HighTower Trust’s Rockwell Automation ROK Stock Holding History

HighTower Trust’s Portfolio ROK Stock Details ROK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-2,589	Closed	-$263K	–	162
2015 Q3	$263K	Hold	2,589	–	–	0.04%	115
2015 Q2	$323K	Sell	2,589 -606	-19%	-$73K	0.05%	113
2015 Q1	$371K	Hold	3,195	–	–	0.06%	107
2014 Q4	$355K	Hold	3,195	–	–	0.05%	109
2014 Q3	$351K	Sell	3,195 -1,913	-37%	-$225K	0.05%	103
2014 Q2	$639K	Buy	5,108 +30	+0.6%	+$3.69K	0.09%	93
2014 Q1	$632K	Sell	5,078 -3,785	-43%	-$449K	0.09%	92
2013 Q4	$1.05M	Buy	8,863 +4,590	+107%	+$510K	0.14%	78
2013 Q3	$457K	Buy	4,273 +458	+12%	+$44.7K	0.07%	100
2013 Q2	$317K	Buy	+3,815	New	+$329K	0.05%	93

Other funds holding ROK

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

ATO

Alecta Tjanstepension Omsesidigt Stockholm, Sweden $20.5B AUM 26.83% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

HighTower Trust's ROK Position: Q4 2015 in Review

HighTower Trust sold out of Rockwell Automation (ROK) in Q4 2015, closing a stake of 2,589 shares — an estimated $263K sold.

HighTower Trust first reported a position in ROK in Q2 2013 and held it in 10 quarters. The position peaked at $1.05M in Q4 2013. 600 funds tracked by Wall St. Rank hold ROK as of Q4 2015.

HighTower Trust reported no remaining Rockwell Automation position as of Q4 2015 after selling out during the quarter.
HighTower Trust sold 2,589 Rockwell Automation shares in Q4 2015, an estimated $263K.
HighTower Trust first reported a position in Rockwell Automation in Q2 2013 and held it in 10 quarters.
HighTower Trust's Rockwell Automation position peaked at $1.05M in Q4 2013.
600 funds tracked by Wall St. Rank held Rockwell Automation as of Q4 2015.

Based on HighTower Trust's 13F filing for Q4 2015, filed 27 Jan 2016.