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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
+4.15%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$1.66B
AUM Growth
–
Cap. Flow
+$1.66B
Cap. Flow %
100.03%
Top 10 Hldgs %
15.4%
Holding
693
New
693
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$42.4M
2
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$31.4M
3
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$30.9M
4
BFK
BlackRock Municipal Income Trust
BFK
+$22.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$22.4M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Healthcare 17.27%
2 Technology 10.67%
3 Financials 7.63%
4 Consumer Discretionary 5.41%
5 Industrials 4.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EL icon
176
Estee Lauder
EL
$32B
$2.75M 0.17%
+9,468
New +$2.59M
EQIX icon
177
Equinix
EQIX
$103B
$2.73M 0.16%
+4,021
New +$2.76M
MUC icon
178
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$2.67M 0.16%
+177,530
New +$2.66M
PNC icon
179
PNC Financial Services
PNC
$101B
$2.67M 0.16%
+15,226
New +$2.51M
VIPS icon
180
Vipshop
VIPS
$7.35B
$2.65M 0.16%
+88,601
New +$3.06M
JMST icon
181
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.15B
$2.6M 0.16%
+51,027
New +$2.6M
TSLX icon
182
Sixth Street Specialty
TSLX
$1.78B
$2.6M 0.16%
+123,797
New +$2.66M
CSWC icon
183
Capital Southwest
CSWC
$1.6B
$2.6M 0.16%
+117,375
New +$2.4M
RVNC
184
DELISTED
Revance Therapeutics, Inc.
RVNC
$2.59M 0.16%
+92,791
New +$2.57M
VTN icon
185
Invesco Trust for Investment Grade New York Municipals
VTN
$167M
$2.57M 0.15%
+196,368
New +$2.56M
SAR icon
186
Saratoga Investment
SAR
$317M
$2.57M 0.15%
+101,467
New +$2.35M
MHN
187
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$2.56M 0.15%
+182,051
New +$2.55M
NSC icon
188
Norfolk Southern
NSC
$75B
$2.56M 0.15%
+9,522
New +$2.41M
BNY
189
DELISTED
BlackRock New York Municipal Income Trust
BNY
$2.55M 0.15%
+164,796
New +$2.48M
IGSB icon
190
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$2.55M 0.15%
+46,608
New +$2.56M
ICSH icon
191
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.4B
$2.53M 0.15%
+50,008
New +$2.53M
MMM icon
192
3M
MMM
$94.7B
$2.52M 0.15%
+15,641
New +$2.34M
EPZM
193
DELISTED
Epizyme, Inc
EPZM
$2.49M 0.15%
+285,562
New +$2.95M
JPS
194
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$2.42M 0.15%
+248,650
New +$2.34M
AOD
195
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$2.4M 0.14%
+251,574
New +$2.32M
OSPN icon
196
OneSpan
OSPN
$606M
$2.38M 0.14%
+97,324
New +$2.39M
CYBR
197
DELISTED
CyberArk
CYBR
$2.38M 0.14%
+18,383
New +$2.78M
MYN icon
198
BlackRock MuniYield New York Quality Fund
MYN
$377M
$2.38M 0.14%
+176,610
New +$2.35M
GBDC icon
199
Golub Capital BDC
GBDC
$3.41B
$2.35M 0.14%
+160,509
New +$2.36M
ONC
200
BeOne Medicines Ltd
ONC
$41.1B
$2.34M 0.14%
+6,721
New +$2.23M
6 7
8
9 10

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DAM
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Hennion & Walsh Asset Management's Q1 2021 Portfolio in Review

Q1 2021 is the first quarter with a 13F filing on record for Hennion & Walsh Asset Management, which disclosed 693 positions worth $1.66B. Its ten largest holdings account for 15% of the portfolio.

Its largest position is Goldman Sachs ActiveBeta US Large Cap Equity ETF: 546,261 shares worth $43.2M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, followed by Technology and Financials.

  • Hennion & Walsh Asset Management's largest Q1 2021 buy was Goldman Sachs ActiveBeta US Large Cap Equity ETF: 546,261 shares worth $43.2M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 15% of its $1.66B portfolio in Q1 2021.
  • Hennion & Walsh Asset Management disclosed 693 positions in Q1 2021, its first 13F filing on record.

Based on Hennion & Walsh Asset Management's 13F filing for Q1 2021, filed 17 May 2021.