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HA

Heartland Advisors Portfolio holdings

AUM $1.96B
1-Year Est. Return 28.26%
This Fund
S&P 500
This Quarter Est. Return
+11.8%
1 Year Est. Return
+28.26%
3 Year Est. Return
+63.4%
5 Year Est. Return
+94.71%
10 Year Est. Return
+422.04%
AUM
$5.76B
AUM Growth
+$267M
Cap. Flow
-$287M
Cap. Flow %
-4.99%
Top 10 Hldgs %
17.46%
Holding
282
New
29
Increased
82
Reduced
90
Closed
28

Top Buys

Rank Stock Value
1
AUB icon
Atlantic Union Bankshares
AUB
+$41.3M
2
CRK icon
Comstock Resources
CRK
+$32.1M
3
MDC
M.D.C. Holdings, Inc.
MDC
+$26.3M
4
JOY
Joy Global Inc
JOY
+$21.8M
5
LTM
LATAM Airlines Group S.A American Depositary Shares (Each representing 1 Common Share)
LTM
+$21.1M

Top Sells

Rank Stock Value
1
PTEN icon
Patterson-UTI
PTEN
+$61.7M
2
CRR
Carbo Ceramics Inc.
CRR
+$52.2M
3
OLN icon
Olin
OLN
+$45.9M
4
STEL
STELLARONE CORPORATION COM
STEL
+$37.7M
5
ALOG
Analogic Corp
ALOG
+$29.6M

Sector Composition

Rank Sector Weight
1 Industrials 26.69%
2 Financials 15.54%
3 Materials 8.95%
4 Healthcare 7.7%
5 Energy 7.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LTM
101
DELISTED
LATAM Airlines Group S.A American Depositary Shares (Each representing 1 Common Share)
LTM
$21.5M 0.37%
+1,317,268
New +$21.1M
TCF
102
DELISTED
TCF Financial Corporation
TCF
$21.3M 0.37%
1,310,278
+257,324
+24% +$3.98M
HUM icon
103
Humana
HUM
$46.7B
$20.6M 0.36%
199,715
+6,667
+3% +$653K
TQNT
104
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
$20.5M 0.36%
2,463,315
-72,405
-3% -$578K
PLUS icon
105
ePlus
PLUS
$2.42B
$20.1M 0.35%
1,411,180
– –
ALOG
106
DELISTED
Analogic Corp
ALOG
$19.9M 0.35%
243,886
-325,083
-57% -$29.6M
BPFH
107
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
$19.1M 0.33%
1,514,474
+40,485
+3% +$470K
STRR
108
Star Equity Holdings
STRR
$39.8M
$18.6M 0.32%
463,183
+3,821
+0.8% +$132K
TTI icon
109
TETRA Technologies
TTI
$1.07B
$18.5M 0.32%
1,500,000
– –
AGX icon
110
Argan
AGX
$7.33B
$18.4M 0.32%
669,156
-21,085
-3% -$493K
LINC icon
111
Lincoln Educational Services
LINC
$1.33B
$18.4M 0.32%
3,702,210
+133,701
+4% +$663K
AIR icon
112
AAR Corp
AIR
$5.62B
$18.3M 0.32%
653,977
-93,206
-12% -$2.72M
KSS icon
113
Kohl's
KSS
$2.16B
$18.1M 0.31%
319,455
-7,616
-2% -$418K
DRCO
114
DELISTED
DYNAMICS RESEARCH CORP
DRCO
$17.9M 0.31%
1,557,830
+64,492
+4% +$497K
TRR
115
DELISTED
Trc Companies
TRR
$17.5M 0.3%
2,448,246
-114,547
-4% -$843K
ASTE icon
116
Astec Industries
ASTE
$1.26B
$17.4M 0.3%
450,000
– –
CSFL
117
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$17.1M 0.3%
1,682,394
– –
CAH icon
118
Cardinal Health
CAH
$54.5B
$16.8M 0.29%
251,954
-97,097
-28% -$5.93M
NWPX icon
119
NWPX Infrastructure Inc
NWPX
$1.22B
$16.7M 0.29%
442,930
-214,462
-33% -$7.82M
DF
120
DELISTED
Dean Foods Company
DF
$16.7M 0.29%
+971,140
New +$17.7M
DMC
121
Del Monte Corp
DMC
$1.37B
$16.5M 0.29%
583,062
+13,685
+2% +$386K
ARAY icon
122
Accuray
ARAY
$29M
$15.2M 0.26%
1,750,000
-1,000,000
-36% -$7.76M
ACIC icon
123
American Coastal Insurance
ACIC
$526M
$15.2M 0.26%
1,076,459
-73,541
-6% -$745K
LXU icon
124
LSB Industries
LXU
$822M
$14.7M 0.26%
466,358
-380,896
-45% -$9.86M
WAFD icon
125
WaFd
WAFD
$2.71B
$14.6M 0.25%
628,984
+22,738
+4% +$516K
3 4
5
6 7

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NIM
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FC
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TCM
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WPC
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FFH
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Heartland Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Heartland Advisors held 282 positions worth $5.76B, up 4.9% from $5.49B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Heartland Advisors withdrew a net $287M in Q4 2013, closing 28 positions and reducing 90 holdings. Its most notable exit was Patterson-UTI, an estimated $61.7M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 27% of assets, down from 28% a quarter earlier, followed by Financials and Materials.

Against the trend, Heartland Advisors opened a new position in Atlantic Union Bankshares worth $40.3M.

  • Heartland Advisors's largest Q4 2013 buy was Atlantic Union Bankshares: 1,674,439 shares worth $40.3M.
  • Heartland Advisors added most to QUESTCOR PHARMA INC in Q4 2013, an estimated $17.7M increase.
  • Heartland Advisors's biggest Q4 2013 reduction was Olin, cutting an estimated $45.9M.
  • Heartland Advisors fully exited Patterson-UTI in Q4 2013, selling an estimated $61.7M.
  • Heartland Advisors's ten largest holdings make up 17% of its $5.76B portfolio in Q4 2013.
  • Heartland Advisors opened 29 new positions and closed 28 in Q4 2013.
  • Heartland Advisors's portfolio value rose 4.9% quarter-over-quarter to $5.76B.

Based on Heartland Advisors's 13F filing for Q4 2013, filed 14 Feb 2014.