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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
+9.83%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$2.76B
AUM Growth
+$285M
Cap. Flow
+$114M
Cap. Flow %
4.14%
Top 10 Hldgs %
17.71%
Holding
982
New
66
Increased
450
Reduced
409
Closed
45

Top Buys

Rank Stock Value
1
SMLF icon
iShares US Small Cap Equity Factor ETF
SMLF
+$19.7M
2
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$18.4M
3
PML
PIMCO Municipal Income Fund II
PML
+$10.8M
4
EVMO
Eaton Vance Mortgage Opportunities ETF
EVMO
+$9.09M
5
PCQ
Pimco California Municipal Income Fund
PCQ
+$5.8M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$17.9M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$15.9M
3
PMX
PIMCO Municipal Income Fund III
PMX
+$5.77M
4
MAV
Pioneer Municipal High Income Advantage Fund
MAV
+$4.39M
5
MHI
Pioneer Municipal High Income Fund
MHI
+$4.3M

Sector Composition

Rank Sector Weight
1 Technology 13.02%
2 Healthcare 10.08%
3 Financials 9.4%
4 Industrials 7.55%
5 Consumer Discretionary 3.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETNB
201
DELISTED
89bio
ETNB
$3.65M 0.13%
248,497
+36,542
+17% +$372K
AVAV icon
202
AeroVironment
AVAV
$9.74B
$3.65M 0.13%
11,594
+3,343
+41% +$865K
NKX icon
203
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$662M
$3.64M 0.13%
287,608
+3,949
+1% +$47.1K
PPL
204
PPL Corp
PPL
$26.5B
$3.64M 0.13%
98,044
+5,440
+6% +$195K
GRFS
205
Grifois
GRFS
$5.45B
$3.64M 0.13%
365,230
+22,338
+7% +$223K
DHF
206
BNY Mellon High Yield Strategies Fund
DHF
$173M
$3.64M 0.13%
1,403,548
+180,667
+15% +$467K
MAR icon
207
Marriott International
MAR
$91B
$3.61M 0.13%
13,844
-2,401
-15% -$645K
BDC icon
208
Belden
BDC
$5.24B
$3.61M 0.13%
29,978
-3,461
-10% -$436K
MQT
209
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$3.6M 0.13%
359,217
+28,715
+9% +$278K
MUE
210
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$3.58M 0.13%
355,611
+29,368
+9% +$282K
GSBD icon
211
Goldman Sachs BDC
GSBD
$1.09B
$3.57M 0.13%
351,042
+27,760
+9% +$316K
MUC icon
212
BlackRock MuniHoldings California Quality Fund
MUC
$1.02B
$3.56M 0.13%
328,215
+56,348
+21% +$584K
AGZ icon
213
iShares Agency Bond ETF
AGZ
$564M
$3.52M 0.13%
31,912
-4,640
-13% -$509K
SO icon
214
Southern Company
SO
$106B
$3.51M 0.13%
36,997
-1,501
-4% -$140K
GS icon
215
Goldman Sachs
GS
$303B
$3.5M 0.13%
4,395
-344
-7% -$255K
MU icon
216
Micron Technology
MU
$964B
$3.49M 0.13%
20,862
+5,021
+32% +$642K
AMD icon
217
Advanced Micro Devices
AMD
$766B
$3.45M 0.13%
21,324
+3,769
+21% +$608K
PMM
218
Franklin Managed Municipal Income Trust
PMM
$273M
$3.41M 0.12%
564,976
+58,216
+11% +$345K
OIA icon
219
Invesco Municipal Income Opportunities Trust
OIA
$290M
$3.38M 0.12%
561,074
+54,485
+11% +$314K
MVT
220
DELISTED
BlackRock MuniVest Fund II
MVT
$3.37M 0.12%
317,330
+30,817
+11% +$318K
KMB icon
221
Kimberly-Clark
KMB
$35.9B
$3.34M 0.12%
26,878
+350
+1% +$45.2K
VRDN icon
222
Viridian Therapeutics
VRDN
$2.65B
$3.33M 0.12%
154,338
-13,986
-8% -$252K
P
223
Everpure Inc
P
$34.6B
$3.31M 0.12%
39,475
+7,616
+24% +$506K
TY icon
224
TRI-Continental Corp
TY
$1.9B
$3.3M 0.12%
97,183
+5,697
+6% +$188K
AZO icon
225
AutoZone
AZO
$49.7B
$3.3M 0.12%
770
+4
+0.5% +$16K
7 8
9
10 11

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Hennion & Walsh Asset Management's Q3 2025 Portfolio in Review

As of Q3 2025, Hennion & Walsh Asset Management held 982 positions worth $2.76B, up 11% from $2.48B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Hennion & Walsh Asset Management deployed $114M of net new capital in Q3 2025, opening 66 new positions and adding to 450 existing holdings. Its largest new stake was iShares US Small Cap Equity Factor ETF: 275,578 shares worth $20.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $17.9M trimmed.

  • Hennion & Walsh Asset Management's largest Q3 2025 buy was iShares US Small Cap Equity Factor ETF: 275,578 shares worth $20.5M.
  • Hennion & Walsh Asset Management added most to Goldman Sachs ActiveBeta International Equity ETF in Q3 2025, an estimated $18.4M increase.
  • Hennion & Walsh Asset Management's biggest Q3 2025 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $17.9M.
  • Hennion & Walsh Asset Management fully exited PIMCO Municipal Income Fund III in Q3 2025, selling an estimated $5.77M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 18% of its $2.76B portfolio in Q3 2025.
  • Hennion & Walsh Asset Management opened 66 new positions and closed 45 in Q3 2025.
  • Hennion & Walsh Asset Management's portfolio value rose 11% quarter-over-quarter to $2.76B.

Based on Hennion & Walsh Asset Management's 13F filing for Q3 2025, filed 22 Oct 2025.