Hilltop Holdings’s Pfenex Inc. PFNX Stock Holding History

Hilltop Holdings’s Portfolio PFNX Stock Details PFNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-27,450	Closed	-$149K	–	475
2018 Q2	$149K	Buy	+27,450	New	+$159K	0.03%	396

Other funds holding PFNX

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

William Blair & Company Chicago, Illinois $34.9B AUM 18.88% 1-Year Est. Return

DCC

Dow Chemical Company Midland, Michigan $239M AUM 13.16% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

PWAM

Park West Asset Management San Francisco, California $1.18B AUM 47.25% 1-Year Est. Return

Deerfield Management New York $8.48B AUM 99.04% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

Hilltop Holdings's PFNX Position: Q3 2018 in Review

Hilltop Holdings sold out of Pfenex Inc. (PFNX) in Q3 2018, closing a stake of 27,450 shares — an estimated $149K sold.

Hilltop Holdings first reported a position in PFNX in Q2 2018 and held it in 1 quarter. The position peaked at $149K in Q2 2018. 73 funds tracked by Wall St. Rank hold PFNX as of Q3 2018.

Hilltop Holdings reported no remaining Pfenex Inc. position as of Q3 2018 after selling out during the quarter.
Hilltop Holdings sold 27,450 Pfenex Inc. shares in Q3 2018, an estimated $149K.
Hilltop Holdings first reported a position in Pfenex Inc. in Q2 2018 and held it in 1 quarter.
Hilltop Holdings's Pfenex Inc. position peaked at $149K in Q2 2018.
73 funds tracked by Wall St. Rank held Pfenex Inc. as of Q3 2018.

Based on Hilltop Holdings's 13F filing for Q3 2018, filed 14 Nov 2018.