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HA

Heartland Advisors Portfolio holdings

AUM $1.96B
1-Year Est. Return 28.26%
This Fund
S&P 500
This Quarter Est. Return
+11.8%
1 Year Est. Return
+28.26%
3 Year Est. Return
+63.4%
5 Year Est. Return
+94.71%
10 Year Est. Return
+422.04%
AUM
$5.76B
AUM Growth
+$267M
Cap. Flow
-$287M
Cap. Flow %
-4.99%
Top 10 Hldgs %
17.46%
Holding
282
New
29
Increased
82
Reduced
90
Closed
28

Top Buys

Rank Stock Value
1
AUB icon
Atlantic Union Bankshares
AUB
+$41.3M
2
CRK icon
Comstock Resources
CRK
+$32.1M
3
MDC
M.D.C. Holdings, Inc.
MDC
+$26.3M
4
JOY
Joy Global Inc
JOY
+$21.8M
5
LTM
LATAM Airlines Group S.A American Depositary Shares (Each representing 1 Common Share)
LTM
+$21.1M

Top Sells

Rank Stock Value
1
PTEN icon
Patterson-UTI
PTEN
+$61.7M
2
CRR
Carbo Ceramics Inc.
CRR
+$52.2M
3
OLN icon
Olin
OLN
+$45.9M
4
STEL
STELLARONE CORPORATION COM
STEL
+$37.7M
5
ALOG
Analogic Corp
ALOG
+$29.6M

Sector Composition

Rank Sector Weight
1 Industrials 26.69%
2 Financials 15.54%
3 Materials 8.95%
4 Healthcare 7.7%
5 Energy 7.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HBAN icon
251
Huntington Bancshares
HBAN
$34B
$210K ﹤0.01%
21,733
+8,719
+67% +$78.3K
ALV icon
252
Autoliv
ALV
$9.14B
$204K ﹤0.01%
+3,081
New +$201K
MDR
253
DELISTED
McDermott International
MDR
$178K ﹤0.01%
6,489
+1,728
+36% +$40.4K
BRCD
254
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$129K ﹤0.01%
14,577
+4,420
+44% +$36.9K
AGCO icon
255
AGCO
AGCO
$8.41B
– –
-192,978
Closed -$11.7M
BBSI icon
256
Barrett Business Services
BBSI
$1.01B
– –
-200,000
Closed -$3.37M
CNXN icon
257
PC Connection
CNXN
$2.09B
– –
-200,000
Closed -$3.02M
CROX icon
258
Crocs
CROX
$6.63B
– –
-500,000
Closed -$6.8M
FLNT
259
Fluent
FLNT
$106M
– –
-16,992
Closed -$652K
HMN icon
260
Horace Mann Educators
HMN
$2.11B
– –
-59,033
Closed -$1.68M
IRIX icon
261
IRIDEX
IRIX
$15M
– –
-154,037
Closed -$913K
LTRX icon
262
Lantronix
LTRX
$223M
– –
-273,351
Closed -$380K
PTEN icon
263
Patterson-UTI
PTEN
$3.54B
– –
-2,886,805
Closed -$61.7M
TBBK icon
264
The Bancorp
TBBK
$2.81B
– –
-400,000
Closed -$7.09M
TITN icon
265
Titan Machinery
TITN
$420M
– –
-445,549
Closed -$7.16M
ULBI icon
266
Ultralife
ULBI
$88.3M
– –
-677,557
Closed -$2.71M
WERN icon
267
Werner Enterprises
WERN
$2.2B
– –
-944,256
Closed -$22M
WHF icon
268
WhiteHorse Finance
WHF
$138M
– –
-22,935
Closed -$345K
SAVE
269
DELISTED
Spirit Airlines, Inc.
SAVE
– –
-500,000
Closed -$17.1M
SRGA
270
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
– –
-18,660
Closed -$2.09M
AEGN
271
DELISTED
Aegion Corp
AEGN
– –
-200,000
Closed -$4.75M
CRR
272
DELISTED
Carbo Ceramics Inc.
CRR
– –
-526,490
Closed -$52.2M
INTX
273
DELISTED
Intersections, Inc.
INTX
– –
-170,838
Closed -$1.5M
LAYN
274
DELISTED
Layne Christensen Co
LAYN
– –
-253,258
Closed -$5.05M
ADEP
275
DELISTED
Adept Technology Inc
ADEP
– –
-316,449
Closed -$2.28M
8 9 10
11
12

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NIM
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FC
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TCM
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WPC
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BC
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FFH
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CCA
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Heartland Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Heartland Advisors held 282 positions worth $5.76B, up 4.9% from $5.49B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Heartland Advisors withdrew a net $287M in Q4 2013, closing 28 positions and reducing 90 holdings. Its most notable exit was Patterson-UTI, an estimated $61.7M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 27% of assets, down from 28% a quarter earlier, followed by Financials and Materials.

Against the trend, Heartland Advisors opened a new position in Atlantic Union Bankshares worth $40.3M.

  • Heartland Advisors's largest Q4 2013 buy was Atlantic Union Bankshares: 1,674,439 shares worth $40.3M.
  • Heartland Advisors added most to QUESTCOR PHARMA INC in Q4 2013, an estimated $17.7M increase.
  • Heartland Advisors's biggest Q4 2013 reduction was Olin, cutting an estimated $45.9M.
  • Heartland Advisors fully exited Patterson-UTI in Q4 2013, selling an estimated $61.7M.
  • Heartland Advisors's ten largest holdings make up 17% of its $5.76B portfolio in Q4 2013.
  • Heartland Advisors opened 29 new positions and closed 28 in Q4 2013.
  • Heartland Advisors's portfolio value rose 4.9% quarter-over-quarter to $5.76B.

Based on Heartland Advisors's 13F filing for Q4 2013, filed 14 Feb 2014.