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HA

Heartland Advisors Portfolio holdings

AUM $1.96B
1-Year Est. Return 28.26%
This Fund
S&P 500
This Quarter Est. Return
+11.82%
1 Year Est. Return
+28.26%
3 Year Est. Return
+63.4%
5 Year Est. Return
+94.71%
10 Year Est. Return
+422.04%
AUM
$1.74B
AUM Growth
-$35.5M
Cap. Flow
-$180M
Cap. Flow %
-10.36%
Top 10 Hldgs %
17.74%
Holding
220
New
32
Increased
48
Reduced
94
Closed
22

Top Buys

Rank Stock Value
1
ZION icon
Zions Bancorporation
ZION
+$15.8M
2
ASB icon
Associated Banc-Corp
ASB
+$12.7M
3
HAIN icon
Hain Celestial
HAIN
+$9.97M
4
TIVO
Tivo Inc
TIVO
+$9.42M
5
SRCI
SRC Energy Inc
SRCI
+$9.4M

Top Sells

Rank Stock Value
1
AUB icon
Atlantic Union Bankshares
AUB
+$20.9M
2
CXW icon
CoreCivic
CXW
+$19.1M
3
LDL
Lydall, Inc.
LDL
+$16.4M
4
RGS icon
Regis Corp
RGS
+$15.6M
5
CSH
CASH AMERICA INTERNATIONAL INC
CSH
+$14.6M

Sector Composition

Rank Sector Weight
1 Industrials 23%
2 Financials 18.52%
3 Consumer Discretionary 8.88%
4 Healthcare 8.36%
5 Technology 7.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SFE
126
DELISTED
Safeguard Scientifics, Inc.
SFE
$5.18M 0.3%
400,000
– –
LNN icon
127
Lindsay Corp
LNN
$1.17B
$5.09M 0.29%
+68,865
New +$4.88M
SPCB icon
128
SuperCom
SPCB
$65.9M
$5.04M 0.29%
7,348
+120
+2% +$82.4K
EVTC icon
129
Evertec
EVTC
$1.94B
$5.03M 0.29%
300,000
+50,000
+20% +$836K
AVDL
130
DELISTED
Avadel Pharmaceuticals
AVDL
$4.96M 0.28%
400,000
+38,955
+11% +$509K
CTS icon
131
CTS Corp
CTS
$1.85B
$4.95M 0.28%
265,919
-13,971
-5% -$264K
ACH
132
Accendra Health
ACH
$249M
$4.85M 0.28%
139,678
-72,500
-34% -$2.54M
TBBK icon
133
The Bancorp
TBBK
$2.86B
$4.85M 0.28%
755,000
+5,000
+0.7% +$28.9K
DGICA icon
134
Donegal Group Class A
DGICA
$711M
$4.83M 0.28%
300,000
– –
DEST
135
DELISTED
Destination Maternity Corporation
DEST
$4.7M 0.27%
663,232
+3,232
+0.5% +$18.9K
STRR
136
DELISTED
Star Equity Holdings
STRR
$4.59M 0.26%
18,000
-2,000
-10% -$528K
AEO icon
137
American Eagle Outfitters
AEO
$3.04B
$4.46M 0.26%
250,025
-4,532
-2% -$81.3K
SJI
138
DELISTED
South Jersey Industries, Inc.
SJI
$4.43M 0.25%
150,000
-50,000
-25% -$1.53M
ASPN icon
139
Aspen Aerogels
ASPN
$364M
$4.35M 0.25%
730,000
+630,000
+630% +$3.17M
BBRG
140
DELISTED
Bravo Brio Restaurant Group Inc.
BBRG
$4.24M 0.24%
886,854
-79,271
-8% -$477K
FLIR
141
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$4.11M 0.24%
130,883
-52,535
-29% -$1.66M
TXMD icon
142
TherapeuticsMD
TXMD
$23.8M
$4.09M 0.23%
12,000
– –
IDTI
143
DELISTED
Integrated Device Technology I
IDTI
$3.88M 0.22%
+167,960
New +$3.47M
BHE icon
144
Benchmark Electronics
BHE
$2.76B
$3.83M 0.22%
+153,610
New +$3.64M
ODC icon
145
Oil-Dri
ODC
$1.48B
$3.76M 0.22%
200,000
-107,140
-35% -$1.99M
COF icon
146
Capital One
COF
$130B
$3.75M 0.22%
52,212
-61,976
-54% -$4.26M
TWI icon
147
Titan International
TWI
$530M
$3.54M 0.2%
+350,000
New +$2.88M
TRR
148
DELISTED
Trc Companies
TRR
$3.47M 0.2%
400,000
– –
CVU icon
149
CPI Aerostructures
CVU
$66M
$3.43M 0.2%
500,000
– –
TTGT icon
150
TechTarget
TTGT
$323M
$3.22M 0.19%
400,000
– –
4 5
6
7 8

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Heartland Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Heartland Advisors held 220 positions worth $1.74B, down 2% from $1.78B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Heartland Advisors withdrew a net $180M in Q3 2016, closing 22 positions and reducing 94 holdings. Its most notable exit was CoreCivic, an estimated $19.1M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 23% of assets, up from 21% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Heartland Advisors opened a new position in Zions Bancorporation worth $17.3M.

  • Heartland Advisors's largest Q3 2016 buy was Zions Bancorporation: 556,678 shares worth $17.3M.
  • Heartland Advisors added most to Tivo Inc in Q3 2016, an estimated $9.42M increase.
  • Heartland Advisors's biggest Q3 2016 reduction was Atlantic Union Bankshares, cutting an estimated $20.9M.
  • Heartland Advisors fully exited CoreCivic in Q3 2016, selling an estimated $19.1M.
  • Heartland Advisors's ten largest holdings make up 18% of its $1.74B portfolio in Q3 2016.
  • Heartland Advisors opened 32 new positions and closed 22 in Q3 2016.
  • Heartland Advisors's portfolio value fell 2% quarter-over-quarter to $1.74B.

Based on Heartland Advisors's 13F filing for Q3 2016, filed 4 Nov 2016.