Horizon Kinetics’s 3M MMM Stock Holding History

Horizon Kinetics’s Portfolio MMM Stock Details MMM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	$379K	Sell	2,376 -1,339	-36%	-$222K	0.01%	270
2018 Q3	$654K	Hold	3,715	–	–	0.02%	234
2018 Q2	$611K	Buy	3,715 +337	+10%	+$57.5K	0.02%	241
2018 Q1	$620K	Sell	3,378 -9	-0.3%	-$1.78K	0.02%	244
2017 Q4	$666K	Buy	3,387 +383	+13%	+$73.7K	0.02%	237
2017 Q3	$527K	Hold	3,004	–	–	0.02%	265
2017 Q2	$523K	Buy	3,004 +753	+33%	+$126K	0.02%	276
2017 Q1	$360K	Hold	2,251	–	–	0.01%	426
2016 Q4	$336K	Hold	2,251	–	–	0.01%	429
2016 Q3	$332K	Buy	2,251 +43	+2%	+$6.42K	0.01%	442
2016 Q2	$323K	Sell	2,208 -43	-2%	-$6.06K	0.01%	458
2016 Q1	$314K	Buy	2,251 +479	+27%	+$61.5K	0.01%	455
2015 Q4	$223K	Hold	1,772	–	–	﹤0.01%	462
2015 Q3	$210K	Buy	+1,772	New	+$218K	﹤0.01%	458
2015 Q1	–	Sell	-1,745	Closed	-$240K	–	532
2014 Q4	$240K	Buy	+1,745	New	+$224K	﹤0.01%	470

Other funds holding MMM

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Horizon Kinetics's MMM Position: Q4 2018 in Review

Horizon Kinetics reduced its 3M (MMM) stake by 36% in Q4 2018, selling an estimated $222K and leaving 2,376 shares worth $379K. The position accounts for 0.01% of the portfolio, ranked #270.

Horizon Kinetics first reported a position in MMM in Q4 2014 and has held it in 15 quarters since. The position peaked at $666K in Q4 2017. 1,958 funds tracked by Wall St. Rank hold MMM as of Q4 2018.

Horizon Kinetics held 2,376 shares of 3M worth $379K as of Q4 2018.
Horizon Kinetics sold 1,339 3M shares in Q4 2018, an estimated $222K.
3M made up 0.01% of Horizon Kinetics's portfolio in Q4 2018, its #270 holding.
Horizon Kinetics first reported a position in 3M in Q4 2014 and has held it in 15 quarters since.
Horizon Kinetics's 3M position peaked at $666K in Q4 2017.
1,958 funds tracked by Wall St. Rank held 3M as of Q4 2018.

Based on Horizon Kinetics's 13F filing for Q4 2018, filed 14 Feb 2019.