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HA

Heartland Advisors Portfolio holdings

AUM $1.96B
1-Year Est. Return 28.26%
This Fund
S&P 500
This Quarter Est. Return
+11.82%
1 Year Est. Return
+28.26%
3 Year Est. Return
+63.4%
5 Year Est. Return
+94.71%
10 Year Est. Return
+422.04%
AUM
$1.74B
AUM Growth
-$35.5M
Cap. Flow
-$180M
Cap. Flow %
-10.36%
Top 10 Hldgs %
17.74%
Holding
220
New
32
Increased
48
Reduced
94
Closed
22

Top Buys

Rank Stock Value
1
ZION icon
Zions Bancorporation
ZION
+$15.8M
2
ASB icon
Associated Banc-Corp
ASB
+$12.7M
3
HAIN icon
Hain Celestial
HAIN
+$9.97M
4
TIVO
Tivo Inc
TIVO
+$9.42M
5
SRCI
SRC Energy Inc
SRCI
+$9.4M

Top Sells

Rank Stock Value
1
AUB icon
Atlantic Union Bankshares
AUB
+$20.9M
2
CXW icon
CoreCivic
CXW
+$19.1M
3
LDL
Lydall, Inc.
LDL
+$16.4M
4
RGS icon
Regis Corp
RGS
+$15.6M
5
CSH
CASH AMERICA INTERNATIONAL INC
CSH
+$14.6M

Sector Composition

Rank Sector Weight
1 Industrials 23%
2 Financials 18.52%
3 Consumer Discretionary 8.88%
4 Healthcare 8.36%
5 Technology 7.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CXW icon
201
CoreCivic
CXW
$3.06B
– –
-544,755
Closed -$19.1M
FN icon
202
Fabrinet
FN
$15.8B
– –
-149,456
Closed -$5.55M
GRMN
203
Garmin
GRMN
$48.8B
– –
-4,771
Closed -$202K
GVA icon
204
Granite Construction
GVA
$5.33B
– –
-125,000
Closed -$5.69M
HBAN icon
205
Huntington Bancshares
HBAN
$34.6B
– –
-18,791
Closed -$168K
MUSA icon
206
Murphy USA
MUSA
$11.1B
– –
-85,433
Closed -$6.34M
STNG icon
207
Scorpio Tankers
STNG
$3.93B
– –
-121,456
Closed -$5.1M
UFPI icon
208
UFP Industries
UFPI
$5.15B
– –
-254,502
Closed -$7.86M
DF
209
DELISTED
Dean Foods Company
DF
– –
-172,901
Closed -$3.13M
ESND
210
DELISTED
Essendant Inc.
ESND
– –
-145,294
Closed -$4.44M
ANW
211
DELISTED
Aegean Marine Petroleum Network
ANW
– –
-219,780
Closed -$1.21M
STS
212
DELISTED
Supreme Industries Inc Class A
STS
– –
-300,000
Closed -$4.11M
JOY
213
DELISTED
Joy Global Inc
JOY
– –
-11,152
Closed -$236K
ISIL
214
DELISTED
Intersil Corp
ISIL
– –
-882,590
Closed -$11.9M
AVG
215
DELISTED
AVG Technologies N.V.
AVG
– –
-550,000
Closed -$10.4M
CSH
216
DELISTED
CASH AMERICA INTERNATIONAL INC
CSH
– –
-341,787
Closed -$14.6M
JMBA
217
DELISTED
Jamba, Inc.
JMBA
– –
-225,200
Closed -$2.32M
EE
218
DELISTED
El Paso Electric Company
EE
– –
-131,127
Closed -$6.2M
TIVO
219
DELISTED
TIVO INC
TIVO
– –
-1,049,950
Closed -$10.4M
PRMW
220
DELISTED
Primo Water Corporation
PRMW
– –
-250,000
Closed -$2.95M
5 6 7 8
9

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WPC
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Heartland Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Heartland Advisors held 220 positions worth $1.74B, down 2% from $1.78B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Heartland Advisors withdrew a net $180M in Q3 2016, closing 22 positions and reducing 94 holdings. Its most notable exit was CoreCivic, an estimated $19.1M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 23% of assets, up from 21% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Heartland Advisors opened a new position in Zions Bancorporation worth $17.3M.

  • Heartland Advisors's largest Q3 2016 buy was Zions Bancorporation: 556,678 shares worth $17.3M.
  • Heartland Advisors added most to Tivo Inc in Q3 2016, an estimated $9.42M increase.
  • Heartland Advisors's biggest Q3 2016 reduction was Atlantic Union Bankshares, cutting an estimated $20.9M.
  • Heartland Advisors fully exited CoreCivic in Q3 2016, selling an estimated $19.1M.
  • Heartland Advisors's ten largest holdings make up 18% of its $1.74B portfolio in Q3 2016.
  • Heartland Advisors opened 32 new positions and closed 22 in Q3 2016.
  • Heartland Advisors's portfolio value fell 2% quarter-over-quarter to $1.74B.

Based on Heartland Advisors's 13F filing for Q3 2016, filed 4 Nov 2016.