Corporate & Income Strategy Fund
PCN
$864M
$305K 0.01%
19,895
-2,164
-10% -$33.5K
MYN icon
447
BlackRock MuniYield New York Quality Fund
MYN
$376M
$301K 0.01%
21,306
-2,800
-12% -$40.1K
PTY icon
448
PIMCO Corporate & Income Opportunity Fund
PTY
$2.46B
$291K 0.01%
19,947
-3,900
-16% -$57.1K
CVS icon
449
CVS Health
CVS
$135B
$285K 0.01%
3,197
-200
-6% -$18.9K
TROW icon
450
T. Rowe Price
TROW
$25.5B
$276K 0.01%
4,155
– –
16 17
18
19 20

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Horizon Kinetics's Q3 2016 Portfolio in Review

As of Q3 2016, Horizon Kinetics held 532 positions worth $3.57B, down 10% from $3.98B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Horizon Kinetics withdrew a net $692M in Q3 2016, closing 23 positions and reducing 332 holdings. Its most notable exit was DREAMWORKS ANIMATION SKG INC CL-A, an estimated $198M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 18% of assets, down from 20% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, Horizon Kinetics opened a new position in CommerceHub, Inc. Series C Common Stock worth $1.72M.

  • Horizon Kinetics's largest Q3 2016 buy was CommerceHub, Inc. Series C Common Stock: 108,091 shares worth $1.72M.
  • Horizon Kinetics added most to AMC Global Media in Q3 2016, an estimated $11.6M increase.
  • Horizon Kinetics's biggest Q3 2016 reduction was Newell Brands, cutting an estimated $34.2M.
  • Horizon Kinetics fully exited DREAMWORKS ANIMATION SKG INC CL-A in Q3 2016, selling an estimated $198M.
  • Horizon Kinetics's ten largest holdings make up 51% of its $3.57B portfolio in Q3 2016.
  • Horizon Kinetics opened 11 new positions and closed 23 in Q3 2016.
  • Horizon Kinetics's portfolio value fell 10% quarter-over-quarter to $3.57B.

Based on Horizon Kinetics's 13F filing for Q3 2016, filed 14 Nov 2016.