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HA

Heartland Advisors Portfolio holdings

AUM $1.96B
1-Year Est. Return 28.26%
This Fund
S&P 500
This Quarter Est. Return
+6.31%
1 Year Est. Return
+28.26%
3 Year Est. Return
+63.4%
5 Year Est. Return
+94.71%
10 Year Est. Return
+422.04%
AUM
$1.55B
AUM Growth
-$7.58M
Cap. Flow
-$97.8M
Cap. Flow %
-6.32%
Top 10 Hldgs %
13.88%
Holding
212
New
19
Increased
51
Reduced
80
Closed
19

Top Buys

Rank Stock Value
1
UBSI icon
United Bankshares
UBSI
+$11.5M
2
BKR icon
Baker Hughes
BKR
+$7.84M
3
FN icon
Fabrinet
FN
+$7.19M
4
RSPP
RSP Permian, Inc.
RSPP
+$6.43M
5
SJM icon
J.M. Smucker
SJM
+$4.96M

Top Sells

Rank Stock Value
1
MSFG
MainSource Financial Group Inc
MSFG
+$16.8M
2
LGIH icon
LGI Homes
LGIH
+$13.7M
3
EQC
Equity Commonwealth
EQC
+$8.64M
4
AAWW
Atlas Air Worldwide Holdings, Inc.
AAWW
+$7.82M
5
BHI
Baker Hughes
BHI
+$7.44M

Sector Composition

Rank Sector Weight
1 Industrials 19.64%
2 Financials 19.58%
3 Technology 9.88%
4 Healthcare 8.78%
5 Energy 7.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNY icon
101
Sanofi
SNY
$104B
$7.71M 0.5%
154,773
+59,600
+63% +$2.88M
DGX icon
102
Quest Diagnostics
DGX
$25.1B
$7.63M 0.49%
81,494
-20,900
-20% -$2.22M
HBIO icon
103
Harvard Bioscience
HBIO
$27.1M
$7.5M 0.48%
200,000
-10,000
-5% -$296K
FARM
104
DELISTED
Farmer Brothers
FARM
$7.47M 0.48%
227,304
-40,000
-15% -$1.24M
HAE icon
105
Haemonetics
HAE
$3.58B
$7.43M 0.48%
165,494
– –
AVDL
106
DELISTED
Avadel Pharmaceuticals
AVDL
$7.35M 0.48%
700,000
– –
GME icon
107
GameStop
GME
$9.5B
$7.23M 0.47%
1,400,000
-400,000
-22% -$2.07M
MDU icon
108
MDU Resources
MDU
$4.44B
$7.16M 0.46%
725,719
-220,919
-23% -$2.2M
DNOW icon
109
DNOW Inc
DNOW
$2.63B
$7.09M 0.46%
513,728
-25,695
-5% -$350K
RSPP
110
DELISTED
RSP Permian, Inc.
RSPP
$6.92M 0.45%
+200,000
New +$6.43M
PXLW icon
111
Pixelworks
PXLW
$38.8M
$6.83M 0.44%
120,833
– –
ENSG icon
112
The Ensign Group
ENSG
$10.1B
$6.78M 0.44%
320,700
– –
ERII icon
113
Energy Recovery
ERII
$434M
$6.71M 0.43%
850,000
+550,000
+183% +$3.93M
HDSN
114
Hudson Technologies
HDSN
$267M
$6.64M 0.43%
850,000
-850,000
-50% -$7.36M
RCMT icon
115
RCM Technologies
RCMT
$196M
$6.29M 0.41%
1,100,000
– –
MDC
116
DELISTED
M.D.C. Holdings, Inc.
MDC
$6.12M 0.4%
232,155
-82,774
-26% -$2.19M
STRR
117
Star Equity Holdings
STRR
$40.1M
$6.1M 0.39%
418,068
-52,677
-11% -$745K
CVU icon
118
CPI Aerostructures
CVU
$62.2M
$6.08M 0.39%
650,000
-20,265
-3% -$184K
OSK icon
119
Oshkosh
OSK
$9.67B
$6.02M 0.39%
72,976
-11,093
-13% -$815K
PESI icon
120
Perma-Fix Environmental Services
PESI
$339M
$5.36M 0.35%
1,409,440
-259,999
-16% -$952K
POT
121
DELISTED
Potash Corp Of Saskatchewan
POT
$5.33M 0.34%
277,241
+476
+0.2% +$8.48K
CTLP
122
DELISTED
Cantaloupe
CTLP
$5.31M 0.34%
850,000
+250,000
+42% +$1.35M
REI icon
123
Ring Energy
REI
$322M
$5.14M 0.33%
354,600
– –
BWA icon
124
BorgWarner
BWA
$13.2B
$4.96M 0.32%
109,924
+216
+0.2% +$8.82K
SRI icon
125
Stoneridge
SRI
$209M
$4.95M 0.32%
250,000
– –
3 4
5
6 7

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NIM
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FC
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TCM
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WPC
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BC
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FFH
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CCA
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Heartland Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Heartland Advisors held 212 positions worth $1.55B, down 0.49% from $1.55B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Heartland Advisors withdrew a net $97.8M in Q3 2017, closing 19 positions and reducing 80 holdings. Its most notable exit was MainSource Financial Group Inc, an estimated $16.8M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 20% of assets, up from 19% a quarter earlier, followed by Financials and Technology.

Against the trend, Heartland Advisors opened a new position in United Bankshares worth $12.1M.

  • Heartland Advisors's largest Q3 2017 buy was United Bankshares: 326,185 shares worth $12.1M.
  • Heartland Advisors added most to Fabrinet in Q3 2017, an estimated $7.19M increase.
  • Heartland Advisors's biggest Q3 2017 reduction was LGI Homes, cutting an estimated $13.7M.
  • Heartland Advisors fully exited MainSource Financial Group Inc in Q3 2017, selling an estimated $16.8M.
  • Heartland Advisors's ten largest holdings make up 14% of its $1.55B portfolio in Q3 2017.
  • Heartland Advisors opened 19 new positions and closed 19 in Q3 2017.
  • Heartland Advisors's portfolio value fell 0.49% quarter-over-quarter to $1.55B.

Based on Heartland Advisors's 13F filing for Q3 2017, filed 25 Oct 2017.