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HA

Heartland Advisors Portfolio holdings

AUM $1.96B
1-Year Est. Return 28.26%
This Fund
S&P 500
This Quarter Est. Return
+11.82%
1 Year Est. Return
+28.26%
3 Year Est. Return
+63.4%
5 Year Est. Return
+94.71%
10 Year Est. Return
+422.04%
AUM
$1.74B
AUM Growth
-$35.5M
Cap. Flow
-$180M
Cap. Flow %
-10.36%
Top 10 Hldgs %
17.74%
Holding
220
New
32
Increased
48
Reduced
94
Closed
22

Top Buys

Rank Stock Value
1
ZION icon
Zions Bancorporation
ZION
+$15.8M
2
ASB icon
Associated Banc-Corp
ASB
+$12.7M
3
HAIN icon
Hain Celestial
HAIN
+$9.97M
4
TIVO
Tivo Inc
TIVO
+$9.42M
5
SRCI
SRC Energy Inc
SRCI
+$9.4M

Top Sells

Rank Stock Value
1
AUB icon
Atlantic Union Bankshares
AUB
+$20.9M
2
CXW icon
CoreCivic
CXW
+$19.1M
3
LDL
Lydall, Inc.
LDL
+$16.4M
4
RGS icon
Regis Corp
RGS
+$15.6M
5
CSH
CASH AMERICA INTERNATIONAL INC
CSH
+$14.6M

Sector Composition

Rank Sector Weight
1 Industrials 23%
2 Financials 18.52%
3 Consumer Discretionary 8.88%
4 Healthcare 8.36%
5 Technology 7.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLAB icon
101
Photronics
PLAB
$1.76B
$7.44M 0.43%
721,937
-8,358
-1% -$80.6K
AAWW
102
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$7.36M 0.42%
+171,985
New +$6.72M
NPKI
103
NPK International
NPKI
$1.19B
$7.36M 0.42%
999,426
+155,879
+18% +$1.03M
RCMT icon
104
RCM Technologies
RCMT
$198M
$7.29M 0.42%
1,100,000
– –
STFC
105
DELISTED
State Auto Financial Corp
STFC
$7.14M 0.41%
300,000
– –
ORCL icon
106
Oracle
ORCL
$345B
$7.13M 0.41%
+181,625
New +$7.4M
PFE icon
107
Pfizer
PFE
$141B
$6.96M 0.4%
216,695
+21,682
+11% +$725K
IDCC icon
108
InterDigital
IDCC
$6.7B
$6.87M 0.39%
86,747
-50,000
-37% -$3.34M
NCIT
109
DELISTED
NCI, Inc.
NCIT
$6.63M 0.38%
573,297
– –
TRNS icon
110
Transcat
TRNS
$805M
$6.56M 0.38%
600,000
– –
PHM icon
111
Pultegroup
PHM
$24.9B
$6.54M 0.38%
326,342
+4,540
+1% +$94.1K
GIFI
112
DELISTED
Gulf Island Fabrication
GIFI
$6.44M 0.37%
700,000
-46,194
-6% -$383K
ADTN icon
113
Adtran
ADTN
$769M
$6.36M 0.37%
332,367
-106,633
-24% -$1.97M
TRS icon
114
TriMas Corp
TRS
$1.45B
$6.33M 0.36%
+340,070
New +$6.29M
MRTN icon
115
Marten Transport
MRTN
$1.26B
$6.3M 0.36%
750,000
– –
ESE icon
116
ESCO Technologies
ESE
$8.4B
$6.29M 0.36%
135,444
-137,771
-50% -$6.07M
PXLW icon
117
Pixelworks
PXLW
$37.9M
$6.28M 0.36%
187,500
+38,817
+26% +$1.17M
HBIO icon
118
Harvard Bioscience
HBIO
$27M
$6.26M 0.36%
230,000
+10,000
+5% +$278K
CYBE
119
DELISTED
Cyberoptics Corp
CYBE
$6.14M 0.35%
250,000
-53,711
-18% -$1.03M
STRR
120
Star Equity Holdings
STRR
$40.6M
$6.13M 0.35%
398,343
-2,414
-0.6% -$45K
NWPX icon
121
NWPX Infrastructure Inc
NWPX
$1.24B
$5.91M 0.34%
500,000
-100,000
-17% -$1.15M
AES icon
122
AES
AES
$10.6B
$5.78M 0.33%
+450,000
New +$5.61M
SHYF
123
DELISTED
The Shyft Group
SHYF
$5.75M 0.33%
600,000
-150,000
-20% -$1.3M
UMPQ
124
DELISTED
Umpqua Holdings Corp
UMPQ
$5.27M 0.3%
+350,000
New +$5.45M
WAFD icon
125
WaFd
WAFD
$2.69B
$5.27M 0.3%
197,399
-174,098
-47% -$4.47M
3 4
5
6 7

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TCM
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WPC
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Heartland Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Heartland Advisors held 220 positions worth $1.74B, down 2% from $1.78B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Heartland Advisors withdrew a net $180M in Q3 2016, closing 22 positions and reducing 94 holdings. Its most notable exit was CoreCivic, an estimated $19.1M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 23% of assets, up from 21% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Heartland Advisors opened a new position in Zions Bancorporation worth $17.3M.

  • Heartland Advisors's largest Q3 2016 buy was Zions Bancorporation: 556,678 shares worth $17.3M.
  • Heartland Advisors added most to Tivo Inc in Q3 2016, an estimated $9.42M increase.
  • Heartland Advisors's biggest Q3 2016 reduction was Atlantic Union Bankshares, cutting an estimated $20.9M.
  • Heartland Advisors fully exited CoreCivic in Q3 2016, selling an estimated $19.1M.
  • Heartland Advisors's ten largest holdings make up 18% of its $1.74B portfolio in Q3 2016.
  • Heartland Advisors opened 32 new positions and closed 22 in Q3 2016.
  • Heartland Advisors's portfolio value fell 2% quarter-over-quarter to $1.74B.

Based on Heartland Advisors's 13F filing for Q3 2016, filed 4 Nov 2016.