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Hofer & Associates Portfolio holdings
AUM
$143M
Turnover
86.15%
1-Year Est. Return
11.29%
This Fund
S&P 500
This Quarter Est. Return
+1.85%
1 Year Est. Return
+11.29%
3 Year Est. Return
+61.67%
5 Year Est. Return
+63.13%
10 Year Est. Return
–
AUM
$143M
AUM Growth
-$63.5M
(-31%)
Cap. Flow
-$68.5M
Cap. Flow % of AUM
Cap. Flow %
-47.76%
Top 10 Holdings %
Top 10 Hldgs %
41.59%
Holding
130
New
60
Increased
6
Reduced
12
Closed
52
Avg Time Held
0.8
years
Top 10 Avg Time Held
1
year
Top 20 Avg Time Held
1.1
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$7.48M |
| 2 |
Innovator Growth-100 Power Buffer ETF January
NJAN
|
+$6.44M |
| 3 |
Innovator Equity Dual Directional 10 Buffer ETF - July
DDTL
|
+$6.02M |
| 4 |
AllianzIM U.S. Equity 6 Month Buffer10 Jan/Jul ETF
SIXJ
|
+$5.39M |
| 5 |
Innovator International Developed Power Buffer ETF July
IJUL
|
+$5.39M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$18.9M |
| 2 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$16.6M |
| 3 |
Vanguard Morningstar Growth ETF
VUG
|
+$12.1M |
| 4 |
Amgen
AMGN
|
+$10.3M |
| 5 |
Vanguard Core Bond ETF
VCRB
|
+$7.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 88.89% |
| 2 | Technology | 5.46% |
| 3 | Communication Services | 4.6% |
| 4 | Healthcare | 0.8% |
| 5 | Consumer Discretionary | 0.24% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
26
Innovator International Developed Power Buffer ETF January
IJAN
$229M
| $2.08M | 1.45% |
+54,126
| New | +$2.09M |
2026 Q3
0 quarters
|
|
27
PGIM Laddered Nasdaq-100 Buffer 12 ETF
PBQQ
$93.3M
| $1.96M | 1.37% |
+60,506
| New | +$1.91M |
2026 Q3
0 quarters
|
|
28
Innovator US Equity Power Buffer ETF January
PJAN
$1.42B
| $1.93M | 1.35% |
+38,090
| New | +$1.91M |
2026 Q3
0 quarters
|
|
29
Alpha Architect 1-3 Month Box ETF
BOXX
$14.4B
| $1.74M | 1.21% |
+14,663
| New | +$1.73M |
2026 Q3
0 quarters
|
|
30
Innovator US Small Cap Power Buffer ETF January
KJAN
$313M
| $1.64M | 1.15% |
+36,048
| New | +$1.66M |
2026 Q3
0 quarters
|
|
31
Innovator US Equity Power Buffer ETF August
PAUG
$1.05B
| $1.53M | 1.07% |
+32,888
| New | +$1.53M |
2026 Q3
0 quarters
|
|
32
NEOS Gold High Income ETF
IAUI
$549M
| $1.44M | 1% |
+29,759
| New | +$1.49M |
2026 Q3
0 quarters
|
|
33
Innovator US Equity Power Buffer ETF April
PAPR
$960M
| $1.34M | 0.94% |
+31,131
| New | +$1.33M |
2026 Q3
0 quarters
|
|
34
iShares ESG Optimized MSCI USA ETF
SUSA
$4.07B
| $1.34M | 0.93% |
+8,581
| New | +$1.34M |
2026 Q3
0 quarters
|
|
35
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$10.4B
| $1.23M | 0.86% |
+50,635
| New | +$1.27M |
2026 Q3
0 quarters
|
|
36
iShares Short Maturity Bond ETF
NEAR
$5.1B
| $1.23M | 0.86% |
+24,628
| New | +$1.24M |
2026 Q3
0 quarters
|
|
37
NVIDIA
NVDA
$5.12T
| $1.17M | 0.82% |
5,141
-24,104
| -82% | -$5.17M |
2022 Q4
15 quarters
|
|
38
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$42.7B
| $999K | 0.7% |
+16,308
| New | +$973K |
2026 Q3
0 quarters
|
|
39
Innovator Nasdaq-100 10 Buffer ETF Quarterly
QBUF
$197M
| $944K | 0.66% |
+30,589
| New | +$937K |
2026 Q3
0 quarters
|
|
40
Innovator Growth-100 Dual Directional 5 Buffer ETF - Quarterly
DDNQ
$21.3M
| $890K | 0.62% |
+42,726
| New | +$882K |
2026 Q3
0 quarters
|
|
41
Microsoft
MSFT
$3.87T
| $884K | 0.62% |
1,723
-5,315
| -76% | -$2.46M |
2021 Q4
19 quarters
|
|
42
Intel
INTC
$452B
| $831K | 0.58% |
+6,913
| New | +$705K |
2026 Q3
0 quarters
|
|
43
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
| $771K | 0.54% |
+13,708
| New | +$782K |
2026 Q3
0 quarters
|
|
44
Invesco S&P 500 Equal Weight ETF
RSP
$101B
| $755K | 0.53% |
+3,629
| New | +$784K |
2026 Q3
0 quarters
|
|
45
Vanguard Morningstar Total Stock Market ETF
VTI
$690B
| $732K | 0.51% |
1,957
+1,385
| +242% | +$519K |
2026 Q2
1 quarter
|
|
46
Innovator Equity Dual Directional 15 Buffer ETF - January
DDFJ
$75M
| $729K | 0.51% |
+36,193
| New | +$723K |
2026 Q3
0 quarters
|
|
47
FT Vest Growth-100 Buffer ETF June
QJUN
$711M
| $705K | 0.49% |
+20,563
| New | +$685K |
2026 Q3
0 quarters
|
|
48
Alphabet (Google) Class A
GOOGL
$3.97T
| $683K | 0.48% |
1,984
+666
| +51% | +$231K |
2025 Q3
4 quarters
|
|
49
Vanguard Total Bond Market
BND
$164B
| $679K | 0.47% |
+9,684
| New | +$698K |
2026 Q3
0 quarters
|
|
|
50
Amgen
AMGN
$242B
| $661K | 0.46% |
1,567
-25,913
| -94% | -$10.3M |
2021 Q4
19 quarters
|
|
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Hofer & Associates's Q3 2026 Portfolio in Review
As of Q3 2026, Hofer & Associates held 130 positions worth $143M, down 31% from $207M the previous quarter. Its ten largest holdings account for 42% of the portfolio.
Hofer & Associates withdrew a net $68.5M in Q3 2026, closing 52 positions and reducing 12 holdings. Its most notable exit was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $16.6M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 89% of assets, up from 74% a quarter earlier, followed by Technology and Communication Services.
Against the trend, Hofer & Associates opened a new position in iShares 0-3 Month Treasury Bond ETF worth $7.49M.
- Hofer & Associates's largest Q3 2026 buy was iShares 0-3 Month Treasury Bond ETF: 74,428 shares worth $7.49M.
- Hofer & Associates added most to Vanguard S&P 500 ETF in Q3 2026, an estimated $5.38M increase.
- Hofer & Associates's biggest Q3 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $18.9M.
- Hofer & Associates fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2026, selling an estimated $16.6M.
- Hofer & Associates's ten largest holdings make up 42% of its $143M portfolio in Q3 2026.
- Hofer & Associates opened 60 new positions and closed 52 in Q3 2026.
- Hofer & Associates's portfolio value fell 31% quarter-over-quarter to $143M.
Based on Hofer & Associates's 13F filing for Q3 2026, filed 13 Oct 2026.