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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
+9.83%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$2.76B
AUM Growth
+$285M
Cap. Flow
+$114M
Cap. Flow %
4.14%
Top 10 Hldgs %
17.71%
Holding
982
New
66
Increased
450
Reduced
409
Closed
45

Top Buys

Rank Stock Value
1
SMLF icon
iShares US Small Cap Equity Factor ETF
SMLF
+$19.7M
2
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$18.4M
3
PML
PIMCO Municipal Income Fund II
PML
+$10.8M
4
EVMO
Eaton Vance Mortgage Opportunities ETF
EVMO
+$9.09M
5
PCQ
Pimco California Municipal Income Fund
PCQ
+$5.8M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$17.9M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$15.9M
3
PMX
PIMCO Municipal Income Fund III
PMX
+$5.77M
4
MAV
Pioneer Municipal High Income Advantage Fund
MAV
+$4.39M
5
MHI
Pioneer Municipal High Income Fund
MHI
+$4.3M

Sector Composition

Rank Sector Weight
1 Technology 13.02%
2 Healthcare 10.08%
3 Financials 9.4%
4 Industrials 7.55%
5 Consumer Discretionary 3.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCSF icon
101
Bain Capital Specialty
BCSF
$841M
$5.92M 0.21%
415,217
-17,845
-4% -$271K
SGOV icon
102
iShares 0-3 Month Treasury Bond ETF
SGOV
$101B
$5.9M 0.21%
58,632
+2,541
+5% +$256K
URI icon
103
United Rentals
URI
$72B
$5.89M 0.21%
6,174
-116
-2% -$103K
MDGL icon
104
Madrigal Pharmaceuticals
MDGL
$12.2B
$5.89M 0.21%
12,847
+172
+1% +$64.2K
NEE icon
105
NextEra Energy
NEE
$177B
$5.86M 0.21%
77,660
+19,654
+34% +$1.44M
XOM icon
106
ExxonMobil
XOM
$660B
$5.86M 0.21%
51,985
-945
-2% -$105K
SCHW
107
Charles Schwab
SCHW
$186B
$5.86M 0.21%
61,347
+2,312
+4% +$219K
CTAS icon
108
Cintas
CTAS
$82.5B
$5.85M 0.21%
28,494
-410
-1% -$87.6K
NOC icon
109
Northrop Grumman
NOC
$82.3B
$5.8M 0.21%
9,512
+1,792
+23% +$1.02M
NCDL icon
110
Nuveen Churchill Direct Lending
NCDL
$624M
$5.78M 0.21%
418,571
+50,507
+14% +$808K
ING icon
111
ING
ING
$101B
$5.73M 0.21%
219,791
+20,073
+10% +$484K
FFC
112
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$784M
$5.73M 0.21%
339,284
+46,863
+16% +$771K
DELL icon
113
Dell
DELL
$287B
$5.72M 0.21%
40,327
-5,424
-12% -$704K
WMB icon
114
Williams Companies
WMB
$87.8B
$5.71M 0.21%
90,192
+5,882
+7% +$345K
AXSM icon
115
Axsome Therapeutics
AXSM
$11.3B
$5.7M 0.21%
46,916
-2,984
-6% -$336K
MO icon
116
Altria Group
MO
$109B
$5.69M 0.21%
86,186
+1,317
+2% +$83.4K
STX icon
117
Seagate
STX
$184B
$5.69M 0.21%
24,110
-124
-0.5% -$21.2K
VGT icon
118
Vanguard Information Technology ETF
VGT
$148B
$5.69M 0.21%
60,928
-3,192
-5% -$279K
EOT
119
Eaton Vance National Municipal Opportunities Trust
EOT
$275M
$5.68M 0.21%
341,088
+4,638
+1% +$75.8K
CVX icon
120
Chevron
CVX
$384B
$5.63M 0.2%
36,234
+52
+0.1% +$8.05K
SYY icon
121
Sysco
SYY
$40.3B
$5.55M 0.2%
67,446
+963
+1% +$77K
ZLAB icon
122
Zai Lab
ZLAB
$2.92B
$5.42M 0.2%
160,037
-8,053
-5% -$277K
BLK icon
123
Blackrock
BLK
$178B
$5.4M 0.2%
4,633
+65
+1% +$72.7K
AXP icon
124
American Express
AXP
$231B
$5.4M 0.2%
16,244
+36
+0.2% +$11.5K
PH icon
125
Parker-Hannifin
PH
$135B
$5.39M 0.2%
7,114
-16
-0.2% -$11.8K
3 4
5
6 7

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Hennion & Walsh Asset Management's Q3 2025 Portfolio in Review

As of Q3 2025, Hennion & Walsh Asset Management held 982 positions worth $2.76B, up 11% from $2.48B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Hennion & Walsh Asset Management deployed $114M of net new capital in Q3 2025, opening 66 new positions and adding to 450 existing holdings. Its largest new stake was iShares US Small Cap Equity Factor ETF: 275,578 shares worth $20.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $17.9M trimmed.

  • Hennion & Walsh Asset Management's largest Q3 2025 buy was iShares US Small Cap Equity Factor ETF: 275,578 shares worth $20.5M.
  • Hennion & Walsh Asset Management added most to Goldman Sachs ActiveBeta International Equity ETF in Q3 2025, an estimated $18.4M increase.
  • Hennion & Walsh Asset Management's biggest Q3 2025 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $17.9M.
  • Hennion & Walsh Asset Management fully exited PIMCO Municipal Income Fund III in Q3 2025, selling an estimated $5.77M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 18% of its $2.76B portfolio in Q3 2025.
  • Hennion & Walsh Asset Management opened 66 new positions and closed 45 in Q3 2025.
  • Hennion & Walsh Asset Management's portfolio value rose 11% quarter-over-quarter to $2.76B.

Based on Hennion & Walsh Asset Management's 13F filing for Q3 2025, filed 22 Oct 2025.