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HA

Heartland Advisors Portfolio holdings

AUM $1.96B
1-Year Est. Return 28.26%
This Fund
S&P 500
This Quarter Est. Return
+11.82%
1 Year Est. Return
+28.26%
3 Year Est. Return
+63.4%
5 Year Est. Return
+94.71%
10 Year Est. Return
+422.04%
AUM
$1.74B
AUM Growth
-$35.5M
Cap. Flow
-$180M
Cap. Flow %
-10.36%
Top 10 Hldgs %
17.74%
Holding
220
New
32
Increased
48
Reduced
94
Closed
22

Top Buys

Rank Stock Value
1
ZION icon
Zions Bancorporation
ZION
+$15.8M
2
ASB icon
Associated Banc-Corp
ASB
+$12.7M
3
HAIN icon
Hain Celestial
HAIN
+$9.97M
4
TIVO
Tivo Inc
TIVO
+$9.42M
5
SRCI
SRC Energy Inc
SRCI
+$9.4M

Top Sells

Rank Stock Value
1
AUB icon
Atlantic Union Bankshares
AUB
+$20.9M
2
CXW icon
CoreCivic
CXW
+$19.1M
3
LDL
Lydall, Inc.
LDL
+$16.4M
4
RGS icon
Regis Corp
RGS
+$15.6M
5
CSH
CASH AMERICA INTERNATIONAL INC
CSH
+$14.6M

Sector Composition

Rank Sector Weight
1 Industrials 23%
2 Financials 18.52%
3 Consumer Discretionary 8.88%
4 Healthcare 8.36%
5 Technology 7.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
26
ExxonMobil
XOM
$651B
$16M 0.92%
183,876
-12,277
-6% -$1.09M
DGX icon
27
Quest Diagnostics
DGX
$25.1B
$15.5M 0.89%
182,878
-36,133
-16% -$3.03M
WMT icon
28
Walmart Inc
WMT
$871B
$15.1M 0.87%
630,000
-7,365
-1% -$179K
HSII
29
DELISTED
Heidrick & Struggles
HSII
$15M 0.86%
807,504
-245,095
-23% -$4.54M
HDSN
30
Hudson Technologies
HDSN
$267M
$15M 0.86%
2,250,000
-250,000
-10% -$1.32M
HAE icon
31
Haemonetics
HAE
$3.58B
$14.6M 0.84%
403,940
+145,285
+56% +$4.99M
AVHI
32
DELISTED
A V Homes, Inc.
AVHI
$14.5M 0.83%
868,600
+41,700
+5% +$600K
FRED
33
DELISTED
Fred's Inc
FRED
$14.2M 0.82%
1,570,881
-854,183
-35% -$11.2M
BHI
34
DELISTED
Baker Hughes
BHI
$14.2M 0.81%
281,205
-2,545
-0.9% -$123K
CA
35
DELISTED
CA, Inc.
CA
$14.1M 0.81%
427,927
-4,100
-0.9% -$138K
WERN icon
36
Werner Enterprises
WERN
$2.54B
$13.8M 0.79%
594,735
+142,850
+32% +$3.39M
EMR icon
37
Emerson Electric
EMR
$82.9B
$13.4M 0.77%
245,545
+89,069
+57% +$4.77M
BPFH
38
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
$13.3M 0.76%
1,037,803
+391,592
+61% +$4.85M
IPHS
39
DELISTED
Innophos Holdings, Inc.
IPHS
$13.3M 0.76%
340,240
+169,995
+100% +$6.99M
WIRE
40
DELISTED
Encore Wire Corp
WIRE
$13.2M 0.76%
359,459
– –
ASB icon
41
Associated Banc-Corp
ASB
$5.81B
$13.2M 0.76%
+671,405
New +$12.7M
PCH
42
DELISTED
PotlatchDeltic
PCH
$13.1M 0.75%
337,260
-134,495
-29% -$5.05M
MSFG
43
DELISTED
MainSource Financial Group Inc
MSFG
$13.1M 0.75%
523,744
– –
LFCR icon
44
Lifecore Biomedical
LFCR
$162M
$12.9M 0.74%
964,250
-26,050
-3% -$316K
OIG
45
DELISTED
Orbital Infrastructure Group, Inc. Common Stock
OIG
$12.9M 0.74%
55,123
+8,880
+19% +$1.83M
POR icon
46
Portland General Electric
POR
$6.02B
$12.7M 0.73%
297,927
-25,000
-8% -$1.08M
MTG icon
47
MGIC Investment
MTG
$6.27B
$12.7M 0.73%
1,583,250
+123,150
+8% +$916K
RSYS
48
DELISTED
Radisys Corp
RSYS
$12.5M 0.72%
2,334,000
+148,865
+7% +$752K
PCBK
49
DELISTED
Pacific Continental Corp
PCBK
$12.4M 0.71%
734,893
– –
TCF
50
DELISTED
TCF Financial Corporation
TCF
$12.3M 0.71%
850,000
-350,000
-29% -$4.85M
1
2
3 4 5

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Heartland Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Heartland Advisors held 220 positions worth $1.74B, down 2% from $1.78B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Heartland Advisors withdrew a net $180M in Q3 2016, closing 22 positions and reducing 94 holdings. Its most notable exit was CoreCivic, an estimated $19.1M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 23% of assets, up from 21% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Heartland Advisors opened a new position in Zions Bancorporation worth $17.3M.

  • Heartland Advisors's largest Q3 2016 buy was Zions Bancorporation: 556,678 shares worth $17.3M.
  • Heartland Advisors added most to Tivo Inc in Q3 2016, an estimated $9.42M increase.
  • Heartland Advisors's biggest Q3 2016 reduction was Atlantic Union Bankshares, cutting an estimated $20.9M.
  • Heartland Advisors fully exited CoreCivic in Q3 2016, selling an estimated $19.1M.
  • Heartland Advisors's ten largest holdings make up 18% of its $1.74B portfolio in Q3 2016.
  • Heartland Advisors opened 32 new positions and closed 22 in Q3 2016.
  • Heartland Advisors's portfolio value fell 2% quarter-over-quarter to $1.74B.

Based on Heartland Advisors's 13F filing for Q3 2016, filed 4 Nov 2016.