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HA

Heartland Advisors Portfolio holdings

AUM $1.96B
1-Year Est. Return 28.26%
This Fund
S&P 500
This Quarter Est. Return
+11.82%
1 Year Est. Return
+28.26%
3 Year Est. Return
+63.4%
5 Year Est. Return
+94.71%
10 Year Est. Return
+422.04%
AUM
$1.74B
AUM Growth
-$35.5M
Cap. Flow
-$180M
Cap. Flow %
-10.36%
Top 10 Hldgs %
17.74%
Holding
220
New
32
Increased
48
Reduced
94
Closed
22

Top Buys

Rank Stock Value
1
ZION icon
Zions Bancorporation
ZION
+$15.8M
2
ASB icon
Associated Banc-Corp
ASB
+$12.7M
3
HAIN icon
Hain Celestial
HAIN
+$9.97M
4
TIVO
Tivo Inc
TIVO
+$9.42M
5
SRCI
SRC Energy Inc
SRCI
+$9.4M

Top Sells

Rank Stock Value
1
AUB icon
Atlantic Union Bankshares
AUB
+$20.9M
2
CXW icon
CoreCivic
CXW
+$19.1M
3
LDL
Lydall, Inc.
LDL
+$16.4M
4
RGS icon
Regis Corp
RGS
+$15.6M
5
CSH
CASH AMERICA INTERNATIONAL INC
CSH
+$14.6M

Sector Composition

Rank Sector Weight
1 Industrials 23%
2 Financials 18.52%
3 Consumer Discretionary 8.88%
4 Healthcare 8.36%
5 Technology 7.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GEF icon
151
Greif
GEF
$4.56B
$3.19M 0.18%
+64,365
New +$2.76M
FCFS icon
152
FirstCash
FCFS
$9.06B
$3.19M 0.18%
+67,767
New +$3.41M
ALTA
153
DELISTED
Altabancorp
ALTA
$3.05M 0.18%
150,000
– –
PPSI
154
Pioneer Power Solutions
PPSI
$33.1M
$2.89M 0.17%
500,000
– –
STKL
155
DELISTED
SunOpta
STKL
$2.82M 0.16%
+400,000
New +$2.43M
GME icon
156
GameStop
GME
$9.66B
$2.76M 0.16%
+400,000
New +$2.92M
KSS icon
157
Kohl's
KSS
$2.1B
$2.73M 0.16%
62,380
-88,345
-59% -$3.7M
JASN
158
DELISTED
Jason Industries, Inc.
JASN
$2.72M 0.16%
1,226,400
+24,500
+2% +$67.8K
PRGS icon
159
Progress Software
PRGS
$1.59B
$2.72M 0.16%
+100,000
New +$2.86M
LDL
160
DELISTED
Lydall, Inc.
LDL
$2.56M 0.15%
50,000
-350,000
-88% -$16.4M
SMED
161
DELISTED
Sharps Compliance Corp
SMED
$2.46M 0.14%
562,800
+222,290
+65% +$1.08M
UTI icon
162
Universal Technical Institute
UTI
$2.12B
$2.39M 0.14%
1,343,620
-156,380
-10% -$365K
IIN
163
DELISTED
IntriCon Corporation
IIN
$2.35M 0.13%
405,591
+5,591
+1% +$26.7K
JNP
164
DELISTED
Juniper Pharmaceuticals, Inc. Common Stock
JNP
$2.22M 0.13%
400,000
+113,029
+39% +$747K
CBR
165
DELISTED
CIBER Inc.
CBR
$2.21M 0.13%
1,925,900
-1,574,100
-45% -$2.03M
CBK
166
DELISTED
Christopher & Banks Corporation
CBK
$2.17M 0.12%
1,500,000
+150,000
+11% +$271K
PRHI
167
Presurance Holdings
PRHI
$20.1M
$2.08M 0.12%
35,714
-35,715
-50% -$1.94M
PCTI
168
DELISTED
PCTEL, Inc. Common Stock
PCTI
$2.03M 0.12%
383,903
– –
CTG
169
DELISTED
Computer Task Group, Inc.
CTG
$1.88M 0.11%
400,000
-201,332
-33% -$981K
ICCC icon
170
ImmuCell
ICCC
$101M
$1.74M 0.1%
225,000
+20,028
+10% +$146K
REI icon
171
Ring Energy
REI
$297M
$1.68M 0.1%
+153,700
New +$1.44M
BW icon
172
Babcock & Wilcox
BW
$1.4B
$1.65M 0.09%
+10,000
New +$1.6M
DALN
173
DELISTED
DallasNews
DALN
$735K 0.04%
+25,000
New +$593K
WKC icon
174
World Kinect Corp
WKC
$2.04B
$692K 0.04%
14,953
-3,325
-18% -$153K
AUB icon
175
Atlantic Union Bankshares
AUB
$5.98B
$642K 0.04%
23,973
-779,705
-97% -$20.9M
5 6
7
8 9

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Heartland Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Heartland Advisors held 220 positions worth $1.74B, down 2% from $1.78B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Heartland Advisors withdrew a net $180M in Q3 2016, closing 22 positions and reducing 94 holdings. Its most notable exit was CoreCivic, an estimated $19.1M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 23% of assets, up from 21% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Heartland Advisors opened a new position in Zions Bancorporation worth $17.3M.

  • Heartland Advisors's largest Q3 2016 buy was Zions Bancorporation: 556,678 shares worth $17.3M.
  • Heartland Advisors added most to Tivo Inc in Q3 2016, an estimated $9.42M increase.
  • Heartland Advisors's biggest Q3 2016 reduction was Atlantic Union Bankshares, cutting an estimated $20.9M.
  • Heartland Advisors fully exited CoreCivic in Q3 2016, selling an estimated $19.1M.
  • Heartland Advisors's ten largest holdings make up 18% of its $1.74B portfolio in Q3 2016.
  • Heartland Advisors opened 32 new positions and closed 22 in Q3 2016.
  • Heartland Advisors's portfolio value fell 2% quarter-over-quarter to $1.74B.

Based on Heartland Advisors's 13F filing for Q3 2016, filed 4 Nov 2016.