Highbridge Capital Management’s DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) DCUA Stock Holding History

Highbridge Capital Management’s Portfolio DCUA Stock Details DCUA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-180,000	Closed	-$10.4M	–	1506
2014 Q2	$10.4M	Buy	180,000 +50,000	+38%	+$2.87M	0.13%	184
2014 Q1	$7.47M	Buy	130,000 +80,000	+160%	+$4.51M	0.09%	222
2013 Q4	$2.71M	Sell	50,000 -50,000	-50%	-$2.73M	0.03%	356
2013 Q3	$5.34M	Sell	100,000 -300,000	-75%	-$15.6M	0.06%	327
2013 Q2	$20.1M	Buy	+400,000	New	+$19.8M	0.2%	127

Other funds holding DCUA

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

AQR Capital Management Greenwich, Connecticut $218B AUM 29.41% 1-Year Est. Return

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $315B AUM 27.84% 1-Year Est. Return

CAM

Camden Asset Management Los Angeles, California $2.94B AUM 14.59% 1-Year Est. Return

Loomis, Sayles & Company Boston, Massachusetts $74.3B AUM 24.01% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

AIM

Assured Investment Management New York $79.5M AUM 115.55% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

ACM

Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return

Highbridge Capital Management's DCUA Position: Q3 2014 in Review

Highbridge Capital Management sold out of DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) (DCUA) in Q3 2014, closing a stake of 180,000 shares — an estimated $10.4M sold.

Highbridge Capital Management first reported a position in DCUA in Q2 2013 and held it in 5 quarters. The position peaked at $20.1M in Q2 2013. 42 funds tracked by Wall St. Rank hold DCUA as of Q3 2014.

Highbridge Capital Management reported no remaining DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) position as of Q3 2014 after selling out during the quarter.
Highbridge Capital Management sold 180,000 DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) shares in Q3 2014, an estimated $10.4M.
Highbridge Capital Management first reported a position in DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) in Q2 2013 and held it in 5 quarters.
Highbridge Capital Management's DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) position peaked at $20.1M in Q2 2013.
42 funds tracked by Wall St. Rank held DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) as of Q3 2014.

Based on Highbridge Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.