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HA

Heartland Advisors Portfolio holdings

AUM $1.96B
1-Year Est. Return 28.26%
This Fund
S&P 500
This Quarter Est. Return
+11.82%
1 Year Est. Return
+28.26%
3 Year Est. Return
+63.4%
5 Year Est. Return
+94.71%
10 Year Est. Return
+422.04%
AUM
$1.74B
AUM Growth
-$35.5M
Cap. Flow
-$180M
Cap. Flow %
-10.36%
Top 10 Hldgs %
17.74%
Holding
220
New
32
Increased
48
Reduced
94
Closed
22

Top Buys

Rank Stock Value
1
ZION icon
Zions Bancorporation
ZION
+$15.8M
2
ASB icon
Associated Banc-Corp
ASB
+$12.7M
3
HAIN icon
Hain Celestial
HAIN
+$9.97M
4
TIVO
Tivo Inc
TIVO
+$9.42M
5
SRCI
SRC Energy Inc
SRCI
+$9.4M

Top Sells

Rank Stock Value
1
AUB icon
Atlantic Union Bankshares
AUB
+$20.9M
2
CXW icon
CoreCivic
CXW
+$19.1M
3
LDL
Lydall, Inc.
LDL
+$16.4M
4
RGS icon
Regis Corp
RGS
+$15.6M
5
CSH
CASH AMERICA INTERNATIONAL INC
CSH
+$14.6M

Sector Composition

Rank Sector Weight
1 Industrials 23%
2 Financials 18.52%
3 Consumer Discretionary 8.88%
4 Healthcare 8.36%
5 Technology 7.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDXG
176
DELISTED
Interpace Biosciences, Inc. Common Stock
IDXG
$478K 0.03%
29,894
-49
-0.2% -$1.35K
MEI icon
177
Methode Electronics
MEI
$512M
$454K 0.03%
12,980
-38,470
-75% -$1.35M
OLN icon
178
Olin
OLN
$2.47B
$375K 0.02%
18,289
+372
+2% +$8.01K
HOG icon
179
Harley-Davidson
HOG
$2.68B
$323K 0.02%
+6,143
New +$318K
BPOP icon
180
Popular Inc
BPOP
$11B
$309K 0.02%
8,087
-1,081
-12% -$38.5K
FE icon
181
FirstEnergy
FE
$28.8B
$290K 0.02%
8,761
-2,784
-24% -$94.6K
FTI icon
182
TechnipFMC
FTI
$29B
$288K 0.02%
13,045
-111
-0.8% -$2.25K
WU icon
183
Western Union
WU
$2.6B
$280K 0.02%
13,461
-116
-0.9% -$2.38K
AIZ icon
184
Assurant
AIZ
$13.9B
$260K 0.01%
2,815
-25
-0.9% -$2.19K
LECO icon
185
Lincoln Electric
LECO
$14.5B
$256K 0.01%
+4,086
New +$254K
AA icon
186
Alcoa
AA
$11.6B
$252K 0.01%
10,350
-87
-0.8% -$2.12K
PH icon
187
Parker-Hannifin
PH
$125B
$252K 0.01%
+2,011
New +$240K
DNB
188
DELISTED
Dun & Bradstreet
DNB
$249K 0.01%
1,822
-31
-2% -$4.15K
AVT icon
189
Avnet
AVT
$7.05B
$236K 0.01%
5,744
-99
-2% -$4.04K
NOV icon
190
NOV
NOV
$7.17B
$230K 0.01%
+6,269
New +$211K
CNA icon
191
CNA Financial
CNA
$14.9B
$216K 0.01%
+6,264
New +$203K
STI
192
DELISTED
SunTrust Banks, Inc.
STI
$216K 0.01%
4,927
-42
-0.8% -$1.8K
PCAR icon
193
PACCAR
PCAR
$71.8B
$215K 0.01%
+5,490
New +$209K
TXT icon
194
Textron
TXT
$15.7B
$211K 0.01%
+5,305
New +$209K
RGA icon
195
Reinsurance Group of America
RGA
$15.9B
$210K 0.01%
1,945
-477
-20% -$48.7K
SPLS
196
DELISTED
Staples Inc
SPLS
$209K 0.01%
24,438
+11,705
+92% +$103K
BRCD
197
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$149K 0.01%
+16,173
New +$151K
AVX
198
DELISTED
AVX Corporation
AVX
$143K 0.01%
10,396
-89
-0.8% -$1.22K
AIR icon
199
AAR Corp
AIR
$5.51B
– –
-560,101
Closed -$13.1M
BBT
200
Beacon Financial Corp
BBT
$2.51B
– –
-336,117
Closed -$9.05M
5 6 7
8
9

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TCM
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WPC
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FFH
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CCA
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Heartland Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Heartland Advisors held 220 positions worth $1.74B, down 2% from $1.78B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Heartland Advisors withdrew a net $180M in Q3 2016, closing 22 positions and reducing 94 holdings. Its most notable exit was CoreCivic, an estimated $19.1M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 23% of assets, up from 21% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Heartland Advisors opened a new position in Zions Bancorporation worth $17.3M.

  • Heartland Advisors's largest Q3 2016 buy was Zions Bancorporation: 556,678 shares worth $17.3M.
  • Heartland Advisors added most to Tivo Inc in Q3 2016, an estimated $9.42M increase.
  • Heartland Advisors's biggest Q3 2016 reduction was Atlantic Union Bankshares, cutting an estimated $20.9M.
  • Heartland Advisors fully exited CoreCivic in Q3 2016, selling an estimated $19.1M.
  • Heartland Advisors's ten largest holdings make up 18% of its $1.74B portfolio in Q3 2016.
  • Heartland Advisors opened 32 new positions and closed 22 in Q3 2016.
  • Heartland Advisors's portfolio value fell 2% quarter-over-quarter to $1.74B.

Based on Heartland Advisors's 13F filing for Q3 2016, filed 4 Nov 2016.