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HA

Heartland Advisors Portfolio holdings

AUM $1.96B
1-Year Est. Return 28.26%
This Fund
S&P 500
This Quarter Est. Return
+11.82%
1 Year Est. Return
+28.26%
3 Year Est. Return
+63.4%
5 Year Est. Return
+94.71%
10 Year Est. Return
+422.04%
AUM
$1.74B
AUM Growth
-$35.5M
Cap. Flow
-$180M
Cap. Flow %
-10.36%
Top 10 Hldgs %
17.74%
Holding
220
New
32
Increased
48
Reduced
94
Closed
22

Top Buys

Rank Stock Value
1
ZION icon
Zions Bancorporation
ZION
+$15.8M
2
ASB icon
Associated Banc-Corp
ASB
+$12.7M
3
HAIN icon
Hain Celestial
HAIN
+$9.97M
4
TIVO
Tivo Inc
TIVO
+$9.42M
5
SRCI
SRC Energy Inc
SRCI
+$9.4M

Top Sells

Rank Stock Value
1
AUB icon
Atlantic Union Bankshares
AUB
+$20.9M
2
CXW icon
CoreCivic
CXW
+$19.1M
3
LDL
Lydall, Inc.
LDL
+$16.4M
4
RGS icon
Regis Corp
RGS
+$15.6M
5
CSH
CASH AMERICA INTERNATIONAL INC
CSH
+$14.6M

Sector Composition

Rank Sector Weight
1 Industrials 23%
2 Financials 18.52%
3 Consumer Discretionary 8.88%
4 Healthcare 8.36%
5 Technology 7.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOOM icon
51
DMC Global
BOOM
$117M
$12.2M 0.7%
1,142,808
+138,189
+14% +$1.51M
PNC icon
52
PNC Financial Services
PNC
$99.6B
$12.1M 0.7%
134,486
+18,861
+16% +$1.62M
CSCO icon
53
Cisco
CSCO
$452B
$11.8M 0.68%
371,743
-6,924
-2% -$213K
FLR icon
54
Fluor
FLR
$7.22B
$11.7M 0.67%
227,371
+38,391
+20% +$1.98M
OSK icon
55
Oshkosh
OSK
$9.66B
$11.4M 0.66%
204,228
-41,263
-17% -$2.17M
HES
56
DELISTED
Hess
HES
$11.4M 0.65%
212,569
-1,588
-0.7% -$85.1K
IAG icon
57
IAMGOLD
IAG
$8.5B
$11.2M 0.64%
2,764,550
-93,388
-3% -$426K
RES icon
58
RPC Inc
RES
$1.21B
$11.1M 0.64%
660,371
+152,159
+30% +$2.31M
T icon
59
AT&T
T
$167B
$11M 0.63%
358,723
-9,407
-3% -$297K
AVD icon
60
American Vanguard Corp
AVD
$75.2M
$11M 0.63%
683,310
+99,622
+17% +$1.62M
CCBG icon
61
Capital City Bank Group
CCBG
$890M
$10.9M 0.63%
739,451
+57,601
+8% +$826K
JCAP
62
DELISTED
Jernigan Capital, Inc.
JCAP
$10.9M 0.63%
569,705
-11,780
-2% -$194K
SALE
63
DELISTED
RetailMeNot, Inc. Series 1
SALE
$10.9M 0.62%
1,100,000
-281,750
-20% -$2.85M
SRI icon
64
Stoneridge
SRI
$210M
$10.8M 0.62%
587,225
-88,575
-13% -$1.53M
TFC icon
65
Truist Financial
TFC
$63.7B
$10.8M 0.62%
286,105
-3,891
-1% -$145K
CRR
66
DELISTED
Carbo Ceramics Inc.
CRR
$10.4M 0.6%
948,749
-355,418
-27% -$4.57M
ENTG icon
67
Entegris
ENTG
$19.2B
$10.3M 0.59%
591,325
+159,392
+37% +$2.62M
PFG icon
68
Principal Financial Group
PFG
$24B
$10.3M 0.59%
199,126
-3,329
-2% -$156K
MGPI icon
69
MGP Ingredients
MGPI
$384M
$10.1M 0.58%
250,000
– –
TCBK icon
70
TriCo Bancshares
TCBK
$1.84B
$10.1M 0.58%
377,320
– –
ENH
71
DELISTED
Endurance Specialty Holdings Ltd
ENH
$9.97M 0.57%
152,406
+8,727
+6% +$579K
SRCI
72
DELISTED
SRC Energy Inc
SRCI
$9.86M 0.57%
+1,422,200
New +$9.4M
MTRN icon
73
Materion
MTRN
$5.03B
$9.84M 0.56%
320,435
-371,150
-54% -$10.4M
CALY
74
Callaway Golf Company
CALY
$3.28B
$9.7M 0.56%
835,815
-74,015
-8% -$825K
LINC icon
75
Lincoln Educational Services
LINC
$1.29B
$9.65M 0.55%
4,384,622
+330,411
+8% +$637K
1 2
3
4 5

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TCM
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WPC
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Heartland Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Heartland Advisors held 220 positions worth $1.74B, down 2% from $1.78B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Heartland Advisors withdrew a net $180M in Q3 2016, closing 22 positions and reducing 94 holdings. Its most notable exit was CoreCivic, an estimated $19.1M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 23% of assets, up from 21% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Heartland Advisors opened a new position in Zions Bancorporation worth $17.3M.

  • Heartland Advisors's largest Q3 2016 buy was Zions Bancorporation: 556,678 shares worth $17.3M.
  • Heartland Advisors added most to Tivo Inc in Q3 2016, an estimated $9.42M increase.
  • Heartland Advisors's biggest Q3 2016 reduction was Atlantic Union Bankshares, cutting an estimated $20.9M.
  • Heartland Advisors fully exited CoreCivic in Q3 2016, selling an estimated $19.1M.
  • Heartland Advisors's ten largest holdings make up 18% of its $1.74B portfolio in Q3 2016.
  • Heartland Advisors opened 32 new positions and closed 22 in Q3 2016.
  • Heartland Advisors's portfolio value fell 2% quarter-over-quarter to $1.74B.

Based on Heartland Advisors's 13F filing for Q3 2016, filed 4 Nov 2016.