HCIA

Hochman Cole Investment Advisors Portfolio holdings

AUM $255M

2021 Q3 2021 Q2 2021 Q1 2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4

This Quarter Return

+1.72%

1 Year Return

+23.26%

3 Year Return

+42.65%

5 Year Return

+86.17%

10 Year Return

–

AUM

$138M

AUM Growth

+$138M (+2.9%)

Cap. Flow

+$2.07M

Cap. Flow % of AUM

1.5%

Top 10 Holdings % Top 10 Hldgs %

45.7%

Holding

New

Increased

Reduced

Closed

Top Buys

1	HSBC HSBC	$813K
2	iShares National Muni Bond ETF MUB	$481K
3	SPDR S&P Dividend ETF SDY	$433K
4	SPDR S&P 500 ETF Trust SPY	$312K
5	GSOL Global Sources Ltd GSOL	$276K

Top Sells

1	WisdomTree Japan Hedged Equity Fund DXJ	$661K
2	SPDR Nuveen ICE Municipal Bond ETF TFI	$379K
3	AbbVie ABBV	$313K
4	Health Care Select Sector SPDR Fund XLV	$273K
5	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	$256K

Sector Composition

1	Healthcare	3.07%
2	Communication Services	2.05%
3	Financials	1.57%
4	Energy	1.07%
5	Technology	0.91%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
76	76 iShares US Healthcare ETF IYH $2.75B	$261K	0.19%	+1,810	New	+$261K
77	77 iShares S&P 500 Value ETF IVE $41.2B	$250K	0.18%	2,465	–	–
78	78 Berkshire Hathaway Class A BRK.A $1.09T	$244K	0.18%	1	–	–
79	79 First Trust Natural Gas ETF FCG $339M	$236K	0.17%	+9,000	New	+$236K
80	80 iShares Russell Mid-Cap Value ETF IWS $14.1B	$233K	0.17%	2,901	–	–
81	81 iShares Core S&P US Growth ETF IUSG $24.4B	$230K	0.17%	5,352	–	–
82	82 Altria Group MO $113B	$229K	0.17%	+3,391	New	+$229K
83	83 Vanguard Total Stock Market ETF VTI $526B	$225K	0.16%	1,948	–	–
84	84 iShares Core MSCI Emerging Markets ETF IEMG $102B	$224K	0.16%	5,286 +436	+9%	+$18.5K
85	85 Materials Select Sector SPDR Fund XLB $5.53B	$221K	0.16%	+4,445	New	+$221K
86	86 Invesco Bloomberg MVP Multi-factor ETF BMVP $112M	$215K	0.16%	2,667 -244	-8%	-$19.7K
87	87 iShares MSCI EAFE ETF EFA $66B	$201K	0.15%	+3,488	New	+$201K
88	SABA 88 Saba Capital Income & Opportunities Fund II SABA $256M	$136K	0.1%	20,941 +5,041	+32%	+$32.7K
89	89 Fate Therapeutics FATE $120M	$27K	0.02%	+10,887	New	+$27K
90	90 WisdomTree Japan Hedged Equity Fund DXJ $3.7B	–	–	-15,395	Closed	-$661K
91	91 Invesco S&P 500 High Dividend Low Volatility ETF SPHD $3.17B	–	–	-5,892	Closed	-$229K
92	92 SPDR Nuveen ICE Municipal Bond ETF TFI $3.21B	–	–	-7,571	Closed	-$379K