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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
+9.83%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$2.76B
AUM Growth
+$285M
Cap. Flow
+$114M
Cap. Flow %
4.14%
Top 10 Hldgs %
17.71%
Holding
982
New
66
Increased
450
Reduced
409
Closed
45

Top Buys

Rank Stock Value
1
SMLF icon
iShares US Small Cap Equity Factor ETF
SMLF
+$19.7M
2
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$18.4M
3
PML
PIMCO Municipal Income Fund II
PML
+$10.8M
4
EVMO
Eaton Vance Mortgage Opportunities ETF
EVMO
+$9.09M
5
PCQ
Pimco California Municipal Income Fund
PCQ
+$5.8M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$17.9M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$15.9M
3
PMX
PIMCO Municipal Income Fund III
PMX
+$5.77M
4
MAV
Pioneer Municipal High Income Advantage Fund
MAV
+$4.39M
5
MHI
Pioneer Municipal High Income Fund
MHI
+$4.3M

Sector Composition

Rank Sector Weight
1 Technology 13.02%
2 Healthcare 10.08%
3 Financials 9.4%
4 Industrials 7.55%
5 Consumer Discretionary 3.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMFC icon
151
New Mountain Finance
NMFC
$733M
$4.63M 0.17%
480,420
+70,277
+17% +$729K
PMO
152
Franklin Municipal Opportunities Trust
PMO
$285M
$4.63M 0.17%
447,956
-2,410
-0.5% -$24K
OBDC icon
153
Blue Owl Capital
OBDC
$5.75B
$4.6M 0.17%
360,059
+36,811
+11% +$524K
SYK icon
154
Stryker
SYK
$133B
$4.58M 0.17%
12,383
+591
+5% +$228K
AIG icon
155
American International
AIG
$40.5B
$4.56M 0.17%
58,042
+2,083
+4% +$166K
RYTM icon
156
Rhythm Pharmaceuticals
RYTM
$7.89B
$4.52M 0.16%
44,731
-6,348
-12% -$589K
HWM icon
157
Howmet Aerospace
HWM
$112B
$4.52M 0.16%
23,020
+4,675
+25% +$852K
FTNT icon
158
Fortinet
FTNT
$119B
$4.51M 0.16%
53,644
-2,183
-4% -$195K
TSM icon
159
TSMC
TSM
$2.19T
$4.49M 0.16%
16,074
+1,898
+13% +$464K
BLE
160
DELISTED
BlackRock Municipal Income Trust II
BLE
$4.47M 0.16%
427,845
+41,548
+11% +$416K
SAR icon
161
Saratoga Investment
SAR
$317M
$4.39M 0.16%
180,063
-28,545
-14% -$712K
NAC icon
162
Nuveen California Quality Municipal Income Fund
NAC
$1.86B
$4.34M 0.16%
377,589
+29,841
+9% +$335K
RCL icon
163
Royal Caribbean
RCL
$81.1B
$4.31M 0.16%
13,332
+840
+7% +$281K
DUK icon
164
Duke Energy
DUK
$95.5B
$4.31M 0.16%
34,831
+2,406
+7% +$292K
COGT icon
165
Cogent Biosciences
COGT
$6.72B
$4.31M 0.16%
300,127
-5,488
-2% -$65K
ARDX icon
166
Ardelyx
ARDX
$997M
$4.3M 0.16%
780,348
+9,991
+1% +$54.3K
BMI icon
167
Badger Meter
BMI
$3.95B
$4.28M 0.15%
23,953
-2,232
-9% -$439K
KTF
168
DWS Municipal Income Trust
KTF
$353M
$4.24M 0.15%
462,108
-70,161
-13% -$618K
VCV icon
169
Invesco California Value Municipal Income Trust
VCV
$526M
$4.22M 0.15%
398,429
+59,002
+17% +$609K
JPC icon
170
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$4.19M 0.15%
511,302
-59,214
-10% -$480K
TRIN icon
171
Trinity Capital Inc.
TRIN
$1.73B
$4.16M 0.15%
268,719
+13,623
+5% +$211K
SLRC icon
172
SLR Investment Corp
SLRC
$706M
$4.14M 0.15%
270,506
-6,891
-2% -$112K
MSI icon
173
Motorola Solutions
MSI
$77.5B
$4.05M 0.15%
8,846
-1,412
-14% -$636K
ECL icon
174
Ecolab
ECL
$79.8B
$3.99M 0.14%
14,583
+928
+7% +$252K
ZS icon
175
Zscaler
ZS
$28.8B
$3.99M 0.14%
13,315
+208
+2% +$59.3K
5 6
7
8 9

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Hennion & Walsh Asset Management's Q3 2025 Portfolio in Review

As of Q3 2025, Hennion & Walsh Asset Management held 982 positions worth $2.76B, up 11% from $2.48B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Hennion & Walsh Asset Management deployed $114M of net new capital in Q3 2025, opening 66 new positions and adding to 450 existing holdings. Its largest new stake was iShares US Small Cap Equity Factor ETF: 275,578 shares worth $20.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $17.9M trimmed.

  • Hennion & Walsh Asset Management's largest Q3 2025 buy was iShares US Small Cap Equity Factor ETF: 275,578 shares worth $20.5M.
  • Hennion & Walsh Asset Management added most to Goldman Sachs ActiveBeta International Equity ETF in Q3 2025, an estimated $18.4M increase.
  • Hennion & Walsh Asset Management's biggest Q3 2025 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $17.9M.
  • Hennion & Walsh Asset Management fully exited PIMCO Municipal Income Fund III in Q3 2025, selling an estimated $5.77M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 18% of its $2.76B portfolio in Q3 2025.
  • Hennion & Walsh Asset Management opened 66 new positions and closed 45 in Q3 2025.
  • Hennion & Walsh Asset Management's portfolio value rose 11% quarter-over-quarter to $2.76B.

Based on Hennion & Walsh Asset Management's 13F filing for Q3 2025, filed 22 Oct 2025.