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HA

Heartland Advisors Portfolio holdings

AUM $1.96B
1-Year Est. Return 28.26%
This Fund
S&P 500
This Quarter Est. Return
+13.45%
1 Year Est. Return
+28.26%
3 Year Est. Return
+63.4%
5 Year Est. Return
+94.71%
10 Year Est. Return
+422.04%
AUM
$1.81B
AUM Growth
+$67.8M
Cap. Flow
-$109M
Cap. Flow %
-6.01%
Top 10 Hldgs %
14.96%
Holding
226
New
28
Increased
78
Reduced
74
Closed
27

Top Buys

Rank Stock Value
1
RDN icon
Radian Group
RDN
+$15.6M
2
AES icon
AES
AES
+$12.3M
3
WWW icon
Wolverine World Wide
WWW
+$10.5M
4
SMTC icon
Semtech
SMTC
+$9.77M
5
ETR icon
Entergy
ETR
+$9.56M

Top Sells

Rank Stock Value
1
MDU icon
MDU Resources
MDU
+$32.1M
2
WCIC
WCI Communities, Inc.
WCIC
+$23.7M
3
TIVO
Tivo Inc
TIVO
+$15.8M
4
FRED
Fred's Inc
FRED
+$14.2M
5
POR icon
Portland General Electric
POR
+$12.7M

Sector Composition

Rank Sector Weight
1 Industrials 21.39%
2 Financials 21.31%
3 Technology 9.55%
4 Consumer Discretionary 7.98%
5 Healthcare 7.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DALN
176
DELISTED
DallasNews
DALN
$635K 0.04%
25,000
– –
BPOP icon
177
Popular Inc
BPOP
$11B
$486K 0.03%
11,082
+2,995
+37% +$121K
CNA icon
178
CNA Financial
CNA
$15B
$415K 0.02%
10,004
+3,740
+60% +$142K
OLN icon
179
Olin
OLN
$2.48B
$398K 0.02%
15,529
-2,760
-15% -$65.5K
WU icon
180
Western Union
WU
$2.6B
$396K 0.02%
18,213
+4,752
+35% +$98.6K
HOG icon
181
Harley-Davidson
HOG
$2.66B
$389K 0.02%
6,675
+532
+9% +$30.3K
NOV icon
182
NOV
NOV
$7.2B
$389K 0.02%
10,390
+4,121
+66% +$150K
AIZ icon
183
Assurant
AIZ
$13.9B
$387K 0.02%
4,172
+1,357
+48% +$119K
COR icon
184
Cencora
COR
$61.8B
$343K 0.02%
+4,382
New +$342K
PCAR icon
185
PACCAR
PCAR
$71.7B
$342K 0.02%
8,022
+2,532
+46% +$102K
DNB
186
DELISTED
Dun & Bradstreet
DNB
$315K 0.02%
2,600
+778
+43% +$95.8K
PH icon
187
Parker-Hannifin
PH
$126B
$306K 0.02%
2,184
+173
+9% +$23K
FTI icon
188
TechnipFMC
FTI
$28.9B
$305K 0.02%
11,538
-1,507
-12% -$37.7K
AVT icon
189
Avnet
AVT
$7.05B
$297K 0.02%
6,241
+497
+9% +$22.2K
FE icon
190
FirstEnergy
FE
$28.8B
$295K 0.02%
9,529
+768
+9% +$24.6K
STI
191
DELISTED
SunTrust Banks, Inc.
STI
$294K 0.02%
5,352
+425
+9% +$21.2K
BG icon
192
Bunge Global
BG
$22.5B
$274K 0.02%
+3,799
New +$253K
RGA icon
193
Reinsurance Group of America
RGA
$15.9B
$271K 0.02%
2,151
+206
+11% +$24.2K
CTRA
194
DELISTED
Coterra Energy
CTRA
$268K 0.01%
+11,453
New +$258K
LECO icon
195
Lincoln Electric
LECO
$14.6B
$250K 0.01%
3,266
-820
-20% -$58.8K
SPLS
196
DELISTED
Staples Inc
SPLS
$241K 0.01%
26,577
+2,139
+9% +$18.6K
MUSA icon
197
Murphy USA
MUSA
$11.1B
$215K 0.01%
+3,502
New +$236K
AVX
198
DELISTED
AVX Corporation
AVX
$176K 0.01%
11,292
+896
+9% +$13.2K
FCEL icon
199
FuelCell Energy
FCEL
$1.6B
$175K 0.01%
+278
New +$324K
AA icon
200
Alcoa
AA
$11.7B
– –
-10,350
Closed -$252K
6 7
8
9 10

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TCM
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WPC
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FFH
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CCA
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Heartland Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Heartland Advisors held 226 positions worth $1.81B, up 3.9% from $1.74B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Heartland Advisors withdrew a net $109M in Q4 2016, closing 27 positions and reducing 74 holdings. Its most notable exit was WCI Communities, Inc., an estimated $23.7M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 21% of assets, down from 23% a quarter earlier, followed by Financials and Technology.

Against the trend, Heartland Advisors opened a new position in Radian Group worth $18.6M.

  • Heartland Advisors's largest Q4 2016 buy was Radian Group: 1,037,000 shares worth $18.6M.
  • Heartland Advisors added most to AES in Q4 2016, an estimated $12.3M increase.
  • Heartland Advisors's biggest Q4 2016 reduction was MDU Resources, cutting an estimated $32.1M.
  • Heartland Advisors fully exited WCI Communities, Inc. in Q4 2016, selling an estimated $23.7M.
  • Heartland Advisors's ten largest holdings make up 15% of its $1.81B portfolio in Q4 2016.
  • Heartland Advisors opened 28 new positions and closed 27 in Q4 2016.
  • Heartland Advisors's portfolio value rose 3.9% quarter-over-quarter to $1.81B.

Based on Heartland Advisors's 13F filing for Q4 2016, filed 31 Jan 2017.