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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
+9.83%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$2.76B
AUM Growth
+$285M
Cap. Flow
+$114M
Cap. Flow %
4.14%
Top 10 Hldgs %
17.71%
Holding
982
New
66
Increased
450
Reduced
409
Closed
45

Top Buys

Rank Stock Value
1
SMLF icon
iShares US Small Cap Equity Factor ETF
SMLF
+$19.7M
2
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$18.4M
3
PML
PIMCO Municipal Income Fund II
PML
+$10.8M
4
EVMO
Eaton Vance Mortgage Opportunities ETF
EVMO
+$9.09M
5
PCQ
Pimco California Municipal Income Fund
PCQ
+$5.8M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$17.9M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$15.9M
3
PMX
PIMCO Municipal Income Fund III
PMX
+$5.77M
4
MAV
Pioneer Municipal High Income Advantage Fund
MAV
+$4.39M
5
MHI
Pioneer Municipal High Income Fund
MHI
+$4.3M

Sector Composition

Rank Sector Weight
1 Technology 13.02%
2 Healthcare 10.08%
3 Financials 9.4%
4 Industrials 7.55%
5 Consumer Discretionary 3.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDUS icon
551
Fidus Investment
FDUS
$751M
$850K 0.03%
41,978
-2,038
-5% -$43K
SNA icon
552
Snap-on
SNA
$20.9B
$850K 0.03%
2,454
-45
-2% -$14.7K
DMB
553
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$197M
$845K 0.03%
79,004
-266,286
-77% -$2.71M
SNDX icon
554
Syndax Pharmaceuticals
SNDX
$1.7B
$842K 0.03%
54,698
+22,513
+70% +$295K
ENVA icon
555
Enova International
ENVA
$6.52B
$840K 0.03%
7,295
-20
-0.3% -$2.29K
EDIT icon
556
Editas Medicine
EDIT
$432M
$839K 0.03%
241,691
-4,401
-2% -$12.3K
THR
557
DELISTED
Thermon Group Holdings
THR
$835K 0.03%
31,267
-786
-2% -$21.1K
ALRM icon
558
Alarm.com
ALRM
$2.74B
$828K 0.03%
15,597
-7,297
-32% -$407K
PDD icon
559
Pinduoduo
PDD
$120B
$826K 0.03%
6,250
-1,731
-22% -$205K
PRTA icon
560
Prothena Corp
PRTA
$466M
$826K 0.03%
84,598
-1,556
-2% -$12K
JCI icon
561
Johnson Controls International
JCI
$91.7B
$820K 0.03%
7,456
+1,069
+17% +$114K
VLO icon
562
Valero Energy
VLO
$98.7B
$818K 0.03%
4,806
-1,022
-18% -$152K
CLSK icon
563
CleanSpark
CLSK
$2.96B
$816K 0.03%
56,308
-715
-1% -$8.06K
IWM icon
564
iShares Russell 2000 ETF
IWM
$82.4B
$815K 0.03%
3,370
-1
-0% -$229
TSLX icon
565
Sixth Street Specialty
TSLX
$1.82B
$807K 0.03%
35,281
-28,630
-45% -$688K
CWEN icon
566
Clearway Energy Class C
CWEN
$7.02B
$804K 0.03%
28,465
+13,169
+86% +$399K
HYDB icon
567
iShares High Yield Systematic Bond ETF
HYDB
$1.61B
$802K 0.03%
16,768
-4,846
-22% -$230K
NIE
568
Virtus Equity & Convertible Income Fund
NIE
$741M
$799K 0.03%
31,816
-1,839
-5% -$44.9K
CHE icon
569
Chemed
CHE
$7.02B
$797K 0.03%
1,780
-1
-0.1% -$453
CWEN.A
570
DELISTED
Clearway Energy Class A
CWEN.A
$789K 0.03%
29,302
-100
-0.3% -$2.86K
JHG
571
DELISTED
Janus Henderson
JHG
$788K 0.03%
17,703
-8,977
-34% -$388K
INTC icon
572
Intel
INTC
$527B
$785K 0.03%
23,406
+2,503
+12% +$60.6K
FNF icon
573
Fidelity National Financial
FNF
$13.1B
$783K 0.03%
12,941
-45
-0.3% -$2.61K
CVI icon
574
CVR Energy
CVI
$3.58B
$782K 0.03%
21,447
-147
-0.7% -$4.4K
OZK icon
575
Bank OZK
OZK
$5.7B
$776K 0.03%
15,215
+700
+5% +$35.8K
21 22
23
24 25

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Hennion & Walsh Asset Management's Q3 2025 Portfolio in Review

As of Q3 2025, Hennion & Walsh Asset Management held 982 positions worth $2.76B, up 11% from $2.48B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Hennion & Walsh Asset Management deployed $114M of net new capital in Q3 2025, opening 66 new positions and adding to 450 existing holdings. Its largest new stake was iShares US Small Cap Equity Factor ETF: 275,578 shares worth $20.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $17.9M trimmed.

  • Hennion & Walsh Asset Management's largest Q3 2025 buy was iShares US Small Cap Equity Factor ETF: 275,578 shares worth $20.5M.
  • Hennion & Walsh Asset Management added most to Goldman Sachs ActiveBeta International Equity ETF in Q3 2025, an estimated $18.4M increase.
  • Hennion & Walsh Asset Management's biggest Q3 2025 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $17.9M.
  • Hennion & Walsh Asset Management fully exited PIMCO Municipal Income Fund III in Q3 2025, selling an estimated $5.77M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 18% of its $2.76B portfolio in Q3 2025.
  • Hennion & Walsh Asset Management opened 66 new positions and closed 45 in Q3 2025.
  • Hennion & Walsh Asset Management's portfolio value rose 11% quarter-over-quarter to $2.76B.

Based on Hennion & Walsh Asset Management's 13F filing for Q3 2025, filed 22 Oct 2025.