We are live on ! Find out more
HA

Heartland Advisors Portfolio holdings

AUM $1.96B
1-Year Est. Return 28.26%
This Fund
S&P 500
This Quarter Est. Return
+13.45%
1 Year Est. Return
+28.26%
3 Year Est. Return
+63.4%
5 Year Est. Return
+94.71%
10 Year Est. Return
+422.04%
AUM
$1.81B
AUM Growth
+$67.8M
Cap. Flow
-$109M
Cap. Flow %
-6.01%
Top 10 Hldgs %
14.96%
Holding
226
New
28
Increased
78
Reduced
74
Closed
27

Top Buys

Rank Stock Value
1
RDN icon
Radian Group
RDN
+$15.6M
2
AES icon
AES
AES
+$12.3M
3
WWW icon
Wolverine World Wide
WWW
+$10.5M
4
SMTC icon
Semtech
SMTC
+$9.77M
5
ETR icon
Entergy
ETR
+$9.56M

Top Sells

Rank Stock Value
1
MDU icon
MDU Resources
MDU
+$32.1M
2
WCIC
WCI Communities, Inc.
WCIC
+$23.7M
3
TIVO
Tivo Inc
TIVO
+$15.8M
4
FRED
Fred's Inc
FRED
+$14.2M
5
POR icon
Portland General Electric
POR
+$12.7M

Sector Composition

Rank Sector Weight
1 Industrials 21.39%
2 Financials 21.31%
3 Technology 9.55%
4 Consumer Discretionary 7.98%
5 Healthcare 7.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POT
126
DELISTED
Potash Corp Of Saskatchewan
POT
$6.43M 0.36%
+355,593
New +$6.16M
INBK icon
127
First Internet Bancorp
INBK
$236M
$6.4M 0.35%
+200,000
New +$5.45M
PHM icon
128
Pultegroup
PHM
$25.7B
$6.37M 0.35%
346,667
+20,325
+6% +$386K
PXLW icon
129
Pixelworks
PXLW
$37.2M
$6.3M 0.35%
187,500
– –
HBIO icon
130
Harvard Bioscience
HBIO
$26.7M
$6.1M 0.34%
200,000
-30,000
-13% -$763K
CVU icon
131
CPI Aerostructures
CVU
$66M
$5.67M 0.31%
613,100
+113,100
+23% +$830K
SPCB icon
132
SuperCom
SPCB
$65.9M
$5.41M 0.3%
7,972
+624
+8% +$393K
ENH
133
DELISTED
Endurance Specialty Holdings Ltd
ENH
$5.39M 0.3%
58,288
-94,118
-62% -$8.63M
AVDL
134
DELISTED
Avadel Pharmaceuticals
AVDL
$5.32M 0.29%
512,383
+112,383
+28% +$1.23M
SRI icon
135
Stoneridge
SRI
$208M
$5.31M 0.29%
300,000
-287,225
-49% -$4.86M
TGI
136
DELISTED
Triumph Group
TGI
$5.3M 0.29%
+200,000
New +$5.32M
GME icon
137
GameStop
GME
$9.94B
$5.05M 0.28%
800,000
+400,000
+100% +$2.47M
AEO icon
138
American Eagle Outfitters
AEO
$3.04B
$5M 0.28%
329,804
+79,779
+32% +$1.36M
AMH icon
139
American Homes 4 Rent
AMH
$12.2B
$4.72M 0.26%
+225,000
New +$4.67M
LRN icon
140
Stride
LRN
$4.08B
$4.7M 0.26%
+274,092
New +$3.96M
SHYF
141
DELISTED
The Shyft Group
SHYF
$4.63M 0.26%
500,000
-100,000
-17% -$897K
STRR
142
DELISTED
Star Equity Holdings
STRR
$4.5M 0.25%
18,000
– –
HYGS
143
DELISTED
Hydrogenics Corp
HYGS
$4.47M 0.25%
1,015,000
-235,000
-19% -$1.23M
TITN icon
144
Titan Machinery
TITN
$458M
$4.37M 0.24%
+300,000
New +$3.58M
BEN icon
145
Franklin Resources
BEN
$17.3B
$4.36M 0.24%
+110,092
New +$4.12M
TXMD icon
146
TherapeuticsMD
TXMD
$23.8M
$4.33M 0.24%
15,000
+3,000
+25% +$930K
TRR
147
DELISTED
Trc Companies
TRR
$4.11M 0.23%
387,235
-12,765
-3% -$119K
ALTA
148
DELISTED
Altabancorp
ALTA
$4.03M 0.22%
150,000
– –
CBK
149
DELISTED
Christopher & Banks Corporation
CBK
$3.92M 0.22%
1,676,700
+176,700
+12% +$303K
ODC icon
150
Oil-Dri
ODC
$1.48B
$3.82M 0.21%
200,000
– –
4 5
6
7 8

Similar funds

SGAM
Smith Group Asset Management Dallas, Texas $1.96B AUM 43.61% 1-Year Est. Return
NIM
Needham Investment Management New York $1.96B AUM 101.23% 1-Year Est. Return
FC
Finepoint Capital Boston, Massachusetts $1.95B AUM 45.61% 1-Year Est. Return
TCM
Tang Capital Management San Diego, California $1.97B AUM 125.1% 1-Year Est. Return
WPC
Waters Parkerson & Co New Orleans, Louisiana $1.95B AUM 15.9% 1-Year Est. Return
BC
Blackhill Capital Morristown, New Jersey $1.94B AUM 18.09% 1-Year Est. Return
FFH
Fairfax Financial Holdings Toronto, Ontario, Canada $1.94B AUM 27.76% 1-Year Est. Return
CCA
Checchi Capital Advisers Beverly Hills, California $1.98B AUM 19.17% 1-Year Est. Return

Heartland Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Heartland Advisors held 226 positions worth $1.81B, up 3.9% from $1.74B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Heartland Advisors withdrew a net $109M in Q4 2016, closing 27 positions and reducing 74 holdings. Its most notable exit was WCI Communities, Inc., an estimated $23.7M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 21% of assets, down from 23% a quarter earlier, followed by Financials and Technology.

Against the trend, Heartland Advisors opened a new position in Radian Group worth $18.6M.

  • Heartland Advisors's largest Q4 2016 buy was Radian Group: 1,037,000 shares worth $18.6M.
  • Heartland Advisors added most to AES in Q4 2016, an estimated $12.3M increase.
  • Heartland Advisors's biggest Q4 2016 reduction was MDU Resources, cutting an estimated $32.1M.
  • Heartland Advisors fully exited WCI Communities, Inc. in Q4 2016, selling an estimated $23.7M.
  • Heartland Advisors's ten largest holdings make up 15% of its $1.81B portfolio in Q4 2016.
  • Heartland Advisors opened 28 new positions and closed 27 in Q4 2016.
  • Heartland Advisors's portfolio value rose 3.9% quarter-over-quarter to $1.81B.

Based on Heartland Advisors's 13F filing for Q4 2016, filed 31 Jan 2017.