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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$2.9B
AUM Growth
+$137M
Cap. Flow
+$88.8M
Cap. Flow %
3.06%
Top 10 Hldgs %
17.97%
Holding
1,008
New
71
Increased
442
Reduced
400
Closed
82

Top Buys

Rank Stock Value
1
VGM icon
Invesco Trust Investment Grade Municipals
VGM
+$4.8M
2
NMZ icon
Nuveen Municipal High Income Opportunity Fund
NMZ
+$4.39M
3
MQY icon
BlackRock MuniYield Quality Fund
MQY
+$4.26M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.84M
5
OLMA icon
Olema Pharmaceuticals
OLMA
+$3.61M

Top Sells

Rank Stock Value
1
VRNA
Verona Pharma
VRNA
+$19.8M
2
ETNB
89bio
ETNB
+$3.65M
3
RYTM icon
Rhythm Pharmaceuticals
RYTM
+$3.59M
4
RKLB icon
Rocket Lab Corp
RKLB
+$3.39M
5
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$3.16M

Sector Composition

Rank Sector Weight
1 Technology 12.53%
2 Healthcare 11.66%
3 Financials 9.01%
4 Industrials 7.22%
5 Consumer Discretionary 3.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGOV icon
101
iShares 0-3 Month Treasury Bond ETF
SGOV
$101B
$6.21M 0.21%
61,877
+3,245
+6% +$326K
WDI
102
Western Asset Diversified Income Fund
WDI
$682M
$6.18M 0.21%
447,851
-11,065
-2% -$159K
PZT icon
103
Invesco New York AMT-Free Municipal Bond ETF
PZT
$139M
$6.18M 0.21%
277,144
+39,534
+17% +$886K
XOM icon
104
ExxonMobil
XOM
$661B
$6.18M 0.21%
51,335
-650
-1% -$75.4K
BNY
105
Bank of New York Mellon
BNY
$108B
$6.15M 0.21%
52,934
+9,287
+21% +$1.03M
FFC
106
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$785M
$6.1M 0.21%
369,316
+30,032
+9% +$500K
QCOM icon
107
Qualcomm
QCOM
$172B
$6.07M 0.21%
35,490
-1,592
-4% -$273K
PH icon
108
Parker-Hannifin
PH
$135B
$6.07M 0.21%
6,905
-209
-3% -$171K
ABBV icon
109
AbbVie
ABBV
$439B
$5.94M 0.21%
26,005
-1,392
-5% -$317K
INTU icon
110
Intuit
INTU
$91.8B
$5.89M 0.2%
8,896
-1,130
-11% -$747K
VMO icon
111
Invesco Municipal Opportunity Trust
VMO
$662M
$5.87M 0.2%
613,220
-327,433
-35% -$3.16M
AXP icon
112
American Express
AXP
$230B
$5.79M 0.2%
15,659
-585
-4% -$209K
DASH icon
113
DoorDash
DASH
$91.7B
$5.72M 0.2%
25,237
+1,764
+8% +$414K
BBVA icon
114
Banco Bilbao Vizcaya Argentaria
BBVA
$157B
$5.71M 0.2%
244,885
+46,812
+24% +$978K
NUW icon
115
Nuveen AMT-Free Municipal Value Fund
NUW
$251M
$5.71M 0.2%
398,786
+55,579
+16% +$794K
VGT icon
116
Vanguard Information Technology ETF
VGT
$148B
$5.68M 0.2%
60,248
-680
-1% -$64.6K
ORCL icon
117
Oracle
ORCL
$422B
$5.64M 0.19%
28,951
+4,485
+18% +$1.07M
GD icon
118
General Dynamics
GD
$107B
$5.63M 0.19%
16,735
+2,569
+18% +$876K
AEP icon
119
American Electric Power
AEP
$66.9B
$5.6M 0.19%
48,608
+1,605
+3% +$190K
BCSF icon
120
Bain Capital Specialty
BCSF
$845M
$5.6M 0.19%
402,463
-12,754
-3% -$179K
ARDX icon
121
Ardelyx
ARDX
$992M
$5.59M 0.19%
959,540
+179,192
+23% +$998K
PMO
122
Franklin Municipal Opportunities Trust
PMO
$286M
$5.55M 0.19%
518,691
+70,735
+16% +$736K
KALV
123
DELISTED
KalVista Pharmaceuticals
KALV
$5.52M 0.19%
341,819
+165,236
+94% +$2.19M
VGIT icon
124
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.4B
$5.47M 0.19%
91,250
+5,033
+6% +$303K
VTN icon
125
Invesco Trust for Investment Grade New York Municipals
VTN
$167M
$5.46M 0.19%
473,944
+220,915
+87% +$2.49M
3 4
5
6 7

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Hennion & Walsh Asset Management's Q4 2025 Portfolio in Review

As of Q4 2025, Hennion & Walsh Asset Management held 1,008 positions worth $2.9B, up 5% from $2.76B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Hennion & Walsh Asset Management deployed $88.8M of net new capital in Q4 2025, opening 71 new positions and adding to 442 existing holdings. Its largest new stake was Schwab Fundamental International Large Company Index ETF: 53,014 shares worth $2.4M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Rhythm Pharmaceuticals, an estimated $3.59M trimmed.

  • Hennion & Walsh Asset Management's largest Q4 2025 buy was Schwab Fundamental International Large Company Index ETF: 53,014 shares worth $2.4M.
  • Hennion & Walsh Asset Management added most to Invesco Trust Investment Grade Municipals in Q4 2025, an estimated $4.8M increase.
  • Hennion & Walsh Asset Management's biggest Q4 2025 reduction was Rhythm Pharmaceuticals, cutting an estimated $3.59M.
  • Hennion & Walsh Asset Management fully exited Verona Pharma in Q4 2025, selling an estimated $19.8M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 18% of its $2.9B portfolio in Q4 2025.
  • Hennion & Walsh Asset Management opened 71 new positions and closed 82 in Q4 2025.
  • Hennion & Walsh Asset Management's portfolio value rose 5% quarter-over-quarter to $2.9B.

Based on Hennion & Walsh Asset Management's 13F filing for Q4 2025, filed 14 Jan 2026.