Highbridge Capital Management’s Axos Financial AX Stock Holding History

Highbridge Capital Management’s Portfolio AX Stock Details AX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-13,400	Closed	-$237K	–	1306
2016 Q2	$237K	Buy	+13,400	New	+$252K	﹤0.01%	1167
2015 Q3	–	Sell	-16,000	Closed	-$423K	–	1516
2015 Q2	$423K	Sell	16,000 -44,800	-74%	-$1.07M	0.01%	1034
2015 Q1	$1.42M	Sell	60,800 -17,200	-22%	-$378K	0.02%	638
2014 Q4	$1.52M	Buy	78,000 +38,800	+99%	+$728K	0.02%	537
2014 Q3	$712K	Buy	+39,200	New	+$740K	0.01%	765
2014 Q2	–	Sell	-19,600	Closed	-$420K	–	1057
2014 Q1	$420K	Sell	19,600 -40,800	-68%	-$877K	0.01%	742
2013 Q4	$1.18M	Buy	60,400 +44,400	+278%	+$798K	0.01%	494
2013 Q3	$259K	Buy	+16,000	New	+$238K	﹤0.01%	1093

Other funds holding AX

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

DAM

Davis Asset Management Sausalito, California $3.46B AUM 9.77% 1-Year Est. Return

Pembroke Management Montreal, Quebec, Canada $691M AUM 27.96% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return

VOAM

Vertex One Asset Management Vancouver, British Columbia, Canada $434M AUM 37.82% 1-Year Est. Return

Highbridge Capital Management's AX Position: Q4 2016 in Review

Highbridge Capital Management sold out of Axos Financial (AX) in Q4 2016, closing a stake of 15,966 shares — an estimated $358K sold.

Highbridge Capital Management first reported a position in AX in Q1 2014 and held it in 6 quarters. The position peaked at $10.5M in Q4 2015. 229 funds tracked by Wall St. Rank hold AX as of Q4 2016.

Highbridge Capital Management reported no remaining Axos Financial position as of Q4 2016 after selling out during the quarter.
Highbridge Capital Management sold 15,966 Axos Financial shares in Q4 2016, an estimated $358K.
Highbridge Capital Management first reported a position in Axos Financial in Q1 2014 and held it in 6 quarters.
Highbridge Capital Management's Axos Financial position peaked at $10.5M in Q4 2015.
229 funds tracked by Wall St. Rank held Axos Financial as of Q4 2016.

Based on Highbridge Capital Management's 13F filing for Q4 2016, filed 14 Feb 2017.