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HA

Heartland Advisors Portfolio holdings

AUM $1.96B
1-Year Est. Return 28.26%
This Fund
S&P 500
This Quarter Est. Return
+11.82%
1 Year Est. Return
+28.26%
3 Year Est. Return
+63.4%
5 Year Est. Return
+94.71%
10 Year Est. Return
+422.04%
AUM
$1.74B
AUM Growth
-$35.5M
Cap. Flow
-$180M
Cap. Flow %
-10.36%
Top 10 Hldgs %
17.74%
Holding
220
New
32
Increased
48
Reduced
94
Closed
22

Top Buys

Rank Stock Value
1
ZION icon
Zions Bancorporation
ZION
+$15.8M
2
ASB icon
Associated Banc-Corp
ASB
+$12.7M
3
HAIN icon
Hain Celestial
HAIN
+$9.97M
4
TIVO
Tivo Inc
TIVO
+$9.42M
5
SRCI
SRC Energy Inc
SRCI
+$9.4M

Top Sells

Rank Stock Value
1
AUB icon
Atlantic Union Bankshares
AUB
+$20.9M
2
CXW icon
CoreCivic
CXW
+$19.1M
3
LDL
Lydall, Inc.
LDL
+$16.4M
4
RGS icon
Regis Corp
RGS
+$15.6M
5
CSH
CASH AMERICA INTERNATIONAL INC
CSH
+$14.6M

Sector Composition

Rank Sector Weight
1 Industrials 23%
2 Financials 18.52%
3 Consumer Discretionary 8.88%
4 Healthcare 8.36%
5 Technology 7.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGP icon
76
Resources Connection
RGP
$133M
$9.57M 0.55%
640,683
-349,185
-35% -$5.21M
EXC icon
77
Exelon
EXC
$48.2B
$9.46M 0.54%
398,328
-1,556
-0.4% -$39.1K
PTEN icon
78
Patterson-UTI
PTEN
$3.57B
$9.2M 0.53%
411,238
-96,929
-19% -$1.95M
KEX icon
79
Kirby Corp
KEX
$7.76B
$9.18M 0.53%
147,672
+43,642
+42% +$2.5M
SAH icon
80
Sonic Automotive
SAH
$3.25B
$9.1M 0.52%
484,126
-424,740
-47% -$7.51M
KMT icon
81
Kennametal
KMT
$2.69B
$9.09M 0.52%
+313,056
New +$8.28M
BNY
82
Bank of New York Mellon
BNY
$107B
$9.06M 0.52%
227,310
-3,241
-1% -$129K
JNS
83
DELISTED
Janus Capital Group Inc
JNS
$9.03M 0.52%
+644,790
New +$9.34M
SRT
84
DELISTED
Startek Inc.
SRT
$8.97M 0.52%
1,442,400
+42,400
+3% +$210K
WG
85
DELISTED
Willbros Group
WG
$8.81M 0.51%
4,687,300
+15,916
+0.3% +$32.7K
PACW
86
DELISTED
PacWest Bancorp
PACW
$8.58M 0.49%
200,000
– –
HFWA icon
87
Heritage Financial
HFWA
$1.22B
$8.58M 0.49%
478,000
– –
GTS
88
DELISTED
Triple-S Management Corporation
GTS
$8.53M 0.49%
409,039
+18,034
+5% +$404K
AXP icon
89
American Express
AXP
$226B
$8.46M 0.49%
132,150
+48,635
+58% +$3.12M
ONB icon
90
Old National Bancorp
ONB
$10.1B
$8.37M 0.48%
595,625
-600,000
-50% -$8.1M
RDUS
91
DELISTED
Radius Recycling
RDUS
$8.36M 0.48%
400,000
– –
BCC icon
92
Boise Cascade
BCC
$2.75B
$8.23M 0.47%
323,995
-54,041
-14% -$1.39M
HYGS
93
DELISTED
Hydrogenics Corp
HYGS
$8.2M 0.47%
1,250,000
– –
HAIN icon
94
Hain Celestial
HAIN
$46M
$8.09M 0.46%
+227,355
New +$9.97M
ENSG icon
95
The Ensign Group
ENSG
$10.4B
$8.05M 0.46%
427,600
– –
GLW icon
96
Corning
GLW
$123B
$8.05M 0.46%
340,468
-1,589
-0.5% -$35.4K
FIBK icon
97
First Interstate BancSystem
FIBK
$3.67B
$7.93M 0.46%
251,695
-24,613
-9% -$734K
PESI icon
98
Perma-Fix Environmental Services
PESI
$332M
$7.88M 0.45%
1,573,332
-10,180
-0.6% -$51.9K
WFC icon
99
Wells Fargo
WFC
$264B
$7.75M 0.45%
+175,135
New +$8.38M
HAYN
100
DELISTED
Haynes International, Inc.
HAYN
$7.59M 0.44%
204,645
-79,985
-28% -$2.99M
2 3
4
5 6

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WPC
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Heartland Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Heartland Advisors held 220 positions worth $1.74B, down 2% from $1.78B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Heartland Advisors withdrew a net $180M in Q3 2016, closing 22 positions and reducing 94 holdings. Its most notable exit was CoreCivic, an estimated $19.1M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 23% of assets, up from 21% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Heartland Advisors opened a new position in Zions Bancorporation worth $17.3M.

  • Heartland Advisors's largest Q3 2016 buy was Zions Bancorporation: 556,678 shares worth $17.3M.
  • Heartland Advisors added most to Tivo Inc in Q3 2016, an estimated $9.42M increase.
  • Heartland Advisors's biggest Q3 2016 reduction was Atlantic Union Bankshares, cutting an estimated $20.9M.
  • Heartland Advisors fully exited CoreCivic in Q3 2016, selling an estimated $19.1M.
  • Heartland Advisors's ten largest holdings make up 18% of its $1.74B portfolio in Q3 2016.
  • Heartland Advisors opened 32 new positions and closed 22 in Q3 2016.
  • Heartland Advisors's portfolio value fell 2% quarter-over-quarter to $1.74B.

Based on Heartland Advisors's 13F filing for Q3 2016, filed 4 Nov 2016.