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Hofer & Associates Portfolio holdings
AUM
$143M
Turnover
86.15%
1-Year Est. Return
11.29%
This Fund
S&P 500
This Quarter Est. Return
+1.85%
1 Year Est. Return
+11.29%
3 Year Est. Return
+61.67%
5 Year Est. Return
+63.13%
10 Year Est. Return
–
AUM
$143M
AUM Growth
-$63.5M
(-31%)
Cap. Flow
-$68.5M
Cap. Flow % of AUM
Cap. Flow %
-47.76%
Top 10 Holdings %
Top 10 Hldgs %
41.59%
Holding
130
New
60
Increased
6
Reduced
12
Closed
52
Avg Time Held
0.8
years
Top 10 Avg Time Held
1
year
Top 20 Avg Time Held
1.1
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$7.48M |
| 2 |
Innovator Growth-100 Power Buffer ETF January
NJAN
|
+$6.44M |
| 3 |
Innovator Equity Dual Directional 10 Buffer ETF - July
DDTL
|
+$6.02M |
| 4 |
AllianzIM U.S. Equity 6 Month Buffer10 Jan/Jul ETF
SIXJ
|
+$5.39M |
| 5 |
Innovator International Developed Power Buffer ETF July
IJUL
|
+$5.39M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$18.9M |
| 2 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$16.6M |
| 3 |
Vanguard Morningstar Growth ETF
VUG
|
+$12.1M |
| 4 |
Amgen
AMGN
|
+$10.3M |
| 5 |
Vanguard Core Bond ETF
VCRB
|
+$7.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 88.89% |
| 2 | Technology | 5.46% |
| 3 | Communication Services | 4.6% |
| 4 | Healthcare | 0.8% |
| 5 | Consumer Discretionary | 0.24% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
51
Alerian MLP ETF
AMLP
$12.8B
| $659K | 0.46% |
+12,706
| New | +$692K |
2026 Q3
0 quarters
|
|
52
Schwab US Dividend Equity ETF
SCHD
$118B
| $648K | 0.45% |
19,916
-177,904
| -90% | -$6M |
2021 Q4
19 quarters
|
|
53
NEOS Nasdaq 100 High Income ETF
QQQI
$15.3B
| $541K | 0.38% |
+9,731
| New | +$532K |
2026 Q3
0 quarters
|
|
54
Innovator International Developed Power Buffer ETF - August
IAUG
$77.8M
| $521K | 0.36% |
+17,232
| New | +$527K |
2026 Q3
0 quarters
|
|
55
TSMC
TSM
$2.27T
| $489K | 0.34% |
1,072
+632
| +144% | +$268K |
2026 Q2
1 quarter
|
|
56
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
$155M
| $487K | 0.34% |
+22,487
| New | +$483K |
2026 Q3
0 quarters
|
|
57
Lineage Cell Therapeutics
LCTX
$260M
| $484K | 0.34% |
+506,460
| New | +$560K |
2026 Q3
0 quarters
|
|
58
iShares ESG Advanced Universal USD Bond ETF
EUSB
$709M
| $449K | 0.31% |
+10,791
| New | +$461K |
2026 Q3
0 quarters
|
|
59
Innovator US Equity Power Buffer ETF May
PMAY
$788M
| $400K | 0.28% |
+9,459
| New | +$396K |
2026 Q3
0 quarters
|
|
60
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
| $395K | 0.28% |
+7,304
| New | +$417K |
2026 Q3
0 quarters
|
|
61
F/m US Treasury 3 Month Bill Fund
TBIL
$7.58B
| $374K | 0.26% |
+7,506
| New | +$375K |
2026 Q3
0 quarters
|
|
62
Innovator US Equity Power Buffer ETF September
PSEP
$1.23B
| $371K | 0.26% |
+7,911
| New | +$369K |
2026 Q3
0 quarters
|
|
63
Oracle
ORCL
$396B
| $367K | 0.26% |
+2,673
| New | +$377K |
2026 Q3
0 quarters
|
|
64
Innovator Equity Dual Directional 15 Buffer ETF - June
DDFZ
$150M
| $356K | 0.25% |
+18,019
| New | +$353K |
2026 Q3
0 quarters
|
|
65
Innovator US Equity 10 Buffer ETF Quarterly
ZALT
$831M
| $344K | 0.24% |
+9,972
| New | +$342K |
2026 Q3
0 quarters
|
|
66
Amazon
AMZN
$2.73T
| $344K | 0.24% |
1,381
-12,044
| -90% | -$3.06M |
2021 Q4
19 quarters
|
|
67
Innovator Equity Dual Directional 5 Buffer ETF - Quarterly
DDSQ
$84.4M
| $331K | 0.23% |
+15,423
| New | +$329K |
2026 Q3
0 quarters
|
|
68
Innovator International Developed 10 Buffer ETF - Quarterly
IBUF
$121M
| $314K | 0.22% |
+10,016
| New | +$319K |
2026 Q3
0 quarters
|
|
69
Innovator International Developed Power Buffer ETF - June
IJUN
$64.1M
| $309K | 0.22% |
+9,879
| New | +$312K |
2026 Q3
0 quarters
|
|
70
Innovator Laddered Allocation Power Buffer ETF
BUFF
$1.11B
| $301K | 0.21% |
+5,578
| New | +$298K |
2026 Q3
0 quarters
|
|
71
Vanguard Energy ETF
VDE
$11.5B
| $284K | 0.2% |
+1,650
| New | +$282K |
2026 Q3
0 quarters
|
|
72
Vanguard High Dividend Yield ETF
VYM
$82.9B
| $280K | 0.2% |
1,805
-39,929
| -96% | -$6.47M |
2021 Q4
19 quarters
|
|
73
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
$128M
| $259K | 0.18% |
+7,451
| New | +$257K |
2026 Q3
0 quarters
|
|
74
BlackRock MuniHoldings California Quality Fund
MUC
$1.25B
| $235K | 0.16% |
+24,122
| New | +$255K |
2026 Q3
0 quarters
|
|
75
Invesco NASDAQ 100 ETF
QQQM
$109B
| $234K | 0.16% |
+769
| New | +$226K |
2026 Q3
0 quarters
|
|
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Hofer & Associates's Q3 2026 Portfolio in Review
As of Q3 2026, Hofer & Associates held 130 positions worth $143M, down 31% from $207M the previous quarter. Its ten largest holdings account for 42% of the portfolio.
Hofer & Associates withdrew a net $68.5M in Q3 2026, closing 52 positions and reducing 12 holdings. Its most notable exit was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $16.6M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 89% of assets, up from 74% a quarter earlier, followed by Technology and Communication Services.
Against the trend, Hofer & Associates opened a new position in iShares 0-3 Month Treasury Bond ETF worth $7.49M.
- Hofer & Associates's largest Q3 2026 buy was iShares 0-3 Month Treasury Bond ETF: 74,428 shares worth $7.49M.
- Hofer & Associates added most to Vanguard S&P 500 ETF in Q3 2026, an estimated $5.38M increase.
- Hofer & Associates's biggest Q3 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $18.9M.
- Hofer & Associates fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2026, selling an estimated $16.6M.
- Hofer & Associates's ten largest holdings make up 42% of its $143M portfolio in Q3 2026.
- Hofer & Associates opened 60 new positions and closed 52 in Q3 2026.
- Hofer & Associates's portfolio value fell 31% quarter-over-quarter to $143M.
Based on Hofer & Associates's 13F filing for Q3 2026, filed 13 Oct 2026.