We are live on ! Find out more
HA

Heartland Advisors Portfolio holdings

AUM $1.96B
1-Year Est. Return 28.26%
This Fund
S&P 500
This Quarter Est. Return
+11.8%
1 Year Est. Return
+28.26%
3 Year Est. Return
+63.4%
5 Year Est. Return
+94.71%
10 Year Est. Return
+422.04%
AUM
$5.76B
AUM Growth
+$267M
Cap. Flow
-$287M
Cap. Flow %
-4.99%
Top 10 Hldgs %
17.46%
Holding
282
New
29
Increased
82
Reduced
90
Closed
28

Top Buys

Rank Stock Value
1
AUB icon
Atlantic Union Bankshares
AUB
+$41.3M
2
CRK icon
Comstock Resources
CRK
+$32.1M
3
MDC
M.D.C. Holdings, Inc.
MDC
+$26.3M
4
JOY
Joy Global Inc
JOY
+$21.8M
5
LTM
LATAM Airlines Group S.A American Depositary Shares (Each representing 1 Common Share)
LTM
+$21.1M

Top Sells

Rank Stock Value
1
PTEN icon
Patterson-UTI
PTEN
+$61.7M
2
CRR
Carbo Ceramics Inc.
CRR
+$52.2M
3
OLN icon
Olin
OLN
+$45.9M
4
STEL
STELLARONE CORPORATION COM
STEL
+$37.7M
5
ALOG
Analogic Corp
ALOG
+$29.6M

Sector Composition

Rank Sector Weight
1 Industrials 26.69%
2 Financials 15.54%
3 Materials 8.95%
4 Healthcare 7.7%
5 Energy 7.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSTR icon
151
Foster
FSTR
$439M
$9.46M 0.16%
200,000
– –
MRTN icon
152
Marten Transport
MRTN
$1.25B
$9.09M 0.16%
1,125,000
– –
SRT
153
DELISTED
Startek Inc.
SRT
$9.09M 0.16%
1,400,000
– –
MSFG
154
DELISTED
MainSource Financial Group Inc
MSFG
$9.02M 0.16%
500,000
– –
DENN
155
DELISTED
Denny's
DENN
$8.99M 0.16%
1,250,000
– –
COBZ
156
DELISTED
CoBiz Financial,Inc
COBZ
$8.97M 0.16%
750,000
– –
SIMG
157
DELISTED
SILICON IMAGE INC
SIMG
$8.94M 0.16%
1,454,330
+954,330
+191% +$5.14M
AUQ
158
DELISTED
AURICO GOLD INC COM
AUQ
$8.93M 0.16%
2,432,763
-4,793,940
-66% -$18.5M
FN icon
159
Fabrinet
FN
$16.1B
$8.86M 0.15%
430,994
+32,022
+8% +$593K
STRL icon
160
Sterling Infrastructure
STRL
$16.5B
$8.8M 0.15%
750,000
– –
EE
161
DELISTED
El Paso Electric Company
EE
$8.78M 0.15%
+250,000
New +$8.68M
VCI
162
DELISTED
VALASSIS COMMUNICATIONS INC
VCI
$8.56M 0.15%
250,000
+114,196
+84% +$3.38M
ACO
163
DELISTED
AMCOL International Corp
ACO
$8.49M 0.15%
+250,000
New +$8.03M
CCRN
164
DELISTED
Cross Country Healthcare
CCRN
$8.44M 0.15%
945,332
+345,332
+58% +$2.39M
NVRI icon
165
Enviri
NVRI
$623M
$8.41M 0.15%
300,000
– –
POWL icon
166
Powell Industries
POWL
$7.32B
$8.37M 0.15%
375,000
-75,000
-17% -$1.62M
STAA icon
167
STAAR Surgical
STAA
$1.13B
$8.1M 0.14%
500,000
-500,000
-50% -$6.69M
RT
168
DELISTED
Ruby Tuesday Georgia
RT
$8.08M 0.14%
1,166,154
-6,400
-0.5% -$42.3K
BCC icon
169
Boise Cascade
BCC
$2.83B
$8.07M 0.14%
+273,881
New +$7.15M
LDOS icon
170
Leidos
LDOS
$14.9B
$8.04M 0.14%
+172,942
New +$7.98M
STS
171
DELISTED
Supreme Industries Inc Class A
STS
$7.8M 0.14%
1,338,750
– –
PENX
172
DELISTED
PENFORD CORP
PENX
$7.69M 0.13%
598,789
+203,080
+51% +$2.67M
RCMT icon
173
RCM Technologies
RCMT
$205M
$7.68M 0.13%
1,100,000
– –
NOVB
174
DELISTED
NORTH VALLEY BANCORP-COM
NOVB
$7.56M 0.13%
400,000
– –
MAG
175
DELISTED
MAGNETEK INC COM STK NEW
MAG
$7.18M 0.12%
299,999
– –
5 6
7
8 9

Similar funds

SGAM
Smith Group Asset Management Dallas, Texas $1.96B AUM 43.61% 1-Year Est. Return
NIM
Needham Investment Management New York $1.96B AUM 101.23% 1-Year Est. Return
FC
Finepoint Capital Boston, Massachusetts $1.95B AUM 45.61% 1-Year Est. Return
TCM
Tang Capital Management San Diego, California $1.97B AUM 125.1% 1-Year Est. Return
WPC
Waters Parkerson & Co New Orleans, Louisiana $1.95B AUM 15.9% 1-Year Est. Return
BC
Blackhill Capital Morristown, New Jersey $1.94B AUM 18.09% 1-Year Est. Return
FFH
Fairfax Financial Holdings Toronto, Ontario, Canada $1.94B AUM 27.76% 1-Year Est. Return
CCA
Checchi Capital Advisers Beverly Hills, California $1.98B AUM 19.17% 1-Year Est. Return

Heartland Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Heartland Advisors held 282 positions worth $5.76B, up 4.9% from $5.49B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Heartland Advisors withdrew a net $287M in Q4 2013, closing 28 positions and reducing 90 holdings. Its most notable exit was Patterson-UTI, an estimated $61.7M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 27% of assets, down from 28% a quarter earlier, followed by Financials and Materials.

Against the trend, Heartland Advisors opened a new position in Atlantic Union Bankshares worth $40.3M.

  • Heartland Advisors's largest Q4 2013 buy was Atlantic Union Bankshares: 1,674,439 shares worth $40.3M.
  • Heartland Advisors added most to QUESTCOR PHARMA INC in Q4 2013, an estimated $17.7M increase.
  • Heartland Advisors's biggest Q4 2013 reduction was Olin, cutting an estimated $45.9M.
  • Heartland Advisors fully exited Patterson-UTI in Q4 2013, selling an estimated $61.7M.
  • Heartland Advisors's ten largest holdings make up 17% of its $5.76B portfolio in Q4 2013.
  • Heartland Advisors opened 29 new positions and closed 28 in Q4 2013.
  • Heartland Advisors's portfolio value rose 4.9% quarter-over-quarter to $5.76B.

Based on Heartland Advisors's 13F filing for Q4 2013, filed 14 Feb 2014.