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HA

Heartland Advisors Portfolio holdings

AUM $1.96B
1-Year Est. Return 28.26%
This Fund
S&P 500
This Quarter Est. Return
+13.45%
1 Year Est. Return
+28.26%
3 Year Est. Return
+63.4%
5 Year Est. Return
+94.71%
10 Year Est. Return
+422.04%
AUM
$1.81B
AUM Growth
+$67.8M
Cap. Flow
-$109M
Cap. Flow %
-6.01%
Top 10 Hldgs %
14.96%
Holding
226
New
28
Increased
78
Reduced
74
Closed
27

Top Buys

Rank Stock Value
1
RDN icon
Radian Group
RDN
+$15.6M
2
AES icon
AES
AES
+$12.3M
3
WWW icon
Wolverine World Wide
WWW
+$10.5M
4
SMTC icon
Semtech
SMTC
+$9.77M
5
ETR icon
Entergy
ETR
+$9.56M

Top Sells

Rank Stock Value
1
MDU icon
MDU Resources
MDU
+$32.1M
2
WCIC
WCI Communities, Inc.
WCIC
+$23.7M
3
TIVO
Tivo Inc
TIVO
+$15.8M
4
FRED
Fred's Inc
FRED
+$14.2M
5
POR icon
Portland General Electric
POR
+$12.7M

Sector Composition

Rank Sector Weight
1 Industrials 21.39%
2 Financials 21.31%
3 Technology 9.55%
4 Consumer Discretionary 7.98%
5 Healthcare 7.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCBK icon
51
TriCo Bancshares
TCBK
$1.84B
$12.9M 0.71%
377,320
– –
IAG icon
52
IAMGOLD
IAG
$8.5B
$12.7M 0.7%
3,299,950
+535,400
+19% +$2M
PNC icon
53
PNC Financial Services
PNC
$99.6B
$12.6M 0.7%
108,025
-26,461
-20% -$2.75M
RSYS
54
DELISTED
Radisys Corp
RSYS
$12.5M 0.69%
2,826,538
+492,538
+21% +$2.25M
WFC icon
55
Wells Fargo
WFC
$264B
$12.3M 0.68%
224,040
+48,905
+28% +$2.46M
HFWA icon
56
Heritage Financial
HFWA
$1.22B
$12.3M 0.68%
478,000
– –
RDUS
57
DELISTED
Radius Recycling
RDUS
$12.2M 0.68%
476,292
+76,292
+19% +$1.96M
DNOW icon
58
DNOW Inc
DNOW
$2.59B
$12.2M 0.67%
595,771
-167,204
-22% -$3.54M
SRT
59
DELISTED
Startek Inc.
SRT
$12.2M 0.67%
1,442,400
– –
TBBK icon
60
The Bancorp
TBBK
$2.81B
$12.1M 0.67%
1,539,303
+784,303
+104% +$5.6M
JCAP
61
DELISTED
Jernigan Capital, Inc.
JCAP
$12.1M 0.67%
573,025
+3,320
+0.6% +$63.4K
PCH
62
DELISTED
PotlatchDeltic
PCH
$12M 0.66%
288,745
-48,515
-14% -$1.96M
PTEN icon
63
Patterson-UTI
PTEN
$3.57B
$11.9M 0.66%
443,107
+31,869
+8% +$787K
UNT
64
DELISTED
UNIT Corporation
UNT
$11.8M 0.65%
+440,292
New +$9.51M
AXP icon
65
American Express
AXP
$226B
$11.8M 0.65%
158,996
+26,846
+20% +$1.86M
ENDP
66
DELISTED
Endo International plc
ENDP
$11.6M 0.64%
703,000
-200,000
-22% -$3.52M
TFC icon
67
Truist Financial
TFC
$63.7B
$11.5M 0.64%
244,412
-41,693
-15% -$1.77M
CSCO icon
68
Cisco
CSCO
$452B
$11.3M 0.62%
373,731
+1,988
+0.5% +$60.6K
TWI icon
69
Titan International
TWI
$519M
$11M 0.61%
985,638
+635,638
+182% +$6.96M
SMTC icon
70
Semtech
SMTC
$11.3B
$11M 0.61%
+348,880
New +$9.77M
PACW
71
DELISTED
PacWest Bancorp
PACW
$10.9M 0.6%
200,000
– –
GTS
72
DELISTED
Triple-S Management Corporation
GTS
$10.8M 0.6%
547,374
+138,335
+34% +$2.88M
BNY
73
Bank of New York Mellon
BNY
$107B
$10.7M 0.59%
226,510
-800
-0.4% -$36.1K
RES icon
74
RPC Inc
RES
$1.21B
$10.7M 0.59%
541,477
-118,894
-18% -$2.23M
TRIB
75
Trinity Biotech
TRIB
$6.18M
$10.6M 0.59%
10,225
+1,762
+21% +$1.82M
1 2
3
4 5

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NIM
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FC
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TCM
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WPC
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FFH
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Heartland Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Heartland Advisors held 226 positions worth $1.81B, up 3.9% from $1.74B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Heartland Advisors withdrew a net $109M in Q4 2016, closing 27 positions and reducing 74 holdings. Its most notable exit was WCI Communities, Inc., an estimated $23.7M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 21% of assets, down from 23% a quarter earlier, followed by Financials and Technology.

Against the trend, Heartland Advisors opened a new position in Radian Group worth $18.6M.

  • Heartland Advisors's largest Q4 2016 buy was Radian Group: 1,037,000 shares worth $18.6M.
  • Heartland Advisors added most to AES in Q4 2016, an estimated $12.3M increase.
  • Heartland Advisors's biggest Q4 2016 reduction was MDU Resources, cutting an estimated $32.1M.
  • Heartland Advisors fully exited WCI Communities, Inc. in Q4 2016, selling an estimated $23.7M.
  • Heartland Advisors's ten largest holdings make up 15% of its $1.81B portfolio in Q4 2016.
  • Heartland Advisors opened 28 new positions and closed 27 in Q4 2016.
  • Heartland Advisors's portfolio value rose 3.9% quarter-over-quarter to $1.81B.

Based on Heartland Advisors's 13F filing for Q4 2016, filed 31 Jan 2017.