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HA

Heartland Advisors Portfolio holdings

AUM $1.96B
1-Year Est. Return 28.26%
This Fund
S&P 500
This Quarter Est. Return
+13.45%
1 Year Est. Return
+28.26%
3 Year Est. Return
+63.4%
5 Year Est. Return
+94.71%
10 Year Est. Return
+422.04%
AUM
$1.81B
AUM Growth
+$67.8M
Cap. Flow
-$109M
Cap. Flow %
-6.01%
Top 10 Hldgs %
14.96%
Holding
226
New
28
Increased
78
Reduced
74
Closed
27

Top Buys

Rank Stock Value
1
RDN icon
Radian Group
RDN
+$15.6M
2
AES icon
AES
AES
+$12.3M
3
WWW icon
Wolverine World Wide
WWW
+$10.5M
4
SMTC icon
Semtech
SMTC
+$9.77M
5
ETR icon
Entergy
ETR
+$9.56M

Top Sells

Rank Stock Value
1
MDU icon
MDU Resources
MDU
+$32.1M
2
WCIC
WCI Communities, Inc.
WCIC
+$23.7M
3
TIVO
Tivo Inc
TIVO
+$15.8M
4
FRED
Fred's Inc
FRED
+$14.2M
5
POR icon
Portland General Electric
POR
+$12.7M

Sector Composition

Rank Sector Weight
1 Industrials 21.39%
2 Financials 21.31%
3 Technology 9.55%
4 Consumer Discretionary 7.98%
5 Healthcare 7.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IIN
151
DELISTED
IntriCon Corporation
IIN
$3.79M 0.21%
550,000
+144,409
+36% +$901K
BBRG
152
DELISTED
Bravo Brio Restaurant Group Inc.
BBRG
$3.67M 0.2%
964,975
+78,121
+9% +$331K
DEST
153
DELISTED
Destination Maternity Corporation
DEST
$3.62M 0.2%
700,000
+36,768
+6% +$255K
CLS icon
154
Celestica
CLS
$37.9B
$3.56M 0.2%
+300,000
New +$3.52M
ASPN icon
155
Aspen Aerogels
ASPN
$375M
$3.51M 0.19%
850,000
+120,000
+16% +$585K
TTGT icon
156
TechTarget
TTGT
$283M
$3.41M 0.19%
400,000
– –
FIBK icon
157
First Interstate BancSystem
FIBK
$3.69B
$3.34M 0.18%
78,491
-173,204
-69% -$6.29M
STKL
158
DELISTED
SunOpta
STKL
$3.17M 0.18%
450,000
+50,000
+13% +$348K
WSTC
159
DELISTED
West Corporation
WSTC
$3.06M 0.17%
+123,587
New +$2.87M
KSS icon
160
Kohl's
KSS
$2.14B
$2.99M 0.17%
60,538
-1,842
-3% -$91.2K
UTI icon
161
Universal Technical Institute
UTI
$2.15B
$2.91M 0.16%
1,000,000
-343,620
-26% -$793K
CTS icon
162
CTS Corp
CTS
$1.84B
$2.6M 0.14%
116,222
-149,697
-56% -$3.06M
REI icon
163
Ring Energy
REI
$300M
$2.6M 0.14%
200,000
+46,300
+30% +$536K
OIS icon
164
Oil States International
OIS
$503M
$2.6M 0.14%
+66,532
New +$2.26M
MRTN icon
165
Marten Transport
MRTN
$1.25B
$2.33M 0.13%
250,000
-500,000
-67% -$4.49M
SMED
166
DELISTED
Sharps Compliance Corp
SMED
$2.3M 0.13%
600,000
+37,200
+7% +$151K
JNP
167
DELISTED
Juniper Pharmaceuticals, Inc. Common Stock
JNP
$2.24M 0.12%
400,000
– –
JASN
168
DELISTED
Jason Industries, Inc.
JASN
$1.85M 0.1%
1,026,400
-200,000
-16% -$364K
PPSI
169
Pioneer Power Solutions
PPSI
$33.1M
$1.78M 0.1%
300,000
-200,000
-40% -$1.09M
MARA icon
170
Marathon Digital Holdings
MARA
$4.16B
$1.57M 0.09%
+57,200
New +$1.87M
CNBKA
171
DELISTED
Century Bancorp Inc/Mass
CNBKA
$1.5M 0.08%
+25,000
New +$1.3M
WAFD icon
172
WaFd
WAFD
$2.72B
$1.48M 0.08%
43,141
-154,258
-78% -$4.71M
ICCC icon
173
ImmuCell
ICCC
$102M
$1.34M 0.07%
225,000
– –
CYBE
174
DELISTED
Cyberoptics Corp
CYBE
$1.3M 0.07%
50,000
-200,000
-80% -$5.22M
PRHI
175
Presurance Holdings
PRHI
$20.1M
$719K 0.04%
12,600
-23,114
-65% -$1.24M
5 6
7
8 9

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Heartland Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Heartland Advisors held 226 positions worth $1.81B, up 3.9% from $1.74B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Heartland Advisors withdrew a net $109M in Q4 2016, closing 27 positions and reducing 74 holdings. Its most notable exit was WCI Communities, Inc., an estimated $23.7M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 21% of assets, down from 23% a quarter earlier, followed by Financials and Technology.

Against the trend, Heartland Advisors opened a new position in Radian Group worth $18.6M.

  • Heartland Advisors's largest Q4 2016 buy was Radian Group: 1,037,000 shares worth $18.6M.
  • Heartland Advisors added most to AES in Q4 2016, an estimated $12.3M increase.
  • Heartland Advisors's biggest Q4 2016 reduction was MDU Resources, cutting an estimated $32.1M.
  • Heartland Advisors fully exited WCI Communities, Inc. in Q4 2016, selling an estimated $23.7M.
  • Heartland Advisors's ten largest holdings make up 15% of its $1.81B portfolio in Q4 2016.
  • Heartland Advisors opened 28 new positions and closed 27 in Q4 2016.
  • Heartland Advisors's portfolio value rose 3.9% quarter-over-quarter to $1.81B.

Based on Heartland Advisors's 13F filing for Q4 2016, filed 31 Jan 2017.