Assured Investment Management’s DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) DCUA Stock Holding History

Assured Investment Management’s Portfolio DCUA Stock Details DCUA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-750,000	Closed	-$40.3M	–	788
2015 Q2	$40.3M	Buy	750,000 +300,000	+67%	+$16.8M	0.68%	45
2015 Q1	$25.7M	Buy	450,000 +50,000	+13%	+$2.94M	0.42%	63
2014 Q4	$24M	Hold	400,000	–	–	0.46%	69
2014 Q3	$22.7M	Buy	+400,000	New	+$22.6M	0.37%	70
2014 Q2	–	Sell	-400,000	Closed	-$23M	–	103
2014 Q1	$23.4M	Sell	400,000 -55,700	-12%	-$3.14M	0.38%	85
2013 Q4	$24.7M	Buy	455,700 +155,700	+52%	+$8.49M	0.44%	69
2013 Q3	$16.1M	Buy	+300,000	New	+$15.6M	0.62%	53

Other funds holding DCUA

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

AQR Arbitrage Greenwich, Connecticut $6.09B AUM 26.7% 1-Year Est. Return

CAM

Camden Asset Management Los Angeles, California $3.43B AUM 14.75% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $315B AUM 27.84% 1-Year Est. Return

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

Loomis, Sayles & Company Boston, Massachusetts $74.3B AUM 24.01% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

Equitec Specialists Chicago, Illinois $708K AUM 25.27% 1-Year Est. Return

Victory Capital Management San Antonio, Texas $178B AUM 37.23% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Assured Investment Management's DCUA Position: Q3 2015 in Review

Assured Investment Management sold out of DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) (DCUA) in Q3 2015, closing a stake of 750,000 shares — an estimated $40.3M sold.

Assured Investment Management first reported a position in DCUA in Q3 2013 and held it in 7 quarters. The position peaked at $40.3M in Q2 2015. 34 funds tracked by Wall St. Rank hold DCUA as of Q3 2015.

Assured Investment Management reported no remaining DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) position as of Q3 2015 after selling out during the quarter.
Assured Investment Management sold 750,000 DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) shares in Q3 2015, an estimated $40.3M.
Assured Investment Management first reported a position in DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) in Q3 2013 and held it in 7 quarters.
Assured Investment Management's DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) position peaked at $40.3M in Q2 2015.
34 funds tracked by Wall St. Rank held DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) as of Q3 2015.

Based on Assured Investment Management's 13F filing for Q3 2015, filed 13 Nov 2015.