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HA

Heartland Advisors Portfolio holdings

AUM $1.96B
1-Year Est. Return 28.26%
This Fund
S&P 500
This Quarter Est. Return
+11.8%
1 Year Est. Return
+28.26%
3 Year Est. Return
+63.4%
5 Year Est. Return
+94.71%
10 Year Est. Return
+422.04%
AUM
$5.76B
AUM Growth
+$267M
Cap. Flow
-$287M
Cap. Flow %
-4.99%
Top 10 Hldgs %
17.46%
Holding
282
New
29
Increased
82
Reduced
90
Closed
28

Top Buys

Rank Stock Value
1
AUB icon
Atlantic Union Bankshares
AUB
+$41.3M
2
CRK icon
Comstock Resources
CRK
+$32.1M
3
MDC
M.D.C. Holdings, Inc.
MDC
+$26.3M
4
JOY
Joy Global Inc
JOY
+$21.8M
5
LTM
LATAM Airlines Group S.A American Depositary Shares (Each representing 1 Common Share)
LTM
+$21.1M

Top Sells

Rank Stock Value
1
PTEN icon
Patterson-UTI
PTEN
+$61.7M
2
CRR
Carbo Ceramics Inc.
CRR
+$52.2M
3
OLN icon
Olin
OLN
+$45.9M
4
STEL
STELLARONE CORPORATION COM
STEL
+$37.7M
5
ALOG
Analogic Corp
ALOG
+$29.6M

Sector Composition

Rank Sector Weight
1 Industrials 26.69%
2 Financials 15.54%
3 Materials 8.95%
4 Healthcare 7.7%
5 Energy 7.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WCIC
176
DELISTED
WCI Communities, Inc.
WCIC
$6.91M 0.12%
+361,795
New +$6.6M
CBF
177
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
$6.83M 0.12%
300,000
+49,400
+20% +$1.11M
STRR
178
DELISTED
Star Equity Holdings
STRR
$6.66M 0.12%
36,000
– –
JNY
179
DELISTED
JONES GROUP INC COM STK (PA)
JNY
$6.64M 0.12%
444,170
– –
DXLG icon
180
Destination XL Group
DXLG
$34.3M
$6.57M 0.11%
1,000,000
– –
TSC
181
DELISTED
TriState Capital Holdings, Inc.
TSC
$6.48M 0.11%
546,100
+45,300
+9% +$558K
HH
182
DELISTED
Hooper Holmes Inc
HH
$6.47M 0.11%
813,949
-8,000
-1% -$67.4K
PCBK
183
DELISTED
Pacific Continental Corp
PCBK
$6.38M 0.11%
402,800
– –
ITRI icon
184
Itron
ITRI
$4.75B
$6.21M 0.11%
150,000
+50,000
+50% +$2.12M
FLOW
185
DELISTED
FLOW INTL CORP
FLOW
$6.06M 0.11%
1,500,000
– –
OB
186
DELISTED
Onebeacon Insurance Group Ltd
OB
$6.02M 0.1%
+380,775
New +$5.93M
FNHC
187
DELISTED
FedNat Holding Company Common Stock
FNHC
$5.85M 0.1%
+400,000
New +$4.83M
PESI icon
188
Perma-Fix Environmental Services
PESI
$353M
$5.8M 0.1%
1,786,252
+148,220
+9% +$514K
SYA
189
DELISTED
SYMETRA FINANCIAL CORPORATION COMMON STOCK
SYA
$5.77M 0.1%
304,399
-5,730
-2% -$107K
XLS
190
DELISTED
EXELIS INC COM STK
XLS
$5.72M 0.1%
321,300
– –
ODC icon
191
Oil-Dri
ODC
$1.48B
$5.68M 0.1%
300,000
-100,000
-25% -$1.82M
JNS
192
DELISTED
Janus Capital Group Inc
JNS
$5.58M 0.1%
451,234
-4,147
-0.9% -$42.7K
PRGS icon
193
Progress Software
PRGS
$1.66B
$5.4M 0.09%
208,900
– –
ACNT icon
194
Ascent Industries
ACNT
$140M
$5.29M 0.09%
344,078
+78,649
+30% +$1.26M
HFWA icon
195
Heritage Financial
HFWA
$1.22B
$5.13M 0.09%
300,000
– –
FTEK icon
196
Fuel Tech
FTEK
$45.2M
$5.02M 0.09%
708,000
-142,000
-17% -$865K
HFFC
197
DELISTED
H F FINL CORP
HFFC
$4.53M 0.08%
350,000
– –
HDNG
198
DELISTED
Hardinge Inc
HDNG
$4.34M 0.08%
300,000
– –
PPSI
199
Pioneer Power Solutions
PPSI
$32.2M
$4.33M 0.08%
+416,538
New +$3.69M
PPIH
200
Perma-Pipe International
PPIH
$206M
$3.83M 0.07%
266,930
-167,993
-39% -$2.1M
6 7
8
9 10

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TCM
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WPC
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FFH
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Heartland Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Heartland Advisors held 282 positions worth $5.76B, up 4.9% from $5.49B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Heartland Advisors withdrew a net $287M in Q4 2013, closing 28 positions and reducing 90 holdings. Its most notable exit was Patterson-UTI, an estimated $61.7M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 27% of assets, down from 28% a quarter earlier, followed by Financials and Materials.

Against the trend, Heartland Advisors opened a new position in Atlantic Union Bankshares worth $40.3M.

  • Heartland Advisors's largest Q4 2013 buy was Atlantic Union Bankshares: 1,674,439 shares worth $40.3M.
  • Heartland Advisors added most to QUESTCOR PHARMA INC in Q4 2013, an estimated $17.7M increase.
  • Heartland Advisors's biggest Q4 2013 reduction was Olin, cutting an estimated $45.9M.
  • Heartland Advisors fully exited Patterson-UTI in Q4 2013, selling an estimated $61.7M.
  • Heartland Advisors's ten largest holdings make up 17% of its $5.76B portfolio in Q4 2013.
  • Heartland Advisors opened 29 new positions and closed 28 in Q4 2013.
  • Heartland Advisors's portfolio value rose 4.9% quarter-over-quarter to $5.76B.

Based on Heartland Advisors's 13F filing for Q4 2013, filed 14 Feb 2014.