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Hofer & Associates Portfolio holdings
AUM
$143M
Turnover
86.15%
1-Year Est. Return
11.29%
This Fund
S&P 500
This Quarter Est. Return
+1.85%
1 Year Est. Return
+11.29%
3 Year Est. Return
+61.67%
5 Year Est. Return
+63.13%
10 Year Est. Return
–
AUM
$143M
AUM Growth
-$63.5M
(-31%)
Cap. Flow
-$68.5M
Cap. Flow % of AUM
Cap. Flow %
-47.76%
Top 10 Holdings %
Top 10 Hldgs %
41.59%
Holding
130
New
60
Increased
6
Reduced
12
Closed
52
Avg Time Held
0.8
years
Top 10 Avg Time Held
1
year
Top 20 Avg Time Held
1.1
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$7.48M |
| 2 |
Innovator Growth-100 Power Buffer ETF January
NJAN
|
+$6.44M |
| 3 |
Innovator Equity Dual Directional 10 Buffer ETF - July
DDTL
|
+$6.02M |
| 4 |
AllianzIM U.S. Equity 6 Month Buffer10 Jan/Jul ETF
SIXJ
|
+$5.39M |
| 5 |
Innovator International Developed Power Buffer ETF July
IJUL
|
+$5.39M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$18.9M |
| 2 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$16.6M |
| 3 |
Vanguard Morningstar Growth ETF
VUG
|
+$12.1M |
| 4 |
Amgen
AMGN
|
+$10.3M |
| 5 |
Vanguard Core Bond ETF
VCRB
|
+$7.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 88.89% |
| 2 | Technology | 5.46% |
| 3 | Communication Services | 4.6% |
| 4 | Healthcare | 0.8% |
| 5 | Consumer Discretionary | 0.24% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$38.4B
| $7.9M | 5.51% |
129,158
-97,545
| -43% | -$6.1M |
2021 Q4
19 quarters
|
|
|
2
iShares 0-3 Month Treasury Bond ETF
SGOV
$116B
| $7.49M | 5.23% |
+74,428
| New | +$7.48M |
2026 Q3
0 quarters
|
|
|
3
Innovator Growth-100 Power Buffer ETF January
NJAN
$335M
| $6.57M | 4.58% |
+108,301
| New | +$6.44M |
2026 Q3
0 quarters
|
|
|
4
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.9B
| $6.11M | 4.26% |
49,614
-157,699
| -76% | -$18.9M |
2021 Q4
19 quarters
|
|
|
5
Innovator Equity Dual Directional 10 Buffer ETF - July
DDTL
$88.8M
| $6.07M | 4.23% |
+270,232
| New | +$6.02M |
2026 Q3
0 quarters
|
|
6
Vanguard S&P 500 ETF
VOO
$1.03T
| $5.75M | 4.01% |
8,209
+7,696
| +1,500% | +$5.38M |
2023 Q4
11 quarters
|
|
|
7
AllianzIM U.S. Equity 6 Month Buffer10 Jan/Jul ETF
SIXJ
$152M
| $5.43M | 3.79% |
+145,590
| New | +$5.39M |
2026 Q3
0 quarters
|
|
|
8
Innovator International Developed Power Buffer ETF July
IJUL
$252M
| $5.33M | 3.72% |
+147,565
| New | +$5.39M |
2026 Q3
0 quarters
|
|
9
Vanguard Morningstar Mid-Cap ETF
VO
$107B
| $4.59M | 3.2% |
58,473
-8,882
| -13% | -$722K |
2021 Q4
19 quarters
|
|
10
Innovator Growth-100 Power Buffer ETF April
NAPR
$208M
| $4.39M | 3.06% |
+72,085
| New | +$4.31M |
2026 Q3
0 quarters
|
|
11
Apple
AAPL
$5.08T
| $4.09M | 2.85% |
12,276
-10,179
| -45% | -$3.27M |
2021 Q4
19 quarters
|
|
12
Innovator US Small Cap Power Buffer ETF April
KAPR
$178M
| $4.07M | 2.84% |
+103,150
| New | +$4.12M |
2026 Q3
0 quarters
|
|
13
Alphabet (Google) Class C
GOOG
$3.92T
| $3.7M | 2.58% |
10,866
+9,105
| +517% | +$3.14M |
2025 Q3
4 quarters
|
|
14
Invesco QQQ Trust
QQQ
$475B
| $3.68M | 2.57% |
+4,973
| New | +$3.55M |
2026 Q3
0 quarters
|
|
15
iShares Core MSCI EAFE ETF
IEFA
$189B
| $3.64M | 2.54% |
37,547
-16,064
| -30% | -$1.59M |
2023 Q2
13 quarters
|
|
16
iShares Core Dividend Growth ETF
DGRO
$44.7B
| $3.16M | 2.2% |
+41,916
| New | +$3.27M |
2026 Q3
0 quarters
|
|
17
Innovator US Equity Power Buffer ETF October
POCT
$1.07B
| $2.72M | 1.9% |
+56,864
| New | +$2.68M |
2026 Q3
0 quarters
|
|
18
Innovator US Small Cap Power Buffer ETF July
KJUL
$226M
| $2.71M | 1.89% |
+82,301
| New | +$2.78M |
2026 Q3
0 quarters
|
|
19
Vanguard Morningstar Small-Cap ETF
VB
$78.1B
| $2.64M | 1.84% |
+9,271
| New | +$2.76M |
2026 Q3
0 quarters
|
|
20
State Street Health Care Select Sector SPDR ETF
XLV
$47.1B
| $2.5M | 1.75% |
+14,857
| New | +$2.48M |
2026 Q3
0 quarters
|
|
21
State Street SPDR Portfolio S&P 500 ETF
SPYM
$182B
| $2.46M | 1.72% |
27,460
-10,606
| -28% | -$948K |
2022 Q4
15 quarters
|
|
22
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$697M
| $2.46M | 1.71% |
+67,241
| New | +$2.37M |
2026 Q3
0 quarters
|
|
23
AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF
SIXO
$119M
| $2.26M | 1.57% |
+61,618
| New | +$2.23M |
2026 Q3
0 quarters
|
|
24
Meta Platforms (Facebook)
META
$1.65T
| $2.21M | 1.54% |
3,052
+1,197
| +65% | +$747K |
2025 Q2
5 quarters
|
|
25
Innovator Growth-100 Power Buffer ETF October
NOCT
$306M
| $2.16M | 1.5% |
+33,424
| New | +$2.11M |
2026 Q3
0 quarters
|
|
Similar funds
FPC
SL
FF
Hofer & Associates's Q3 2026 Portfolio in Review
As of Q3 2026, Hofer & Associates held 130 positions worth $143M, down 31% from $207M the previous quarter. Its ten largest holdings account for 42% of the portfolio.
Hofer & Associates withdrew a net $68.5M in Q3 2026, closing 52 positions and reducing 12 holdings. Its most notable exit was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $16.6M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 89% of assets, up from 74% a quarter earlier, followed by Technology and Communication Services.
Against the trend, Hofer & Associates opened a new position in iShares 0-3 Month Treasury Bond ETF worth $7.49M.
- Hofer & Associates's largest Q3 2026 buy was iShares 0-3 Month Treasury Bond ETF: 74,428 shares worth $7.49M.
- Hofer & Associates added most to Vanguard S&P 500 ETF in Q3 2026, an estimated $5.38M increase.
- Hofer & Associates's biggest Q3 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $18.9M.
- Hofer & Associates fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2026, selling an estimated $16.6M.
- Hofer & Associates's ten largest holdings make up 42% of its $143M portfolio in Q3 2026.
- Hofer & Associates opened 60 new positions and closed 52 in Q3 2026.
- Hofer & Associates's portfolio value fell 31% quarter-over-quarter to $143M.
Based on Hofer & Associates's 13F filing for Q3 2026, filed 13 Oct 2026.