HK
ASP

Horizon Kinetics’s AMERN STRATEGIC INCOME PORTFOL ASP Stock Holding History

Horizon Kinetics’s Portfolio ASP Stock Details ASP Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-11,449
Closed -$112K – 557
2013
Q3 		$112K Sell
11,449
-2,916
-20% -$28.6K ﹤0.01% 525
2013
Q2 		$150K Buy
+14,365
New +$161K ﹤0.01% 428

Other funds holding ASP

SIA
Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return
GBA
Garrison Bradford & Associates New York $92.2M AUM 19.08% 1-Year Est. Return
FIMG
Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
NPC
National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return
DA
Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return
WCM
Windsor Capital Management Phoenix, Arizona $385M AUM 17.95% 1-Year Est. Return
WAM
Weiss Asset Management Boston, Massachusetts $9.54B AUM 55.06% 1-Year Est. Return
MFS
MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return
OC
Oppenheimer & Co New York $9.37B AUM 36.4% 1-Year Est. Return

Horizon Kinetics's ASP Position: Q4 2013 in Review

Horizon Kinetics sold out of AMERN STRATEGIC INCOME PORTFOL (ASP) in Q4 2013, closing a stake of 11,449 shares — an estimated $112K sold.

Horizon Kinetics first reported a position in ASP in Q2 2013 and held it in 2 quarters. The position peaked at $150K in Q2 2013. 25 funds tracked by Wall St. Rank hold ASP as of Q4 2013.

  • Horizon Kinetics reported no remaining AMERN STRATEGIC INCOME PORTFOL position as of Q4 2013 after selling out during the quarter.
  • Horizon Kinetics sold 11,449 AMERN STRATEGIC INCOME PORTFOL shares in Q4 2013, an estimated $112K.
  • Horizon Kinetics first reported a position in AMERN STRATEGIC INCOME PORTFOL in Q2 2013 and held it in 2 quarters.
  • Horizon Kinetics's AMERN STRATEGIC INCOME PORTFOL position peaked at $150K in Q2 2013.
  • 25 funds tracked by Wall St. Rank held AMERN STRATEGIC INCOME PORTFOL as of Q4 2013.

Based on Horizon Kinetics's 13F filing for Q4 2013, filed 13 Feb 2014.